401k Plan data: ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN plan

ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN
Plan identification number	001

ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

ROCKFORD BOLT & STEEL COMPANY has sponsored the creation of one or more 401k plans.

Company Name: ROCKFORD BOLT & STEEL COMPANY

Employer identification number (EIN): 363665348

NAIC Classification: 332700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 LISA A BERG 2023-05-24 LISA A BERG 2023-05-24
001 2021-01-01 LISA A BERG 2022-05-24 LISA A BERG 2022-05-24
001 2020-01-01 LISA A BERG 2021-04-20
001 2018-01-01 LISA A BERG 2019-04-26
001 2017-01-01 LISA A BERG 2018-06-28
001 2016-01-01 LISA BERG 2017-07-12 LISA BERG 2017-07-12
001 2015-01-01 LISA BERG 2016-06-08
001 2014-01-01 LISA BERG 2015-07-08 LISA BERG 2015-07-08
001 2013-01-01 LISA BERG 2014-05-22
001 2012-01-01 LISA A BERG 2013-07-23
001 2011-01-01 JOHN MOORE
001 2010-01-01 JOHN MOORE
001 2009-01-01 JOHN MOORE

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	LISA A BERG	2023-05-24	LISA A BERG	2023-05-24
001	2021-01-01	LISA A BERG	2022-05-24	LISA A BERG	2022-05-24
001	2020-01-01	LISA A BERG	2021-04-20
001	2018-01-01	LISA A BERG	2019-04-26
001	2017-01-01	LISA A BERG	2018-06-28
001	2016-01-01	LISA BERG	2017-07-12	LISA BERG	2017-07-12
001	2015-01-01	LISA BERG	2016-06-08
001	2014-01-01	LISA BERG	2015-07-08	LISA BERG	2015-07-08
001	2013-01-01	LISA BERG	2014-05-22
001	2012-01-01	LISA A BERG	2013-07-23
001	2011-01-01	JOHN MOORE
001	2010-01-01	JOHN MOORE
001	2009-01-01	JOHN MOORE

Plan Statistics for ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN

Measure Date Value
2011: ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 21
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 20
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 21
Number of participants with account balances 2011-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 20
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 1
Total of all active and inactive participants 2010-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 21
Number of participants with account balances 2010-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 20
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 21
Number of participants with account balances 2009-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2011: ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	21
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	20
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	21
Number of participants with account balances	2011-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	20
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	1
Total of all active and inactive participants	2010-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	21
Number of participants with account balances	2010-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	20
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	21
Number of participants with account balances	2009-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN

Measure	Date	Value
2011 : ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$18,583
Expenses. Total of all expenses incurred	2011-12-31	$16,477
Benefits paid (including direct rollovers)	2011-12-31	$16,422
Total plan assets at end of year	2011-12-31	$1,276,150
Total plan assets at beginning of year	2011-12-31	$1,274,044
Value of fidelity bond covering the plan	2011-12-31	$150,000
Total contributions received or receivable from participants	2011-12-31	$38,190
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-19,607
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$2,106
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,276,150
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,274,044
Assets. Value of participant loans	2011-12-31	$26,723
Total contributions received or receivable from employer(s)	2011-12-31	$0
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$55
2010 : ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$146,310
Expenses. Total of all expenses incurred	2010-12-31	$17,722
Benefits paid (including direct rollovers)	2010-12-31	$16,673
Total plan assets at end of year	2010-12-31	$1,274,044
Total plan assets at beginning of year	2010-12-31	$1,145,456
Value of fidelity bond covering the plan	2010-12-31	$150,000
Total contributions received or receivable from participants	2010-12-31	$43,102
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$103,208
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$128,588
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,274,044
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,145,456
Assets. Value of participant loans	2010-12-31	$21,543
Total contributions received or receivable from employer(s)	2010-12-31	$0
Value of certain deemed distributions of participant loans	2010-12-31	$939
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$110

Form 5500 Responses for ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN

2011: ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2010: ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2009: ROCKFORD BOLT & STEEL CO. PROFIT SHARING & RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

035408

Policy instance

Insurance contract or identification number	035408
Number of Individuals Covered	21
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

035408

Policy instance

Insurance contract or identification number	035408
Number of Individuals Covered	21
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	ROCKFORD BOLT & STEEL COMPANY
Employer identification number (EIN):	363665348
NAIC Classification:	332700