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WIELAND METALS, INC. 401(K) PLAN 401k Plan overview

Plan NameWIELAND METALS, INC. 401(K) PLAN
Plan identification number 002

WIELAND METALS, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WIELAND METALS, INC. has sponsored the creation of one or more 401k plans.

Company Name:WIELAND METALS, INC.
Employer identification number (EIN):363050593
NAIC Classification:331400

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WIELAND METALS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01
0022020-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01MICHAEL J. DERESINSKI MICHAEL J. DERESINSKI2018-10-01
0022016-01-01MICHAEL J. DERESINSKI MICHAEL J. DERESINSKI2017-07-25
0022015-01-01MICHAEL J. DERESINSKI MICHAEL J. DERESINSKI2016-08-01
0022014-10-01MICHAEL DERESINSKI MICHAEL DERESINSKI2015-10-05
0022013-10-01MICHAEL J. DERESINSKI MICHAEL J. DERESINSKI2015-07-09
0022012-10-01MICHAEL DERESINSKI
0022011-10-01MICHAEL DERESINSKI
0022010-10-01MICHAEL DERESINSKI
0022009-10-01MICHAEL DERESINSKI MICHAEL DERESINSKI2011-07-14
0022008-10-01

Plan Statistics for WIELAND METALS, INC. 401(K) PLAN

401k plan membership statisitcs for WIELAND METALS, INC. 401(K) PLAN

Measure Date Value
2021: WIELAND METALS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01279
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: WIELAND METALS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01237
Total number of active participants reported on line 7a of the Form 55002020-01-01193
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0185
Total of all active and inactive participants2020-01-01278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01279
Number of participants with account balances2020-01-01258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0117
2019: WIELAND METALS, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01232
Total number of active participants reported on line 7a of the Form 55002019-01-01188
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0146
Total of all active and inactive participants2019-01-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01235
Number of participants with account balances2019-01-01220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-019
2018: WIELAND METALS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01214
Total number of active participants reported on line 7a of the Form 55002018-01-01195
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0135
Total of all active and inactive participants2018-01-01230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01232
Number of participants with account balances2018-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: WIELAND METALS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01187
Total number of active participants reported on line 7a of the Form 55002017-01-01180
Number of other retired or separated participants entitled to future benefits2017-01-0134
Total of all active and inactive participants2017-01-01214
Total participants2017-01-01214
Number of participants with account balances2017-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: WIELAND METALS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01181
Total number of active participants reported on line 7a of the Form 55002016-01-01152
Number of other retired or separated participants entitled to future benefits2016-01-0133
Total of all active and inactive participants2016-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01185
Number of participants with account balances2016-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-018
2015: WIELAND METALS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01188
Total number of active participants reported on line 7a of the Form 55002015-01-01146
Number of retired or separated participants receiving benefits2015-01-0137
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01183
Number of participants with account balances2015-01-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: WIELAND METALS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-01168
Total number of active participants reported on line 7a of the Form 55002014-10-01125
Number of retired or separated participants receiving benefits2014-10-0145
Total of all active and inactive participants2014-10-01170
Total participants2014-10-01170
Number of participants with account balances2014-10-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-010
2013: WIELAND METALS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-01154
Total number of active participants reported on line 7a of the Form 55002013-10-01127
Number of other retired or separated participants entitled to future benefits2013-10-0140
Total of all active and inactive participants2013-10-01167
Total participants2013-10-01167
Number of participants with account balances2013-10-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-016
2012: WIELAND METALS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-01143
Total number of active participants reported on line 7a of the Form 55002012-10-01126
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-0126
Total of all active and inactive participants2012-10-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01152
Number of participants with account balances2012-10-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-012
2011: WIELAND METALS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-0196
Total number of active participants reported on line 7a of the Form 55002011-10-0192
Number of retired or separated participants receiving benefits2011-10-019
Number of other retired or separated participants entitled to future benefits2011-10-010
Total of all active and inactive participants2011-10-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01101
Number of participants with account balances2011-10-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-019
2010: WIELAND METALS, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-10-01128
Total number of active participants reported on line 7a of the Form 55002010-10-0189
Number of retired or separated participants receiving benefits2010-10-010
Number of other retired or separated participants entitled to future benefits2010-10-017
Total of all active and inactive participants2010-10-0196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-0196
Number of participants with account balances2010-10-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-017
2009: WIELAND METALS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-01128
Total number of active participants reported on line 7a of the Form 55002009-10-0197
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-0126
Total of all active and inactive participants2009-10-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-011
Total participants2009-10-01124
Number of participants with account balances2009-10-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-014

Financial Data on WIELAND METALS, INC. 401(K) PLAN

Measure Date Value
2021 : WIELAND METALS, INC. 401(K) PLAN 2021 401k financial data
Total transfer of assets from this plan2021-12-31$18,666,427
Total income from all sources (including contributions)2021-12-31$3,072,158
Total of all expenses incurred2021-12-31$1,606,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,592,225
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,046,261
Value of total assets at end of year2021-12-31$0
Value of total assets at beginning of year2021-12-31$17,200,380
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$13,886
Total interest from all sources2021-12-31$149,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$693,092
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$27,474
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$23,277
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$105,368
Administrative expenses (other) incurred2021-12-31$13,886
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,466,047
Value of net assets at end of year (total assets less liabilities)2021-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$17,200,380
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$938,792
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$10,106,525
Interest on participant loans2021-12-31$67
Interest earned on other investments2021-12-31$149,862
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$13,285
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$13,285
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$5,809,922
Net investment gain/loss from pooled separate accounts2021-12-31$1,875,968
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$247,801
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$281,105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,592,225
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31Yes
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RUBINBROWN LLP
Accountancy firm EIN2021-12-31430765316
2020 : WIELAND METALS, INC. 401(K) PLAN 2020 401k financial data
Total transfer of assets to this plan2020-12-31$866,825
Total transfer of assets from this plan2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,621,163
Total of all expenses incurred2020-12-31$1,243,768
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,201,160
Value of total corrective distributions2020-12-31$29,612
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,599,839
Value of total assets at end of year2020-12-31$17,200,380
Value of total assets at beginning of year2020-12-31$13,956,160
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$12,996
Total interest from all sources2020-12-31$127,608
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$686,152
Participant contributions at end of year2020-12-31$27,474
Participant contributions at end of year2020-12-31$23,277
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$383,904
Administrative expenses (other) incurred2020-12-31$12,996
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,377,395
Value of net assets at end of year (total assets less liabilities)2020-12-31$17,200,380
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$13,956,160
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$938,792
Value of interest in pooled separate accounts at end of year2020-12-31$10,106,525
Value of interest in pooled separate accounts at beginning of year2020-12-31$8,227,292
Interest on participant loans2020-12-31$431
Interest earned on other investments2020-12-31$128,676
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$13,285
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,591
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,591
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$-1,499
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$5,809,922
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$5,440,706
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$102,050
Net investment gain/loss from pooled separate accounts2020-12-31$1,791,666
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$529,783
Employer contributions (assets) at end of year2020-12-31$281,105
Employer contributions (assets) at beginning of year2020-12-31$286,571
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,201,160
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM US LLP
Accountancy firm EIN2020-12-31420714325
2019 : WIELAND METALS, INC. 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$3,021,679
Total income from all sources (including contributions)2019-12-31$3,021,679
Total of all expenses incurred2019-12-31$754,419
Total of all expenses incurred2019-12-31$754,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$697,114
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$697,114
Value of total corrective distributions2019-12-31$3,579
Value of total corrective distributions2019-12-31$3,579
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,264,044
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,264,044
Value of total assets at end of year2019-12-31$13,956,160
Value of total assets at end of year2019-12-31$13,956,160
Value of total assets at beginning of year2019-12-31$11,688,900
Value of total assets at beginning of year2019-12-31$11,688,900
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$53,726
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$53,726
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$697,993
Contributions received from participants2019-12-31$697,993
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$29,360
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$29,360
Other income not declared elsewhere2019-12-31$130,929
Other income not declared elsewhere2019-12-31$130,929
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,267,260
Value of net income/loss2019-12-31$2,267,260
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,956,160
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,956,160
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,688,900
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,688,900
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$8,227,292
Value of interest in pooled separate accounts at end of year2019-12-31$8,227,292
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,224,725
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,224,725
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,591
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,591
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$712
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$712
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$712
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$712
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$5,440,706
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$5,440,706
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,916,390
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,916,390
Net investment gain/loss from pooled separate accounts2019-12-31$1,626,706
Net investment gain/loss from pooled separate accounts2019-12-31$1,626,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$536,691
Contributions received in cash from employer2019-12-31$536,691
Employer contributions (assets) at end of year2019-12-31$286,571
Employer contributions (assets) at end of year2019-12-31$286,571
Employer contributions (assets) at beginning of year2019-12-31$547,073
Employer contributions (assets) at beginning of year2019-12-31$547,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$697,114
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$697,114
Contract administrator fees2019-12-31$53,726
Contract administrator fees2019-12-31$53,726
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
Accountancy firm EIN2019-12-31420714325
2018 : WIELAND METALS, INC. 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,270,585
Total of all expenses incurred2018-12-31$1,191,730
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,166,586
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,523,304
Value of total assets at end of year2018-12-31$11,688,900
Value of total assets at beginning of year2018-12-31$11,610,045
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$25,144
Total interest from all sources2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$704,127
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$17,107
Other income not declared elsewhere2018-12-31$131,161
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$78,855
Value of net assets at end of year (total assets less liabilities)2018-12-31$11,688,900
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$11,610,045
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$6,224,725
Value of interest in pooled separate accounts at beginning of year2018-12-31$6,205,475
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$712
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$4,916,390
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$5,171,808
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$0
Net investment gain/loss from pooled separate accounts2018-12-31$-383,880
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$802,070
Employer contributions (assets) at end of year2018-12-31$547,073
Employer contributions (assets) at beginning of year2018-12-31$232,762
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,166,586
Contract administrator fees2018-12-31$25,144
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : WIELAND METALS, INC. 401(K) PLAN 2017 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$6,922
Total income from all sources (including contributions)2017-12-31$2,184,138
Total of all expenses incurred2017-12-31$196,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$179,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,038,758
Value of total assets at end of year2017-12-31$11,610,045
Value of total assets at beginning of year2017-12-31$9,629,600
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$17,410
Total interest from all sources2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$15,585
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$588,870
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$6,922
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,987,367
Value of net assets at end of year (total assets less liabilities)2017-12-31$11,610,045
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$9,622,678
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$6,205,475
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,631,142
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$5,171,808
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$4,798,772
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,020,188
Net investment gain/loss from pooled separate accounts2017-12-31$125,192
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$449,888
Employer contributions (assets) at end of year2017-12-31$232,762
Employer contributions (assets) at beginning of year2017-12-31$199,686
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$179,361
Contract administrator fees2017-12-31$1,825
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : WIELAND METALS, INC. 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$6,922
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$20,061
Total income from all sources (including contributions)2016-12-31$1,330,335
Total of all expenses incurred2016-12-31$509,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$493,881
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$927,413
Value of total assets at end of year2016-12-31$9,629,600
Value of total assets at beginning of year2016-12-31$8,822,279
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$15,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$12,869
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$487,625
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$52,734
Other income not declared elsewhere2016-12-31$274,493
Administrative expenses (other) incurred2016-12-31$0
Liabilities. Value of operating payables at end of year2016-12-31$6,922
Liabilities. Value of operating payables at beginning of year2016-12-31$20,061
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$820,460
Value of net assets at end of year (total assets less liabilities)2016-12-31$9,622,678
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,802,218
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$4,631,142
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,276,639
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$4,798,772
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,339,591
Net investment gain/loss from pooled separate accounts2016-12-31$128,429
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$387,054
Employer contributions (assets) at end of year2016-12-31$199,686
Employer contributions (assets) at beginning of year2016-12-31$206,049
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$493,881
Contract administrator fees2016-12-31$3,125
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31420714325
2015 : WIELAND METALS, INC. 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$20,061
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$16,955
Total income from all sources (including contributions)2015-12-31$1,125,403
Total of all expenses incurred2015-12-31$661,618
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$619,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$926,709
Value of total assets at end of year2015-12-31$8,822,279
Value of total assets at beginning of year2015-12-31$8,355,388
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$41,680
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$475,083
Participant contributions at beginning of year2015-12-31$4,066
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$56,057
Other income not declared elsewhere2015-12-31$155,382
Administrative expenses (other) incurred2015-12-31$2,600
Liabilities. Value of operating payables at end of year2015-12-31$20,061
Liabilities. Value of operating payables at beginning of year2015-12-31$16,955
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$463,785
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,802,218
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,338,433
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$4,276,639
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,009,390
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,339,591
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$5,147,251
Net investment gain/loss from pooled separate accounts2015-12-31$43,312
Net investment gain or loss from common/collective trusts2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$395,569
Employer contributions (assets) at end of year2015-12-31$206,049
Employer contributions (assets) at beginning of year2015-12-31$194,681
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$619,938
Contract administrator fees2015-12-31$39,080
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RSM US LLP
Accountancy firm EIN2015-12-31420714325
2014 : WIELAND METALS, INC. 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$16,955
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$16,955
Total income from all sources (including contributions)2014-12-31$301,375
Total of all expenses incurred2014-12-31$35,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$35,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$174,592
Value of total assets at end of year2014-12-31$8,355,388
Value of total assets at beginning of year2014-12-31$8,089,712
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$575
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$575
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$52,420
Participant contributions at end of year2014-12-31$4,066
Other income not declared elsewhere2014-12-31$37,015
Liabilities. Value of operating payables at end of year2014-12-31$16,955
Liabilities. Value of operating payables at beginning of year2014-12-31$16,955
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$265,676
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,338,433
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,072,757
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$3,009,390
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,840,765
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$5,147,251
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$5,055,954
Net investment gain/loss from pooled separate accounts2014-12-31$89,768
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$122,172
Employer contributions (assets) at end of year2014-12-31$194,681
Employer contributions (assets) at beginning of year2014-12-31$192,993
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$35,124
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGLADREY LLP
Accountancy firm EIN2014-12-31420714325
Total transfer of assets to this plan2014-09-30$2,127,175
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$16,955
Total income from all sources (including contributions)2014-09-30$958,448
Total of all expenses incurred2014-09-30$855,805
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$825,360
Value of total corrective distributions2014-09-30$1,843
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$549,499
Value of total assets at end of year2014-09-30$8,089,713
Value of total assets at beginning of year2014-09-30$5,842,940
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$28,602
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$1,000,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$377,303
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$7,995
Other income not declared elsewhere2014-09-30$90,510
Liabilities. Value of operating payables at end of year2014-09-30$16,955
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$102,643
Value of net assets at end of year (total assets less liabilities)2014-09-30$8,072,758
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$5,842,940
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Value of interest in pooled separate accounts at end of year2014-09-30$2,840,765
Value of interest in pooled separate accounts at beginning of year2014-09-30$2,802,389
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-09-30$5,055,954
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-09-30$3,040,551
Net investment gain/loss from pooled separate accounts2014-09-30$318,439
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$164,201
Employer contributions (assets) at end of year2014-09-30$192,994
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$825,360
Contract administrator fees2014-09-30$28,602
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30MCGLADREY LLP
Accountancy firm EIN2014-09-30420714325
2013 : WIELAND METALS, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total income from all sources (including contributions)2013-09-30$993,025
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$437,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$416,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$468,090
Value of total assets at end of year2013-09-30$5,842,940
Value of total assets at beginning of year2013-09-30$5,287,482
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$20,934
Total interest from all sources2013-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$1,000,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$327,664
Other income not declared elsewhere2013-09-30$94,790
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$555,458
Value of net assets at end of year (total assets less liabilities)2013-09-30$5,842,940
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$5,287,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest in pooled separate accounts at end of year2013-09-30$2,802,389
Value of interest in pooled separate accounts at beginning of year2013-09-30$2,109,529
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-09-30$3,040,551
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-09-30$3,177,953
Net investment gain/loss from pooled separate accounts2013-09-30$430,145
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30Yes
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$140,426
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$416,633
Contract administrator fees2013-09-30$20,934
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30MCGLADREY LLP
Accountancy firm EIN2013-09-30420714325
2012 : WIELAND METALS, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total income from all sources (including contributions)2012-09-30$913,598
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$510,701
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$510,701
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$395,773
Value of total assets at end of year2012-09-30$5,287,482
Value of total assets at beginning of year2012-09-30$4,884,585
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$0
Total interest from all sources2012-09-30$517,825
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Administrative expenses professional fees incurred2012-09-30$11,500
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$500,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$280,195
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$402,897
Value of net assets at end of year (total assets less liabilities)2012-09-30$5,287,482
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$4,884,585
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in pooled separate accounts at end of year2012-09-30$2,109,529
Value of interest in pooled separate accounts at beginning of year2012-09-30$1,624,693
Interest earned on other investments2012-09-30$517,825
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-09-30$3,177,953
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-09-30$3,259,892
Net investment gain/loss from pooled separate accounts2012-09-30$418,865
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$115,578
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$510,701
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30MCGLADREY LLP
Accountancy firm EIN2012-09-30420714325
2011 : WIELAND METALS, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$436,161
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$507,714
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$490,878
Value of total corrective distributions2011-09-30$1,714
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$370,990
Value of total assets at end of year2011-09-30$4,884,585
Value of total assets at beginning of year2011-09-30$4,956,138
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$15,122
Total interest from all sources2011-09-30$121,509
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$500,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$263,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$-71,553
Value of net assets at end of year (total assets less liabilities)2011-09-30$4,884,585
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$4,956,138
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in pooled separate accounts at end of year2011-09-30$1,624,693
Value of interest in pooled separate accounts at beginning of year2011-09-30$1,560,572
Interest earned on other investments2011-09-30$121,509
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-09-30$3,259,892
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-09-30$3,395,566
Net investment gain/loss from pooled separate accounts2011-09-30$-56,338
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30Yes
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$107,459
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$490,878
Contract administrator fees2011-09-30$15,122
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30MCGLADREY LLP
Accountancy firm EIN2011-09-30420714325

Form 5500 Responses for WIELAND METALS, INC. 401(K) PLAN

2021: WIELAND METALS, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: WIELAND METALS, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: WIELAND METALS, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WIELAND METALS, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WIELAND METALS, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WIELAND METALS, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WIELAND METALS, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WIELAND METALS, INC. 401(K) PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)Yes
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2013: WIELAND METALS, INC. 401(K) PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: WIELAND METALS, INC. 401(K) PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan benefit arrangement – InsuranceYes
2011: WIELAND METALS, INC. 401(K) PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedYes
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan benefit arrangement – InsuranceYes
2010: WIELAND METALS, INC. 401(K) PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – InsuranceYes
2010-10-01Plan benefit arrangement – InsuranceYes
2009: WIELAND METALS, INC. 401(K) PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan benefit arrangement – InsuranceYes
2008: WIELAND METALS, INC. 401(K) PLAN 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-EE-BU96
Policy instance 2
Insurance contract or identification numberGAP-EE-BU96
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $4,855
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,855
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP44H392
Policy instance 1
Insurance contract or identification numberGAP44H392
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $10,943
Total amount of fees paid to insurance companyUSD $1,953
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,943
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP44H392
Policy instance 1
Insurance contract or identification numberGAP44H392
Number of Individuals Covered201
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $17,301
Total amount of fees paid to insurance companyUSD $6,012
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,301
Amount paid for insurance broker fees6012
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-EE-BU96
Policy instance 2
Insurance contract or identification numberGAP-EE-BU96
Number of Individuals Covered59
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $11,113
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,113
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-EE-BU96
Policy instance 2
Insurance contract or identification numberGAP-EE-BU96
Number of Individuals Covered220
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $10,258
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,258
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP44H392,EGBU9
Policy instance 1
Insurance contract or identification numberGAP44H392,EGBU9
Number of Individuals Covered220
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $14,775
Total amount of fees paid to insurance companyUSD $5,453
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,775
Amount paid for insurance broker fees5453
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-EE-BU96
Policy instance 2
Insurance contract or identification numberGAP-EE-BU96
Number of Individuals Covered192
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $10,426
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $10,426
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-H932
Policy instance 1
Insurance contract or identification numberGAP-44-H932
Number of Individuals Covered192
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $12,987
Total amount of fees paid to insurance companyUSD $5,149
Commission paid to Insurance BrokerUSD $12,987
Amount paid for insurance broker fees5149
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-EG-BU97
Policy instance 3
Insurance contract or identification numberGAP-EG-BU97
Insurance policy start date2018-10-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Insurance broker organization code?3
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-EE-BU96
Policy instance 2
Insurance contract or identification numberGAP-EE-BU96
Insurance policy start date2017-10-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $11,446
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $11,446
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-H932
Policy instance 1
Insurance contract or identification numberGAP-44-H932
Number of Individuals Covered184
Insurance policy start date2017-10-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $10,886
Total amount of fees paid to insurance companyUSD $4,626
Commission paid to Insurance BrokerUSD $10,886
Amount paid for insurance broker fees4626
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-EG-BU97
Policy instance 3
Insurance contract or identification numberGAP-EG-BU97
Insurance policy start date2017-10-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-H932
Policy instance 1
Insurance contract or identification numberGAP-44-H932
Number of Individuals Covered183
Insurance policy start date2015-10-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $8,302
Total amount of fees paid to insurance companyUSD $3,440
Commission paid to Insurance BrokerUSD $8,302
Amount paid for insurance broker fees3440
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-ED-BP24
Policy instance 3
Insurance contract or identification numberGAP-ED-BP24
Number of Individuals Covered0
Insurance policy start date2015-10-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $100
Total amount of fees paid to insurance companyUSD $103
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $100
Amount paid for insurance broker fees103
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-EE-BU96
Policy instance 2
Insurance contract or identification numberGAP-EE-BU96
Number of Individuals Covered183
Insurance policy start date2015-10-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $11,113
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $11,113
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-ED-BP24
Policy instance 3
Insurance contract or identification numberGAP-ED-BP24
Number of Individuals Covered148
Insurance policy start date2014-10-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,223
Total amount of fees paid to insurance companyUSD $162
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,223
Amount paid for insurance broker fees162
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-H932
Policy instance 1
Insurance contract or identification numberGAP-44-H932
Number of Individuals Covered170
Insurance policy start date2014-10-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,455
Total amount of fees paid to insurance companyUSD $495
Commission paid to Insurance BrokerUSD $1,455
Amount paid for insurance broker fees495
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-EE-BU96
Policy instance 2
Insurance contract or identification numberGAP-EE-BU96
Insurance policy start date2014-10-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,988
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,988
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-H932
Policy instance 1
Insurance contract or identification numberGAP-44-H932
Number of Individuals Covered166
Insurance policy start date2013-10-01
Insurance policy end date2014-09-30
Total amount of commissions paid to insurance brokerUSD $5,658
Total amount of fees paid to insurance companyUSD $2,952
Commission paid to Insurance BrokerUSD $5,658
Amount paid for insurance broker fees2952
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-EE-BU96
Policy instance 2
Insurance contract or identification numberGAP-EE-BU96
Number of Individuals Covered166
Insurance policy start date2013-10-01
Insurance policy end date2014-09-30
Total amount of commissions paid to insurance brokerUSD $8,450
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $8,450
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-H932
Policy instance 1
Insurance contract or identification numberGAP-44-H932
Number of Individuals Covered152
Insurance policy start date2012-10-01
Insurance policy end date2013-09-30
Total amount of commissions paid to insurance brokerUSD $4,808
Total amount of fees paid to insurance companyUSD $2,352
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,808
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS
Insurance broker organization code?3
Insurance broker nameTHE RETIREMENT ADVANTAGE, INC.
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-H932
Policy instance 1
Insurance contract or identification numberGAP-44-H932
Number of Individuals Covered101
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Total amount of commissions paid to insurance brokerUSD $12,841
Total amount of fees paid to insurance companyUSD $2,179
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-EE-BU96
Policy instance 2
Insurance contract or identification numberGAP-EE-BU96
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-EE-BU96
Policy instance 2
Insurance contract or identification numberGAP-EE-BU96
Number of Individuals Covered96
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $8,970
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-44-H932
Policy instance 1
Insurance contract or identification numberGAP-44-H932
Number of Individuals Covered96
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $3,552
Total amount of fees paid to insurance companyUSD $694
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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