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NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 401k Plan overview

Plan NameNEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN
Plan identification number 001

NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan covering Self-Employed individuals.

401k Sponsoring company profile

NEAL, GERBER & EISENBERG LLP has sponsored the creation of one or more 401k plans.

Company Name:NEAL, GERBER & EISENBERG LLP
Employer identification number (EIN):363532950
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SCOTT FISHER
0012016-01-01THOMAS VAN DER MOERE
0012015-01-01THOMAS VAN DER MOERE
0012014-01-01JERRY BIEDERMAN
0012013-01-01JERRY BIEDERMAN
0012012-01-01JERRY H BIEDERMAN JERRY H BIEDERMAN2013-10-23
0012011-01-01JERRY H. BIEDERMAN
0012010-01-01JERRY H. BIEDERMAN
0012009-01-01JERRY H. BIEDERMAN, MANAGING PTR JERRY H. BIEDERMAN, MANAGING PTR2010-10-13
0012009-01-01JERRY H. BIEDERMAN, MANAGING PTR JERRY H. BIEDERMAN, MANAGING PTR2010-10-14
0012009-01-01JERRY H. BIEDERMAN, MANAGING PTR JERRY H. BIEDERMAN, MANAGING PTR2010-10-14
0012009-01-01JERRY H. BIEDERMAN, MANAGING PTR JERRY H. BIEDERMAN, MANAGING PTR2010-10-14

Plan Statistics for NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN

401k plan membership statisitcs for NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN

Measure Date Value
2022: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01306
Total number of active participants reported on line 7a of the Form 55002022-01-01215
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0196
Total of all active and inactive participants2022-01-01311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01311
Number of participants with account balances2022-01-01307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-016
2021: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01310
Total number of active participants reported on line 7a of the Form 55002021-01-01209
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0197
Total of all active and inactive participants2021-01-01306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01306
Number of participants with account balances2021-01-01305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-014
2020: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01329
Total number of active participants reported on line 7a of the Form 55002020-01-01210
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01100
Total of all active and inactive participants2020-01-01310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01310
Number of participants with account balances2020-01-01309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-017
2019: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01321
Total number of active participants reported on line 7a of the Form 55002019-01-01226
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01103
Total of all active and inactive participants2019-01-01329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01329
Number of participants with account balances2019-01-01321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01321
Total number of active participants reported on line 7a of the Form 55002018-01-01229
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0191
Total of all active and inactive participants2018-01-01320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01321
Number of participants with account balances2018-01-01314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-015
2017: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01322
Total number of active participants reported on line 7a of the Form 55002017-01-01228
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0193
Total of all active and inactive participants2017-01-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01321
Number of participants with account balances2017-01-01315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-016
2016: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01341
Total number of active participants reported on line 7a of the Form 55002016-01-01224
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0197
Total of all active and inactive participants2016-01-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01322
Number of participants with account balances2016-01-01316
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0110
2015: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01337
Total number of active participants reported on line 7a of the Form 55002015-01-01247
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0192
Total of all active and inactive participants2015-01-01339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01341
Number of participants with account balances2015-01-01322
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0111
2014: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01373
Total number of active participants reported on line 7a of the Form 55002014-01-01232
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01103
Total of all active and inactive participants2014-01-01335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01337
Number of participants with account balances2014-01-01324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0110
2013: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01378
Total number of active participants reported on line 7a of the Form 55002013-01-01283
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0189
Total of all active and inactive participants2013-01-01372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01373
Number of participants with account balances2013-01-01339
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01387
Total number of active participants reported on line 7a of the Form 55002012-01-01284
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0194
Total of all active and inactive participants2012-01-01378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01378
Number of participants with account balances2012-01-01352
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0110
2011: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01414
Total number of active participants reported on line 7a of the Form 55002011-01-01305
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0182
Total of all active and inactive participants2011-01-01387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01387
Number of participants with account balances2011-01-01361
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2010: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01398
Total number of active participants reported on line 7a of the Form 55002010-01-01292
Number of retired or separated participants receiving benefits2010-01-0146
Number of other retired or separated participants entitled to future benefits2010-01-0176
Total of all active and inactive participants2010-01-01414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01414
Number of participants with account balances2010-01-01281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-014
2009: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01377
Total number of active participants reported on line 7a of the Form 55002009-01-01311
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0185
Total of all active and inactive participants2009-01-01396
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01398
Number of participants with account balances2009-01-01389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0110

Financial Data on NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN

Measure Date Value
2022 : NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$697,015
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-21,825,205
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$13,157,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$12,989,436
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,543,640
Value of total assets at end of year2022-12-31$148,661,359
Value of total assets at beginning of year2022-12-31$182,947,302
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$168,317
Total interest from all sources2022-12-31$67,767
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,192,577
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,192,577
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,496,665
Participant contributions at end of year2022-12-31$485,362
Participant contributions at beginning of year2022-12-31$668,579
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$35,148,189
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$41,750,227
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$278,278
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$-5,950,943
Administrative expenses (other) incurred2022-12-31$50,771
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-34,982,958
Value of net assets at end of year (total assets less liabilities)2022-12-31$148,661,359
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$182,947,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$117,546
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$45,493,951
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$61,666,788
Interest on participant loans2022-12-31$26,416
Value of interest in common/collective trusts at end of year2022-12-31$61,019,371
Value of interest in common/collective trusts at beginning of year2022-12-31$73,396,922
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$2,745,789
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,910,597
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,910,597
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$41,351
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-12,173,826
Net investment gain or loss from common/collective trusts2022-12-31$-11,504,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$0
Assets. Invements in employer securities at beginning of year2022-12-31$0
Assets. Value of employer real property at end of year2022-12-31$0
Assets. Value of employer real property at beginning of year2022-12-31$0
Contributions received in cash from employer2022-12-31$3,768,697
Employer contributions (assets) at end of year2022-12-31$3,768,697
Employer contributions (assets) at beginning of year2022-12-31$3,554,189
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$12,989,436
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2022-12-31381357951
2021 : NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$432,970
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$30,222,809
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$6,154,013
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,988,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,393,994
Value of total assets at end of year2021-12-31$182,947,302
Value of total assets at beginning of year2021-12-31$158,445,536
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$165,874
Total interest from all sources2021-12-31$34,138
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,547,909
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,547,909
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,271,191
Participant contributions at end of year2021-12-31$668,579
Participant contributions at beginning of year2021-12-31$728,338
Assets. Other investments not covered elsewhere at end of year2021-12-31$41,750,227
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$35,575,284
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$568,614
Other income not declared elsewhere2021-12-31$6,945,595
Administrative expenses (other) incurred2021-12-31$50,785
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$24,068,796
Value of net assets at end of year (total assets less liabilities)2021-12-31$182,947,302
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$158,445,536
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$115,089
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$61,666,788
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$50,538,673
Interest on participant loans2021-12-31$33,769
Value of interest in common/collective trusts at end of year2021-12-31$73,396,922
Value of interest in common/collective trusts at beginning of year2021-12-31$66,161,376
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,910,597
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,992,838
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,992,838
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$369
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$7,757,239
Net investment gain or loss from common/collective trusts2021-12-31$7,543,934
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,554,189
Employer contributions (assets) at end of year2021-12-31$3,554,189
Employer contributions (assets) at beginning of year2021-12-31$3,449,027
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,988,139
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2021-12-31381357951
2020 : NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$224,445
Total transfer of assets from this plan2020-12-31$1,715,849
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$28,674,148
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$6,154,201
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,022,790
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$8,945,883
Value of total assets at end of year2020-12-31$158,445,536
Value of total assets at beginning of year2020-12-31$137,416,993
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$131,411
Total interest from all sources2020-12-31$51,378
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$891,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$891,028
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,023,127
Participant contributions at end of year2020-12-31$728,338
Participant contributions at beginning of year2020-12-31$813,617
Assets. Other investments not covered elsewhere at end of year2020-12-31$35,575,284
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$29,094,409
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$3,473,729
Other income not declared elsewhere2020-12-31$4,041,746
Administrative expenses (other) incurred2020-12-31$47,548
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$22,519,947
Value of net assets at end of year (total assets less liabilities)2020-12-31$158,445,536
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$137,416,993
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$83,863
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$50,538,673
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$40,329,520
Interest on participant loans2020-12-31$41,817
Value of interest in common/collective trusts at end of year2020-12-31$66,161,376
Value of interest in common/collective trusts at beginning of year2020-12-31$62,365,660
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,992,838
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,232,313
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,232,313
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$9,561
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,143,828
Net investment gain or loss from common/collective trusts2020-12-31$9,600,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,449,027
Employer contributions (assets) at end of year2020-12-31$3,449,027
Employer contributions (assets) at beginning of year2020-12-31$3,581,474
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,022,790
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2020-12-31381357951
2019 : NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$2,370,514
Total transfer of assets from this plan2019-12-31$2,244,020
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$29,886,581
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$10,195,614
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$10,064,256
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,658,949
Value of total assets at end of year2019-12-31$137,416,993
Value of total assets at beginning of year2019-12-31$117,599,532
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$131,358
Total interest from all sources2019-12-31$72,119
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$827,157
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$827,157
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,014,735
Participant contributions at end of year2019-12-31$813,617
Participant contributions at beginning of year2019-12-31$980,020
Assets. Other investments not covered elsewhere at end of year2019-12-31$29,094,409
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$25,403,872
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$62,740
Other income not declared elsewhere2019-12-31$5,308,806
Administrative expenses (other) incurred2019-12-31$53,879
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$19,690,967
Value of net assets at end of year (total assets less liabilities)2019-12-31$137,416,993
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$117,599,532
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$77,479
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$40,329,520
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$31,449,898
Interest on participant loans2019-12-31$45,352
Value of interest in common/collective trusts at end of year2019-12-31$62,365,660
Value of interest in common/collective trusts at beginning of year2019-12-31$54,949,451
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,232,313
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,176,534
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,176,534
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$26,767
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$7,015,193
Net investment gain or loss from common/collective trusts2019-12-31$11,004,357
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$3,581,474
Employer contributions (assets) at end of year2019-12-31$3,581,474
Employer contributions (assets) at beginning of year2019-12-31$3,639,757
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$10,064,256
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2019-12-31381357951
2018 : NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$597,046
Total transfer of assets from this plan2018-12-31$5,810,018
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-176,388
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,064,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,929,573
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,352,820
Value of total assets at end of year2018-12-31$117,599,532
Value of total assets at beginning of year2018-12-31$128,053,474
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$135,009
Total interest from all sources2018-12-31$66,733
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$637,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$637,011
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,080,269
Participant contributions at end of year2018-12-31$980,020
Participant contributions at beginning of year2018-12-31$0
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$864,633
Assets. Other investments not covered elsewhere at end of year2018-12-31$25,403,872
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$31,091,401
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,632,794
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$-1,934,092
Administrative expenses (other) incurred2018-12-31$44,368
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-5,240,970
Value of net assets at end of year (total assets less liabilities)2018-12-31$117,599,532
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$128,053,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Assets. partnership/joint venture interests at beginning of year2018-12-31$0
Investment advisory and management fees2018-12-31$90,641
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$31,449,898
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$28,989,810
Interest on participant loans2018-12-31$44,279
Value of interest in common/collective trusts at end of year2018-12-31$54,949,451
Value of interest in common/collective trusts at beginning of year2018-12-31$61,900,754
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,176,534
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,598,139
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,598,139
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$22,454
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,579,498
Net investment gain or loss from common/collective trusts2018-12-31$-3,719,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,639,757
Employer contributions (assets) at end of year2018-12-31$3,639,757
Employer contributions (assets) at beginning of year2018-12-31$3,608,737
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,929,573
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2018-12-31381357951
2017 : NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$294,239
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,260
Total income from all sources (including contributions)2017-12-31$22,321,915
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,729,368
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,669,371
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,648,671
Value of total assets at end of year2017-12-31$128,053,474
Value of total assets at beginning of year2017-12-31$109,756,426
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$59,997
Total interest from all sources2017-12-31$138,795
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$518,223
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$518,223
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,994,906
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$870,022
Participant contributions at end of year2017-12-31$864,633
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$31,091,401
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$26,570,353
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$44,995
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$1,260
Other income not declared elsewhere2017-12-31$4,004,511
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$18,592,547
Value of net assets at end of year (total assets less liabilities)2017-12-31$128,053,474
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$109,755,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$23,307
Investment advisory and management fees2017-12-31$59,997
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$28,989,810
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$25,279,316
Interest on participant loans2017-12-31$37,062
Value of interest in common/collective trusts at end of year2017-12-31$61,900,754
Value of interest in common/collective trusts at beginning of year2017-12-31$51,082,218
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,598,139
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,452,896
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,452,896
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$101,733
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,659,814
Net investment gain or loss from common/collective trusts2017-12-31$8,351,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,608,770
Employer contributions (assets) at end of year2017-12-31$3,608,737
Employer contributions (assets) at beginning of year2017-12-31$3,478,314
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,669,371
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2017-12-31381357951
2016 : NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$134,693
Total transfer of assets from this plan2016-12-31$367,786
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,260
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$12,717,143
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$11,354,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$11,268,930
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,637,081
Value of total assets at end of year2016-12-31$109,756,426
Value of total assets at beginning of year2016-12-31$108,625,357
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$85,311
Total interest from all sources2016-12-31$45,760
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$779,698
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$779,698
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,782,715
Participant contributions at end of year2016-12-31$870,022
Participant contributions at beginning of year2016-12-31$929,746
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$18,000
Assets. Other investments not covered elsewhere at end of year2016-12-31$26,570,353
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$24,991,875
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$317,773
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$1,260
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$2,505,933
Administrative expenses (other) incurred2016-12-31$39,659
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,362,902
Value of net assets at end of year (total assets less liabilities)2016-12-31$109,755,166
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$108,625,357
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$23,307
Assets. partnership/joint venture interests at beginning of year2016-12-31$11,703
Investment advisory and management fees2016-12-31$45,652
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$25,279,316
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$62,230,929
Interest on participant loans2016-12-31$35,536
Value of interest in common/collective trusts at end of year2016-12-31$51,082,218
Value of interest in common/collective trusts at beginning of year2016-12-31$13,166,092
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$2,452,896
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$3,679,732
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$3,679,732
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$10,224
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,164,095
Net investment gain or loss from common/collective trusts2016-12-31$2,584,576
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,536,593
Employer contributions (assets) at end of year2016-12-31$3,478,314
Employer contributions (assets) at beginning of year2016-12-31$3,597,280
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$11,268,930
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2016-12-31390859910
2015 : NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$199,921
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,527,349
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$12,531,497
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$12,462,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,696,472
Value of total assets at end of year2015-12-31$108,625,357
Value of total assets at beginning of year2015-12-31$116,429,584
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$69,113
Total interest from all sources2015-12-31$39,096
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,592,277
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,592,277
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,824,595
Participant contributions at end of year2015-12-31$929,746
Participant contributions at beginning of year2015-12-31$915,959
Participant contributions at end of year2015-12-31$18,000
Participant contributions at beginning of year2015-12-31$60,475
Assets. Other investments not covered elsewhere at end of year2015-12-31$24,991,875
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$29,978,907
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$274,597
Other income not declared elsewhere2015-12-31$-1,535,783
Administrative expenses (other) incurred2015-12-31$24,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-8,004,148
Value of net assets at end of year (total assets less liabilities)2015-12-31$108,625,357
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$116,429,584
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$11,703
Assets. partnership/joint venture interests at beginning of year2015-12-31$422,915
Investment advisory and management fees2015-12-31$44,511
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$62,230,929
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$63,255,827
Interest on participant loans2015-12-31$36,227
Value of interest in common/collective trusts at end of year2015-12-31$13,166,092
Value of interest in common/collective trusts at beginning of year2015-12-31$13,928,303
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$3,679,732
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$4,563,560
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$4,563,560
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$2,869
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,284,201
Net investment gain or loss from common/collective trusts2015-12-31$19,488
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,597,280
Employer contributions (assets) at end of year2015-12-31$3,597,280
Employer contributions (assets) at beginning of year2015-12-31$3,303,638
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$12,462,384
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2015-12-31390859910
2014 : NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$292,874
Total transfer of assets from this plan2014-12-31$1,392,764
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$13,082,257
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$7,872,775
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$7,805,792
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,277,734
Value of total assets at end of year2014-12-31$116,429,584
Value of total assets at beginning of year2014-12-31$112,319,992
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$66,983
Total interest from all sources2014-12-31$38,466
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,167,655
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,167,655
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,886,641
Participant contributions at end of year2014-12-31$915,959
Participant contributions at beginning of year2014-12-31$1,228,478
Participant contributions at end of year2014-12-31$60,475
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$29,978,907
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$27,239,749
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,087,455
Other income not declared elsewhere2014-12-31$1,341,029
Administrative expenses (other) incurred2014-12-31$24,889
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,209,482
Value of net assets at end of year (total assets less liabilities)2014-12-31$116,429,584
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$112,319,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$422,915
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$42,094
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$63,255,827
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$63,002,931
Interest on participant loans2014-12-31$37,917
Value of interest in common/collective trusts at end of year2014-12-31$13,928,303
Value of interest in common/collective trusts at beginning of year2014-12-31$12,095,834
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$4,563,560
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$4,959,537
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$4,959,537
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$549
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,467,717
Net investment gain or loss from common/collective trusts2014-12-31$789,656
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,303,638
Employer contributions (assets) at end of year2014-12-31$3,303,638
Employer contributions (assets) at beginning of year2014-12-31$3,793,463
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$7,805,792
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2014-12-31390859910
2013 : NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$170,670
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$24,931,276
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$7,919,389
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,869,624
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,965,851
Value of total assets at end of year2013-12-31$112,319,992
Value of total assets at beginning of year2013-12-31$95,137,435
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$49,765
Total interest from all sources2013-12-31$45,842
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,707,308
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,707,308
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,161,079
Participant contributions at end of year2013-12-31$1,228,478
Participant contributions at beginning of year2013-12-31$1,177,870
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$116,400
Assets. Other investments not covered elsewhere at end of year2013-12-31$27,239,749
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$22,170,357
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$10,244
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$4,258,322
Administrative expenses (other) incurred2013-12-31$18,789
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$17,011,887
Value of net assets at end of year (total assets less liabilities)2013-12-31$112,319,992
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$95,137,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$11,658
Investment advisory and management fees2013-12-31$30,976
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$63,002,931
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$51,935,473
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$43,601
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$12,095,834
Value of interest in common/collective trusts at beginning of year2013-12-31$10,238,476
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$4,959,537
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$5,663,497
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$5,663,497
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$2,241
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$11,042,656
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$1,911,297
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,794,528
Employer contributions (assets) at end of year2013-12-31$3,793,463
Employer contributions (assets) at beginning of year2013-12-31$3,823,704
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,869,624
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2013-12-31390859910
2012 : NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$2,818
Total transfer of assets from this plan2012-12-31$329,030
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$20,966,338
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$5,455,740
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,444,552
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$10,760,354
Value of total assets at end of year2012-12-31$95,137,435
Value of total assets at beginning of year2012-12-31$79,953,049
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$11,188
Total interest from all sources2012-12-31$57,892
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,341,855
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,341,855
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,267,556
Participant contributions at end of year2012-12-31$1,177,870
Participant contributions at beginning of year2012-12-31$1,177,625
Participant contributions at end of year2012-12-31$116,400
Assets. Other investments not covered elsewhere at end of year2012-12-31$22,170,357
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$16,627,399
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$4,669,094
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$22,864
Other income not declared elsewhere2012-12-31$2,405,691
Administrative expenses (other) incurred2012-12-31$11,188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$15,510,598
Value of net assets at end of year (total assets less liabilities)2012-12-31$95,137,435
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$79,953,049
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$11,658
Assets. partnership/joint venture interests at beginning of year2012-12-31$111,741
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$51,935,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$43,049,211
Interest on participant loans2012-12-31$49,077
Value of interest in common/collective trusts at end of year2012-12-31$10,238,476
Value of interest in common/collective trusts at beginning of year2012-12-31$8,426,820
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$5,663,497
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$6,509,470
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$6,509,470
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$8,815
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,183,833
Net investment gain or loss from common/collective trusts2012-12-31$1,216,713
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,823,704
Employer contributions (assets) at end of year2012-12-31$3,823,704
Employer contributions (assets) at beginning of year2012-12-31$4,027,919
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,444,552
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2012-12-31390859910
2011 : NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$461,560
Total transfer of assets from this plan2011-12-31$813,225
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$5,191,313
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$6,567,399
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,559,612
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$6,312,951
Value of total assets at end of year2011-12-31$79,953,049
Value of total assets at beginning of year2011-12-31$81,680,800
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$7,787
Total interest from all sources2011-12-31$55,032
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,223,008
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,223,008
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,184,452
Participant contributions at end of year2011-12-31$1,177,625
Participant contributions at beginning of year2011-12-31$1,043,755
Participant contributions at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$16,627,399
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$17,812,434
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$89,031
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$22,864
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$24,191
Other income not declared elsewhere2011-12-31$-131,424
Administrative expenses (other) incurred2011-12-31$7,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,376,086
Value of net assets at end of year (total assets less liabilities)2011-12-31$79,953,049
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$81,680,800
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$111,741
Assets. partnership/joint venture interests at beginning of year2011-12-31$250,016
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$43,049,211
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$43,526,145
Interest on participant loans2011-12-31$51,340
Value of interest in common/collective trusts at end of year2011-12-31$8,426,820
Value of interest in common/collective trusts at beginning of year2011-12-31$8,504,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$6,509,470
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$6,487,096
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$6,487,096
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$3,692
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,010,140
Net investment gain or loss from common/collective trusts2011-12-31$-258,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,039,468
Employer contributions (assets) at end of year2011-12-31$4,027,919
Employer contributions (assets) at beginning of year2011-12-31$4,033,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,559,612
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2011-12-31390859910
2010 : NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$14,973
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$15,475,069
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$7,870,759
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$7,863,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,779,446
Value of total assets at end of year2010-12-31$81,680,800
Value of total assets at beginning of year2010-12-31$74,061,517
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$7,759
Total interest from all sources2010-12-31$63,710
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$803,545
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$803,545
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,383,556
Participant contributions at end of year2010-12-31$1,043,755
Participant contributions at beginning of year2010-12-31$1,148,157
Assets. Other investments not covered elsewhere at end of year2010-12-31$17,812,434
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$16,044,302
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$362,852
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$24,191
Other income not declared elsewhere2010-12-31$2,685,699
Administrative expenses (other) incurred2010-12-31$7,759
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$7,604,310
Value of net assets at end of year (total assets less liabilities)2010-12-31$81,680,800
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$74,061,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$250,016
Assets. partnership/joint venture interests at beginning of year2010-12-31$67,203
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$43,526,145
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$45,891,870
Interest on participant loans2010-12-31$55,369
Value of interest in common/collective trusts at end of year2010-12-31$8,504,125
Value of interest in common/collective trusts at beginning of year2010-12-31$6,386,052
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$6,487,096
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$8,341
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,150,421
Net investment gain or loss from common/collective trusts2010-12-31$992,248
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$4,033,038
Employer contributions (assets) at end of year2010-12-31$4,033,038
Employer contributions (assets) at beginning of year2010-12-31$4,523,933
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$7,863,000
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2010-12-31390859910
2009 : NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN

2022: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NEAL, GERBER & EISENBERG PROFIT SHARING/401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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