401k Plan data: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST plan

SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 401k Plan overview

Plan Name	SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST
Plan identification number	001

SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SERAC, INC. has sponsored the creation of one or more 401k plans.

Company Name: SERAC, INC.

Employer identification number (EIN): 363144325

NAIC Classification: 326100

Additional information about SERAC, INC.

Jurisdiction of Incorporation: California Department of State

Incorporation Date: 1992-03-12

Company Identification Number: C1522651

Legal Registered Office Address: 1811 Leavenworth St #5

San Francisco
United States of America (USA)
94109

More information about SERAC, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-04-01 ANN E MOODY 2023-08-14
001 2021-04-01 ANN E MOODY 2022-09-19
001 2020-04-01 ANN E MOODY 2021-10-18 ANN E MOODY 2021-10-18
001 2019-04-01 ANN E MOODY 2020-10-28 ANN E MOODY 2020-10-28
001 2018-04-01 AUDERIO CHECE
001 2017-04-01 ACYR BORGES
001 2016-04-01 ACYR BORGES
001 2015-04-01 ACYR BORGES
001 2014-04-01 ACYR BORGES
001 2013-04-01 ACYR BORGES
001 2012-04-01 ACYR BORGES
001 2011-04-01 CHRISTOPHE LEBRUN
001 2010-04-01 MARC BINET
001 2009-04-01 MARC BINET

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-04-01	ANN E MOODY	2023-08-14
001	2021-04-01	ANN E MOODY	2022-09-19
001	2020-04-01	ANN E MOODY	2021-10-18	ANN E MOODY	2021-10-18
001	2019-04-01	ANN E MOODY	2020-10-28	ANN E MOODY	2020-10-28
001	2018-04-01	AUDERIO CHECE
001	2017-04-01	ACYR BORGES
001	2016-04-01	ACYR BORGES
001	2015-04-01	ACYR BORGES
001	2014-04-01	ACYR BORGES
001	2013-04-01	ACYR BORGES
001	2012-04-01	ACYR BORGES
001	2011-04-01	CHRISTOPHE LEBRUN
001	2010-04-01	MARC BINET
001	2009-04-01	MARC BINET

Plan Statistics for SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST

401k plan membership statisitcs for SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST

Measure Date Value
2018: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-04-01 106
Total number of active participants reported on line 7a of the Form 5500 2018-04-01 73
Number of retired or separated participants receiving benefits 2018-04-01 0
Number of other retired or separated participants entitled to future benefits 2018-04-01 30
Total of all active and inactive participants 2018-04-01 103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-04-01 0
Total participants 2018-04-01 103
Number of participants with account balances 2018-04-01 94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-04-01 0
2017: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-04-01 99
Total number of active participants reported on line 7a of the Form 5500 2017-04-01 79
Number of retired or separated participants receiving benefits 2017-04-01 0
Number of other retired or separated participants entitled to future benefits 2017-04-01 20
Total of all active and inactive participants 2017-04-01 99
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-04-01 0
Total participants 2017-04-01 99
Number of participants with account balances 2017-04-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-04-01 0
2016: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-04-01 97
Total number of active participants reported on line 7a of the Form 5500 2016-04-01 74
Number of retired or separated participants receiving benefits 2016-04-01 0
Number of other retired or separated participants entitled to future benefits 2016-04-01 22
Total of all active and inactive participants 2016-04-01 96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-04-01 0
Total participants 2016-04-01 96
Number of participants with account balances 2016-04-01 81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-04-01 1
2015: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-04-01 80
Total number of active participants reported on line 7a of the Form 5500 2015-04-01 67
Number of retired or separated participants receiving benefits 2015-04-01 0
Number of other retired or separated participants entitled to future benefits 2015-04-01 13
Total of all active and inactive participants 2015-04-01 80
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-04-01 0
Total participants 2015-04-01 80
Number of participants with account balances 2015-04-01 71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-04-01 1
2014: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-04-01 70
Total number of active participants reported on line 7a of the Form 5500 2014-04-01 57
Number of retired or separated participants receiving benefits 2014-04-01 0
Number of other retired or separated participants entitled to future benefits 2014-04-01 14
Total of all active and inactive participants 2014-04-01 71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-04-01 0
Total participants 2014-04-01 71
Number of participants with account balances 2014-04-01 61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-04-01 1
2013: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-04-01 56
Total number of active participants reported on line 7a of the Form 5500 2013-04-01 51
Number of retired or separated participants receiving benefits 2013-04-01 0
Number of other retired or separated participants entitled to future benefits 2013-04-01 10
Total of all active and inactive participants 2013-04-01 61
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-04-01 0
Total participants 2013-04-01 61
Number of participants with account balances 2013-04-01 54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-04-01 0
2012: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-04-01 53
Total number of active participants reported on line 7a of the Form 5500 2012-04-01 42
Number of retired or separated participants receiving benefits 2012-04-01 0
Number of other retired or separated participants entitled to future benefits 2012-04-01 10
Total of all active and inactive participants 2012-04-01 52
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-04-01 0
Total participants 2012-04-01 52
Number of participants with account balances 2012-04-01 51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-04-01 1
2011: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-04-01 46
Total number of active participants reported on line 7a of the Form 5500 2011-04-01 44
Number of retired or separated participants receiving benefits 2011-04-01 0
Number of other retired or separated participants entitled to future benefits 2011-04-01 8
Total of all active and inactive participants 2011-04-01 52
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-04-01 0
Total participants 2011-04-01 52
Number of participants with account balances 2011-04-01 47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-04-01 2
2010: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year 2010-04-01 42
Total number of active participants reported on line 7a of the Form 5500 2010-04-01 37
Number of retired or separated participants receiving benefits 2010-04-01 0
Number of other retired or separated participants entitled to future benefits 2010-04-01 5
Total of all active and inactive participants 2010-04-01 42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-04-01 0
Total participants 2010-04-01 42
Number of participants with account balances 2010-04-01 41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-04-01 0
2009: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-04-01 46
Total number of active participants reported on line 7a of the Form 5500 2009-04-01 36
Number of retired or separated participants receiving benefits 2009-04-01 0
Number of other retired or separated participants entitled to future benefits 2009-04-01 6
Total of all active and inactive participants 2009-04-01 42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-04-01 0
Total participants 2009-04-01 42
Number of participants with account balances 2009-04-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-04-01 0

Measure	Date	Value
2018: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-04-01	106
Total number of active participants reported on line 7a of the Form 5500	2018-04-01	73
Number of retired or separated participants receiving benefits	2018-04-01	0
Number of other retired or separated participants entitled to future benefits	2018-04-01	30
Total of all active and inactive participants	2018-04-01	103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-04-01	0
Total participants	2018-04-01	103
Number of participants with account balances	2018-04-01	94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-04-01	0
2017: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-04-01	99
Total number of active participants reported on line 7a of the Form 5500	2017-04-01	79
Number of retired or separated participants receiving benefits	2017-04-01	0
Number of other retired or separated participants entitled to future benefits	2017-04-01	20
Total of all active and inactive participants	2017-04-01	99
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-04-01	0
Total participants	2017-04-01	99
Number of participants with account balances	2017-04-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-04-01	0
2016: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-04-01	97
Total number of active participants reported on line 7a of the Form 5500	2016-04-01	74
Number of retired or separated participants receiving benefits	2016-04-01	0
Number of other retired or separated participants entitled to future benefits	2016-04-01	22
Total of all active and inactive participants	2016-04-01	96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-04-01	0
Total participants	2016-04-01	96
Number of participants with account balances	2016-04-01	81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-04-01	1
2015: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-04-01	80
Total number of active participants reported on line 7a of the Form 5500	2015-04-01	67
Number of retired or separated participants receiving benefits	2015-04-01	0
Number of other retired or separated participants entitled to future benefits	2015-04-01	13
Total of all active and inactive participants	2015-04-01	80
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-04-01	0
Total participants	2015-04-01	80
Number of participants with account balances	2015-04-01	71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-04-01	1
2014: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-04-01	70
Total number of active participants reported on line 7a of the Form 5500	2014-04-01	57
Number of retired or separated participants receiving benefits	2014-04-01	0
Number of other retired or separated participants entitled to future benefits	2014-04-01	14
Total of all active and inactive participants	2014-04-01	71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-04-01	0
Total participants	2014-04-01	71
Number of participants with account balances	2014-04-01	61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-04-01	1
2013: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-04-01	56
Total number of active participants reported on line 7a of the Form 5500	2013-04-01	51
Number of retired or separated participants receiving benefits	2013-04-01	0
Number of other retired or separated participants entitled to future benefits	2013-04-01	10
Total of all active and inactive participants	2013-04-01	61
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-04-01	0
Total participants	2013-04-01	61
Number of participants with account balances	2013-04-01	54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-04-01	0
2012: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-04-01	53
Total number of active participants reported on line 7a of the Form 5500	2012-04-01	42
Number of retired or separated participants receiving benefits	2012-04-01	0
Number of other retired or separated participants entitled to future benefits	2012-04-01	10
Total of all active and inactive participants	2012-04-01	52
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-04-01	0
Total participants	2012-04-01	52
Number of participants with account balances	2012-04-01	51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-04-01	1
2011: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-04-01	46
Total number of active participants reported on line 7a of the Form 5500	2011-04-01	44
Number of retired or separated participants receiving benefits	2011-04-01	0
Number of other retired or separated participants entitled to future benefits	2011-04-01	8
Total of all active and inactive participants	2011-04-01	52
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-04-01	0
Total participants	2011-04-01	52
Number of participants with account balances	2011-04-01	47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-04-01	2
2010: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year	2010-04-01	42
Total number of active participants reported on line 7a of the Form 5500	2010-04-01	37
Number of retired or separated participants receiving benefits	2010-04-01	0
Number of other retired or separated participants entitled to future benefits	2010-04-01	5
Total of all active and inactive participants	2010-04-01	42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-04-01	0
Total participants	2010-04-01	42
Number of participants with account balances	2010-04-01	41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-04-01	0
2009: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-04-01	46
Total number of active participants reported on line 7a of the Form 5500	2009-04-01	36
Number of retired or separated participants receiving benefits	2009-04-01	0
Number of other retired or separated participants entitled to future benefits	2009-04-01	6
Total of all active and inactive participants	2009-04-01	42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-04-01	0
Total participants	2009-04-01	42
Number of participants with account balances	2009-04-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-04-01	0

Financial Data on SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST

Measure	Date	Value
2019 : SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2019 401k financial data
Transfers to/from the plan	2019-03-31	$0
Total plan liabilities at end of year	2019-03-31	$0
Total plan liabilities at beginning of year	2019-03-31	$74
Total income from all sources	2019-03-31	$786,525
Expenses. Total of all expenses incurred	2019-03-31	$86,539
Benefits paid (including direct rollovers)	2019-03-31	$85,609
Total plan assets at end of year	2019-03-31	$6,255,451
Total plan assets at beginning of year	2019-03-31	$5,555,539
Value of fidelity bond covering the plan	2019-03-31	$500,000
Total contributions received or receivable from participants	2019-03-31	$436,262
Expenses. Other expenses not covered elsewhere	2019-03-31	$0
Contributions received from other sources (not participants or employers)	2019-03-31	$0
Other income received	2019-03-31	$123,651
Noncash contributions received	2019-03-31	$0
Net income (gross income less expenses)	2019-03-31	$699,986
Net plan assets at end of year (total assets less liabilities)	2019-03-31	$6,255,451
Net plan assets at beginning of year (total assets less liabilities)	2019-03-31	$5,555,465
Assets. Value of participant loans	2019-03-31	$49,510
Total contributions received or receivable from employer(s)	2019-03-31	$226,612
Value of certain deemed distributions of participant loans	2019-03-31	$0
Value of corrective distributions	2019-03-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-03-31	$930
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-03-31	$0
2018 : SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2018 401k financial data
Transfers to/from the plan	2018-03-31	$0
Total plan liabilities at end of year	2018-03-31	$74
Total plan liabilities at beginning of year	2018-03-31	$728
Total income from all sources	2018-03-31	$870,769
Expenses. Total of all expenses incurred	2018-03-31	$319,539
Benefits paid (including direct rollovers)	2018-03-31	$317,477
Total plan assets at end of year	2018-03-31	$5,555,539
Total plan assets at beginning of year	2018-03-31	$5,004,963
Value of fidelity bond covering the plan	2018-03-31	$500,000
Total contributions received or receivable from participants	2018-03-31	$352,293
Expenses. Other expenses not covered elsewhere	2018-03-31	$0
Contributions received from other sources (not participants or employers)	2018-03-31	$0
Other income received	2018-03-31	$321,962
Noncash contributions received	2018-03-31	$0
Net income (gross income less expenses)	2018-03-31	$551,230
Net plan assets at end of year (total assets less liabilities)	2018-03-31	$5,555,465
Net plan assets at beginning of year (total assets less liabilities)	2018-03-31	$5,004,235
Assets. Value of participant loans	2018-03-31	$40,473
Total contributions received or receivable from employer(s)	2018-03-31	$196,514
Value of certain deemed distributions of participant loans	2018-03-31	$0
Value of corrective distributions	2018-03-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-03-31	$2,062
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-03-31	$0
2017 : SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2017 401k financial data
Transfers to/from the plan	2017-03-31	$0
Total plan liabilities at end of year	2017-03-31	$728
Total plan liabilities at beginning of year	2017-03-31	$0
Total income from all sources	2017-03-31	$930,303
Expenses. Total of all expenses incurred	2017-03-31	$608,173
Benefits paid (including direct rollovers)	2017-03-31	$607,025
Total plan assets at end of year	2017-03-31	$5,004,963
Total plan assets at beginning of year	2017-03-31	$4,682,105
Value of fidelity bond covering the plan	2017-03-31	$500,000
Total contributions received or receivable from participants	2017-03-31	$344,670
Expenses. Other expenses not covered elsewhere	2017-03-31	$0
Contributions received from other sources (not participants or employers)	2017-03-31	$0
Other income received	2017-03-31	$406,218
Noncash contributions received	2017-03-31	$0
Net income (gross income less expenses)	2017-03-31	$322,130
Net plan assets at end of year (total assets less liabilities)	2017-03-31	$5,004,235
Net plan assets at beginning of year (total assets less liabilities)	2017-03-31	$4,682,105
Assets. Value of participant loans	2017-03-31	$29,761
Total contributions received or receivable from employer(s)	2017-03-31	$179,415
Value of certain deemed distributions of participant loans	2017-03-31	$0
Value of corrective distributions	2017-03-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-03-31	$1,148
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-03-31	$0
2016 : SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2016 401k financial data
Transfers to/from the plan	2016-03-31	$0
Total plan liabilities at end of year	2016-03-31	$0
Total plan liabilities at beginning of year	2016-03-31	$0
Total income from all sources	2016-03-31	$278,192
Expenses. Total of all expenses incurred	2016-03-31	$443,697
Benefits paid (including direct rollovers)	2016-03-31	$443,037
Total plan assets at end of year	2016-03-31	$4,682,105
Total plan assets at beginning of year	2016-03-31	$4,847,610
Value of fidelity bond covering the plan	2016-03-31	$500,000
Total contributions received or receivable from participants	2016-03-31	$285,823
Expenses. Other expenses not covered elsewhere	2016-03-31	$660
Contributions received from other sources (not participants or employers)	2016-03-31	$0
Other income received	2016-03-31	$-151,562
Noncash contributions received	2016-03-31	$0
Net income (gross income less expenses)	2016-03-31	$-165,505
Net plan assets at end of year (total assets less liabilities)	2016-03-31	$4,682,105
Net plan assets at beginning of year (total assets less liabilities)	2016-03-31	$4,847,610
Assets. Value of participant loans	2016-03-31	$49,365
Total contributions received or receivable from employer(s)	2016-03-31	$143,931
Value of certain deemed distributions of participant loans	2016-03-31	$0
Value of corrective distributions	2016-03-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-03-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-03-31	$0
2015 : SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2015 401k financial data
Transfers to/from the plan	2015-03-31	$0
Total plan liabilities at end of year	2015-03-31	$0
Total plan liabilities at beginning of year	2015-03-31	$0
Total income from all sources	2015-03-31	$682,393
Expenses. Total of all expenses incurred	2015-03-31	$32,593
Benefits paid (including direct rollovers)	2015-03-31	$31,803
Total plan assets at end of year	2015-03-31	$4,847,610
Total plan assets at beginning of year	2015-03-31	$4,197,810
Value of fidelity bond covering the plan	2015-03-31	$500,000
Total contributions received or receivable from participants	2015-03-31	$263,150
Expenses. Other expenses not covered elsewhere	2015-03-31	$790
Contributions received from other sources (not participants or employers)	2015-03-31	$46,626
Other income received	2015-03-31	$254,178
Noncash contributions received	2015-03-31	$0
Net income (gross income less expenses)	2015-03-31	$649,800
Net plan assets at end of year (total assets less liabilities)	2015-03-31	$4,847,610
Net plan assets at beginning of year (total assets less liabilities)	2015-03-31	$4,197,810
Assets. Value of participant loans	2015-03-31	$21,257
Total contributions received or receivable from employer(s)	2015-03-31	$118,439
Value of certain deemed distributions of participant loans	2015-03-31	$0
Value of corrective distributions	2015-03-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-03-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-03-31	$0
2014 : SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2014 401k financial data
Transfers to/from the plan	2014-03-31	$0
Total plan liabilities at end of year	2014-03-31	$0
Total plan liabilities at beginning of year	2014-03-31	$0
Total income from all sources	2014-03-31	$773,360
Expenses. Total of all expenses incurred	2014-03-31	$290
Benefits paid (including direct rollovers)	2014-03-31	$0
Total plan assets at end of year	2014-03-31	$4,197,810
Total plan assets at beginning of year	2014-03-31	$3,424,740
Value of fidelity bond covering the plan	2014-03-31	$400,000
Total contributions received or receivable from participants	2014-03-31	$225,850
Expenses. Other expenses not covered elsewhere	2014-03-31	$290
Contributions received from other sources (not participants or employers)	2014-03-31	$0
Other income received	2014-03-31	$438,512
Noncash contributions received	2014-03-31	$0
Net income (gross income less expenses)	2014-03-31	$773,070
Net plan assets at end of year (total assets less liabilities)	2014-03-31	$4,197,810
Net plan assets at beginning of year (total assets less liabilities)	2014-03-31	$3,424,740
Assets. Value of participant loans	2014-03-31	$22,457
Total contributions received or receivable from employer(s)	2014-03-31	$108,998
Value of certain deemed distributions of participant loans	2014-03-31	$0
Value of corrective distributions	2014-03-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-03-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-03-31	$0
2013 : SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2013 401k financial data
Transfers to/from the plan	2013-03-31	$0
Total plan liabilities at end of year	2013-03-31	$0
Total plan liabilities at beginning of year	2013-03-31	$0
Total income from all sources	2013-03-31	$629,023
Expenses. Total of all expenses incurred	2013-03-31	$20,814
Benefits paid (including direct rollovers)	2013-03-31	$20,489
Total plan assets at end of year	2013-03-31	$3,424,740
Total plan assets at beginning of year	2013-03-31	$2,816,531
Value of fidelity bond covering the plan	2013-03-31	$300,000
Total contributions received or receivable from participants	2013-03-31	$219,787
Expenses. Other expenses not covered elsewhere	2013-03-31	$325
Contributions received from other sources (not participants or employers)	2013-03-31	$14,285
Other income received	2013-03-31	$242,371
Noncash contributions received	2013-03-31	$0
Net income (gross income less expenses)	2013-03-31	$608,209
Net plan assets at end of year (total assets less liabilities)	2013-03-31	$3,424,740
Net plan assets at beginning of year (total assets less liabilities)	2013-03-31	$2,816,531
Assets. Value of participant loans	2013-03-31	$17,516
Total contributions received or receivable from employer(s)	2013-03-31	$152,580
Value of certain deemed distributions of participant loans	2013-03-31	$0
Value of corrective distributions	2013-03-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-03-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-03-31	$0
2012 : SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2012 401k financial data
Transfers to/from the plan	2012-03-31	$0
Total plan liabilities at end of year	2012-03-31	$0
Total plan liabilities at beginning of year	2012-03-31	$0
Total income from all sources	2012-03-31	$351,647
Expenses. Total of all expenses incurred	2012-03-31	$85,199
Benefits paid (including direct rollovers)	2012-03-31	$84,939
Total plan assets at end of year	2012-03-31	$2,816,531
Total plan assets at beginning of year	2012-03-31	$2,550,083
Value of fidelity bond covering the plan	2012-03-31	$250,000
Total contributions received or receivable from participants	2012-03-31	$208,337
Expenses. Other expenses not covered elsewhere	2012-03-31	$0
Contributions received from other sources (not participants or employers)	2012-03-31	$2,814
Other income received	2012-03-31	$-6,656
Noncash contributions received	2012-03-31	$0
Net income (gross income less expenses)	2012-03-31	$266,448
Net plan assets at end of year (total assets less liabilities)	2012-03-31	$2,816,531
Net plan assets at beginning of year (total assets less liabilities)	2012-03-31	$2,550,083
Assets. Value of participant loans	2012-03-31	$3,978
Total contributions received or receivable from employer(s)	2012-03-31	$147,152
Value of certain deemed distributions of participant loans	2012-03-31	$0
Value of corrective distributions	2012-03-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-03-31	$260
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-03-31	$0
2011 : SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2011 401k financial data
Transfers to/from the plan	2011-03-31	$0
Total plan liabilities at end of year	2011-03-31	$0
Total plan liabilities at beginning of year	2011-03-31	$0
Total income from all sources	2011-03-31	$523,310
Expenses. Total of all expenses incurred	2011-03-31	$19,401
Benefits paid (including direct rollovers)	2011-03-31	$19,401
Total plan assets at end of year	2011-03-31	$2,550,083
Total plan assets at beginning of year	2011-03-31	$2,046,174
Value of fidelity bond covering the plan	2011-03-31	$250,000
Total contributions received or receivable from participants	2011-03-31	$173,822
Expenses. Other expenses not covered elsewhere	2011-03-31	$0
Contributions received from other sources (not participants or employers)	2011-03-31	$0
Other income received	2011-03-31	$264,795
Noncash contributions received	2011-03-31	$0
Net income (gross income less expenses)	2011-03-31	$503,909
Net plan assets at end of year (total assets less liabilities)	2011-03-31	$2,550,083
Net plan assets at beginning of year (total assets less liabilities)	2011-03-31	$2,046,174
Assets. Value of participant loans	2011-03-31	$940
Total contributions received or receivable from employer(s)	2011-03-31	$84,693
Value of certain deemed distributions of participant loans	2011-03-31	$0
Value of corrective distributions	2011-03-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-03-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-03-31	$0
2010 : SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-03-31	$0

Form 5500 Responses for SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST

2018: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2018 form 5500 responses
2018-04-01	Type of plan entity	Single employer plan
2018-04-01	Submission has been amended	No
2018-04-01	This submission is the final filing	No
2018-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-04-01	Plan is a collectively bargained plan	No
2018-04-01	Plan funding arrangement – Insurance	Yes
2018-04-01	Plan funding arrangement – Trust	Yes
2018-04-01	Plan benefit arrangement – Insurance	Yes
2018-04-01	Plan benefit arrangement - Trust	Yes
2017: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2017 form 5500 responses
2017-04-01	Type of plan entity	Single employer plan
2017-04-01	Submission has been amended	No
2017-04-01	This submission is the final filing	No
2017-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-04-01	Plan is a collectively bargained plan	No
2017-04-01	Plan funding arrangement – Insurance	Yes
2017-04-01	Plan funding arrangement – Trust	Yes
2017-04-01	Plan benefit arrangement – Insurance	Yes
2017-04-01	Plan benefit arrangement - Trust	Yes
2016: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2016 form 5500 responses
2016-04-01	Type of plan entity	Single employer plan
2016-04-01	Submission has been amended	No
2016-04-01	This submission is the final filing	No
2016-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-04-01	Plan is a collectively bargained plan	No
2016-04-01	Plan funding arrangement – Insurance	Yes
2016-04-01	Plan funding arrangement – Trust	Yes
2016-04-01	Plan benefit arrangement – Insurance	Yes
2016-04-01	Plan benefit arrangement - Trust	Yes
2015: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2015 form 5500 responses
2015-04-01	Type of plan entity	Single employer plan
2015-04-01	Submission has been amended	No
2015-04-01	This submission is the final filing	No
2015-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-04-01	Plan is a collectively bargained plan	No
2015-04-01	Plan funding arrangement – Insurance	Yes
2015-04-01	Plan funding arrangement – Trust	Yes
2015-04-01	Plan benefit arrangement – Insurance	Yes
2015-04-01	Plan benefit arrangement - Trust	Yes
2014: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2014 form 5500 responses
2014-04-01	Type of plan entity	Single employer plan
2014-04-01	Submission has been amended	No
2014-04-01	This submission is the final filing	No
2014-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-04-01	Plan is a collectively bargained plan	No
2014-04-01	Plan funding arrangement – Insurance	Yes
2014-04-01	Plan funding arrangement – Trust	Yes
2014-04-01	Plan benefit arrangement – Insurance	Yes
2014-04-01	Plan benefit arrangement - Trust	Yes
2013: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2013 form 5500 responses
2013-04-01	Type of plan entity	Single employer plan
2013-04-01	Submission has been amended	No
2013-04-01	This submission is the final filing	No
2013-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-04-01	Plan is a collectively bargained plan	No
2013-04-01	Plan funding arrangement – Insurance	Yes
2013-04-01	Plan funding arrangement – Trust	Yes
2013-04-01	Plan benefit arrangement – Insurance	Yes
2013-04-01	Plan benefit arrangement - Trust	Yes
2012: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2012 form 5500 responses
2012-04-01	Type of plan entity	Single employer plan
2012-04-01	Submission has been amended	No
2012-04-01	This submission is the final filing	No
2012-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-04-01	Plan is a collectively bargained plan	No
2012-04-01	Plan funding arrangement – Insurance	Yes
2012-04-01	Plan funding arrangement – Trust	Yes
2012-04-01	Plan benefit arrangement – Insurance	Yes
2012-04-01	Plan benefit arrangement - Trust	Yes
2011: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2011 form 5500 responses
2011-04-01	Type of plan entity	Single employer plan
2011-04-01	Submission has been amended	No
2011-04-01	This submission is the final filing	No
2011-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-04-01	Plan is a collectively bargained plan	No
2011-04-01	Plan funding arrangement – Insurance	Yes
2011-04-01	Plan funding arrangement – Trust	Yes
2011-04-01	Plan benefit arrangement – Insurance	Yes
2011-04-01	Plan benefit arrangement - Trust	Yes
2010: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2010 form 5500 responses
2010-04-01	Type of plan entity	Single employer plan
2010-04-01	Submission has been amended	No
2010-04-01	This submission is the final filing	No
2010-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-04-01	Plan is a collectively bargained plan	No
2010-04-01	Plan funding arrangement – Insurance	Yes
2010-04-01	Plan funding arrangement – Trust	Yes
2010-04-01	Plan benefit arrangement - Trust	Yes
2009: SERAC, INC. PROFIT SHARING & 401(K) PLAN AND TRUST 2009 form 5500 responses
2009-04-01	Type of plan entity	Single employer plan
2009-04-01	Submission has been amended	No
2009-04-01	This submission is the final filing	No
2009-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-04-01	Plan is a collectively bargained plan	No
2009-04-01	Plan funding arrangement – Insurance	Yes
2009-04-01	Plan funding arrangement – Trust	Yes
2009-04-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHH394

Policy instance

Insurance contract or identification number	PHH394
Number of Individuals Covered	93
Insurance policy start date	2018-04-01
Insurance policy end date	2019-03-31
Total amount of commissions paid to insurance broker	USD $38,303
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $38,303
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHH394

Policy instance

Insurance contract or identification number	PHH394
Number of Individuals Covered	87
Insurance policy start date	2017-04-01
Insurance policy end date	2018-03-31
Total amount of commissions paid to insurance broker	USD $31,098
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $31,098
Insurance broker organization code?	3
Insurance broker name	PURSHE KAPLAN STERLING INVESTMENTS

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHH394

Policy instance

Insurance contract or identification number	PHH394
Number of Individuals Covered	71
Insurance policy start date	2015-04-01
Insurance policy end date	2016-03-31
Total amount of commissions paid to insurance broker	USD $27,103
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $27,103
Insurance broker organization code?	3
Insurance broker name	PURSHE KAPLAN STERLING INVESTMENTS

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHH394

Policy instance

Insurance contract or identification number	PHH394
Number of Individuals Covered	61
Insurance policy start date	2014-04-01
Insurance policy end date	2015-03-31
Total amount of commissions paid to insurance broker	USD $25,462
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $25,462
Insurance broker organization code?	3
Insurance broker name	PURSHE KAPLAN STERLING INVESTMENTS

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHH394

Policy instance

Insurance contract or identification number	PHH394
Number of Individuals Covered	54
Insurance policy start date	2013-04-01
Insurance policy end date	2014-03-31
Total amount of commissions paid to insurance broker	USD $22,234
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $22,234
Insurance broker organization code?	3
Insurance broker name	PURSHE KAPLAN STERLING INVESTMENTS

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHH394

Policy instance

Insurance contract or identification number	PHH394
Number of Individuals Covered	51
Insurance policy start date	2012-04-01
Insurance policy end date	2013-03-31
Total amount of commissions paid to insurance broker	USD $19,070
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $19,070
Insurance broker organization code?	3
Insurance broker name	PURSHE KAPLAN STERLING INVESTMENTS

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHH394

Policy instance

Insurance contract or identification number	PHH394
Number of Individuals Covered	50
Insurance policy start date	2011-04-01
Insurance policy end date	2012-03-31
Total amount of commissions paid to insurance broker	USD $15,815
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

PHH394

Policy instance

Insurance contract or identification number	PHH394
Number of Individuals Covered	40
Insurance policy start date	2010-04-01
Insurance policy end date	2011-03-31
Total amount of commissions paid to insurance broker	USD $13,577
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $13,554
Insurance broker organization code?	3
Insurance broker name	BREWER INSURANCE GROUP LLC

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	SERAC, INC.
Employer identification number (EIN):	363144325
NAIC Classification:	326100

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:	1992-03-12
Company Identification Number:	C1522651
Legal Registered Office Address:	1811 Leavenworth St #5 San Francisco United States of America (USA) 94109