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AMSAFE RETIREMENT PLAN 401k Plan overview

Plan NameAMSAFE RETIREMENT PLAN
Plan identification number 001

AMSAFE RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AMSAFE, INC. has sponsored the creation of one or more 401k plans.

Company Name:AMSAFE, INC.
Employer identification number (EIN):363363619
NAIC Classification:336410

Additional information about AMSAFE, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2008-09-08
Company Identification Number: 0801026601
Legal Registered Office Address: 1301 E 9TH ST STE 3000

CLEVELAND
United States of America (USA)
44114

More information about AMSAFE, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMSAFE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012012-01-01LISA M. ERA LISA M. ERA2013-10-14
0012011-01-01LISA M. ERA
0012010-01-01LISA M. ERA
0012009-01-01LISA M. ERA

Plan Statistics for AMSAFE RETIREMENT PLAN

401k plan membership statisitcs for AMSAFE RETIREMENT PLAN

Measure Date Value
2012: AMSAFE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01743
Total number of active participants reported on line 7a of the Form 55002012-01-010
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-010
Number of participants with account balances2012-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: AMSAFE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01713
Total number of active participants reported on line 7a of the Form 55002011-01-01562
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01176
Total of all active and inactive participants2011-01-01739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-01743
Number of participants with account balances2011-01-01619
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0122
2010: AMSAFE RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01740
Total number of active participants reported on line 7a of the Form 55002010-01-01559
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-01151
Total of all active and inactive participants2010-01-01711
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-012
Total participants2010-01-01713
Number of participants with account balances2010-01-01579
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-018
2009: AMSAFE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01715
Total number of active participants reported on line 7a of the Form 55002009-01-01490
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01247
Total of all active and inactive participants2009-01-01737
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-01740
Number of participants with account balances2009-01-01537
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-019

Financial Data on AMSAFE RETIREMENT PLAN

Measure Date Value
2012 : AMSAFE RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets from this plan2012-12-31$20,505,179
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,910,319
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,788,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,707,294
Value of total corrective distributions2012-12-31$2,820
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,587,903
Value of total assets at end of year2012-12-31$0
Value of total assets at beginning of year2012-12-31$18,383,488
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$78,514
Total interest from all sources2012-12-31$25,480
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$503,253
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2012-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$503,253
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,230,759
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$451,497
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$32,155
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,121,691
Value of net assets at end of year (total assets less liabilities)2012-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$18,383,488
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$12,012,788
Interest on participant loans2012-12-31$25,480
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$5,919,203
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,668,519
Net investment gain or loss from common/collective trusts2012-12-31$125,164
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,324,989
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,707,294
Contract administrator fees2012-12-31$78,514
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HENRY & HORNE, LLP
Accountancy firm EIN2012-12-31860133881
2011 : AMSAFE RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,356,931
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,415,401
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,318,193
Expenses. Certain deemed distributions of participant loans2011-12-31$5,466
Value of total corrective distributions2011-12-31$16,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,530,028
Value of total assets at end of year2011-12-31$18,383,488
Value of total assets at beginning of year2011-12-31$17,441,958
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$75,337
Total interest from all sources2011-12-31$23,684
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$328,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$328,305
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,148,142
Participant contributions at end of year2011-12-31$451,497
Participant contributions at beginning of year2011-12-31$406,139
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$125,071
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$941,530
Value of net assets at end of year (total assets less liabilities)2011-12-31$18,383,488
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$17,441,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$12,012,788
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$11,323,989
Interest on participant loans2011-12-31$23,684
Value of interest in common/collective trusts at end of year2011-12-31$5,919,203
Value of interest in common/collective trusts at beginning of year2011-12-31$5,711,830
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-417,613
Net investment gain or loss from common/collective trusts2011-12-31$-107,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,256,815
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,318,193
Contract administrator fees2011-12-31$75,337
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HENRY & HORNE, LLP
Accountancy firm EIN2011-12-31860133881
2010 : AMSAFE RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,831,190
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,414,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,352,909
Value of total corrective distributions2010-12-31$8,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,078,069
Value of total assets at end of year2010-12-31$17,441,958
Value of total assets at beginning of year2010-12-31$16,024,821
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$53,082
Total interest from all sources2010-12-31$31,827
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$212,242
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$212,242
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$998,468
Participant contributions at end of year2010-12-31$406,139
Participant contributions at beginning of year2010-12-31$467,716
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$330,076
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,417,137
Value of net assets at end of year (total assets less liabilities)2010-12-31$17,441,958
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$16,024,821
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$11,323,989
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$10,740,723
Interest on participant loans2010-12-31$31,827
Value of interest in common/collective trusts at end of year2010-12-31$5,711,830
Value of interest in common/collective trusts at beginning of year2010-12-31$4,816,382
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,276,757
Net investment gain or loss from common/collective trusts2010-12-31$232,295
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$749,525
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,352,909
Contract administrator fees2010-12-31$53,082
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HENRY & HORNE, LLP
Accountancy firm EIN2010-12-31860133881
2009 : AMSAFE RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AMSAFE RETIREMENT PLAN

2012: AMSAFE RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingYes
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AMSAFE RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: AMSAFE RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: AMSAFE RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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