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COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 401k Plan overview

Plan NameCOTTER CONSULTING, INC. 401(K) SAVINGS PLAN
Plan identification number 001

COTTER CONSULTING, INC. 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

COTTER CONSULTING, INC. has sponsored the creation of one or more 401k plans.

Company Name:COTTER CONSULTING, INC.
Employer identification number (EIN):363735857
NAIC Classification:541330
NAIC Description:Engineering Services

Additional information about COTTER CONSULTING, INC.

Jurisdiction of Incorporation: Colorado Department of State
Incorporation Date: 2001-09-06
Company Identification Number: 20011174465
Legal Registered Office Address: 503 CACTUS CT

Louisville
United States of America (USA)
80027

More information about COTTER CONSULTING, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COTTER CONSULTING, INC. 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01ANNE EDWARDS-COTTER2023-10-11 ANNE EDWARDS-COTTER2023-10-11
0012021-01-01ANNE EDWARDS-COTTER2022-10-17 ANNE EDWARDS-COTTER2022-10-17
0012021-01-01ANNE EDWARDS-COTTER2022-10-17 ANNE EDWARDS-COTTER2022-10-17
0012020-01-01ANNE EDWARDS-COTTER2021-10-14 ANNE EDWARDS-COTTER2021-10-14
0012019-01-01ANNE EDWARDS-COTTER2020-10-14 ANNE EDWARDS-COTTER2020-10-14
0012018-01-01ANNE EDWARDS-COTTER2019-10-09 ANNE EDWARDS-COTTER2019-10-09
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01ANNE EDWARDS-COTTER2014-03-13 ANNE EDWARDS-COTTER2014-03-13
0012012-01-01ANNE EDWARDS-COTTER2013-02-13 ANNE EDWARDS-COTTER2013-02-13
0012011-01-01ANNE EDWARDS-COTTER2012-04-19 ANNE EDWARDS-COTTER2012-04-19
0012010-01-01ANNE EDWARDS-COTTER2011-04-04 ANNE EDWARDS-COTTER2011-04-04

Plan Statistics for COTTER CONSULTING, INC. 401(K) SAVINGS PLAN

401k plan membership statisitcs for COTTER CONSULTING, INC. 401(K) SAVINGS PLAN

Measure Date Value
2022: COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01133
Total number of active participants reported on line 7a of the Form 55002022-01-0187
Number of other retired or separated participants entitled to future benefits2022-01-0145
Total of all active and inactive participants2022-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01132
Number of participants with account balances2022-01-01132
2021: COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01119
Total number of active participants reported on line 7a of the Form 55002021-01-0183
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0142
Total of all active and inactive participants2021-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01125
Number of participants with account balances2021-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-015
2020: COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01128
Total number of active participants reported on line 7a of the Form 55002020-01-0183
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0137
Total of all active and inactive participants2020-01-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01120
Number of participants with account balances2020-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-015
2019: COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01133
Total number of active participants reported on line 7a of the Form 55002019-01-0187
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0140
Total of all active and inactive participants2019-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01127
Number of participants with account balances2019-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-013
2018: COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01122
Total number of active participants reported on line 7a of the Form 55002018-01-0194
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0137
Total of all active and inactive participants2018-01-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01131
Number of participants with account balances2018-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01118
Total number of active participants reported on line 7a of the Form 55002017-01-0187
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0135
Total of all active and inactive participants2017-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01122
Number of participants with account balances2017-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01125
Total number of active participants reported on line 7a of the Form 55002016-01-0178
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0135
Total of all active and inactive participants2016-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01114
Number of participants with account balances2016-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0113

Financial Data on COTTER CONSULTING, INC. 401(K) SAVINGS PLAN

Measure Date Value
2022 : COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-1,899,055
Total of all expenses incurred2022-12-31$906,500
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$865,707
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,015,919
Value of total assets at end of year2022-12-31$12,942,633
Value of total assets at beginning of year2022-12-31$15,748,188
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$40,793
Total interest from all sources2022-12-31$-2,914,974
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$754,393
Participant contributions at end of year2022-12-31$114,354
Participant contributions at beginning of year2022-12-31$88,852
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$7,663
Administrative expenses (other) incurred2022-12-31$40,793
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,805,555
Value of net assets at end of year (total assets less liabilities)2022-12-31$12,942,633
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$15,748,188
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$12,826,727
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$15,559,336
Interest on participant loans2022-12-31$4,724
Interest earned on other investments2022-12-31$-2,919,698
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$253,863
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$865,707
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SOMERSET CPAS, P.C.
Accountancy firm EIN2022-12-31201717681
2021 : COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$2,995,869
Total of all expenses incurred2021-12-31$540,358
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$501,077
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,160,774
Value of total assets at end of year2021-12-31$15,748,188
Value of total assets at beginning of year2021-12-31$13,292,677
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$39,281
Total interest from all sources2021-12-31$1,835,095
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$751,613
Participant contributions at end of year2021-12-31$88,852
Participant contributions at beginning of year2021-12-31$40,132
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$55,061
Administrative expenses (other) incurred2021-12-31$39,281
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$26,962
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,455,511
Value of net assets at end of year (total assets less liabilities)2021-12-31$15,748,188
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$13,292,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$15,559,336
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$13,225,490
Interest on participant loans2021-12-31$2,457
Interest earned on other investments2021-12-31$1,832,638
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$354,100
Employer contributions (assets) at end of year2021-12-31$100,000
Employer contributions (assets) at beginning of year2021-12-31$93
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$501,077
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31SOMERSET CPAS, P.C.
Accountancy firm EIN2021-12-31201717681
2020 : COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$3,236,310
Total of all expenses incurred2020-12-31$1,237,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,193,336
Expenses. Certain deemed distributions of participant loans2020-12-31$8,577
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,251,720
Value of total assets at end of year2020-12-31$13,292,677
Value of total assets at beginning of year2020-12-31$11,293,772
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$35,492
Total interest from all sources2020-12-31$1,984,590
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$726,610
Participant contributions at end of year2020-12-31$40,132
Participant contributions at beginning of year2020-12-31$51,385
Participant contributions at beginning of year2020-12-31$180
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$274,298
Administrative expenses (other) incurred2020-12-31$35,492
Total non interest bearing cash at end of year2020-12-31$26,962
Total non interest bearing cash at beginning of year2020-12-31$67,939
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,998,905
Value of net assets at end of year (total assets less liabilities)2020-12-31$13,292,677
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$11,293,772
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$13,225,490
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$11,085,993
Interest on participant loans2020-12-31$2,708
Interest earned on other investments2020-12-31$1,981,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$250,812
Employer contributions (assets) at end of year2020-12-31$93
Employer contributions (assets) at beginning of year2020-12-31$88,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,193,336
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PIER & ASSOCIATES
Accountancy firm EIN2020-12-31364128203
2019 : COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2019 401k financial data
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,328,852
Total of all expenses incurred2019-12-31$1,873,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,829,864
Expenses. Certain deemed distributions of participant loans2019-12-31$14,434
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,320,766
Value of total assets at end of year2019-12-31$11,293,772
Value of total assets at beginning of year2019-12-31$9,838,362
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$29,144
Total interest from all sources2019-12-31$2,008,086
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$763,795
Participant contributions at end of year2019-12-31$51,385
Participant contributions at beginning of year2019-12-31$59,838
Participant contributions at end of year2019-12-31$180
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$204,541
Administrative expenses (other) incurred2019-12-31$29,144
Total non interest bearing cash at end of year2019-12-31$67,939
Total non interest bearing cash at beginning of year2019-12-31$373
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,455,410
Value of net assets at end of year (total assets less liabilities)2019-12-31$11,293,772
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,838,362
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,085,993
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,778,151
Interest on participant loans2019-12-31$2,477
Interest earned on other investments2019-12-31$2,005,609
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$352,430
Employer contributions (assets) at end of year2019-12-31$88,275
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,829,864
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PIER & ASSOCIATES
Accountancy firm EIN2019-12-31364128203
2018 : COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$707,195
Total of all expenses incurred2018-12-31$2,056,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,017,613
Expenses. Certain deemed distributions of participant loans2018-12-31$8,976
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,031,397
Value of total assets at end of year2018-12-31$9,838,362
Value of total assets at beginning of year2018-12-31$11,187,197
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$29,441
Total interest from all sources2018-12-31$-324,202
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$754,677
Participant contributions at end of year2018-12-31$59,838
Participant contributions at beginning of year2018-12-31$111,142
Participant contributions at beginning of year2018-12-31$19,055
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$18,443
Administrative expenses (other) incurred2018-12-31$29,441
Total non interest bearing cash at end of year2018-12-31$373
Total non interest bearing cash at beginning of year2018-12-31$2,372
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,348,835
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,838,362
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$11,187,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,778,151
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$11,043,300
Interest on participant loans2018-12-31$3,450
Interest earned on other investments2018-12-31$-327,652
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$258,277
Employer contributions (assets) at beginning of year2018-12-31$11,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,017,613
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31PIER & ASSOCIATES
Accountancy firm EIN2018-12-31364128203
2017 : COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$2,556,290
Total of all expenses incurred2017-12-31$1,135,960
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,104,164
Expenses. Certain deemed distributions of participant loans2017-12-31$7,727
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$997,001
Value of total assets at end of year2017-12-31$11,187,197
Value of total assets at beginning of year2017-12-31$9,766,867
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$24,069
Total interest from all sources2017-12-31$1,559,289
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$599,027
Participant contributions at end of year2017-12-31$111,142
Participant contributions at beginning of year2017-12-31$102,574
Participant contributions at end of year2017-12-31$19,055
Participant contributions at beginning of year2017-12-31$13,244
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$170,238
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$2,372
Total non interest bearing cash at beginning of year2017-12-31$16,106
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,420,330
Value of net assets at end of year (total assets less liabilities)2017-12-31$11,187,197
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$9,766,867
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$24,069
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$11,043,300
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$9,523,264
Interest on participant loans2017-12-31$4,680
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$1,554,609
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$227,736
Employer contributions (assets) at end of year2017-12-31$11,328
Employer contributions (assets) at beginning of year2017-12-31$111,679
Income. Dividends from preferred stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,104,164
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31PIER & ASSOCIATES
Accountancy firm EIN2017-12-31364128203
2016 : COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,728,444
Total of all expenses incurred2016-12-31$1,243,741
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,197,041
Expenses. Certain deemed distributions of participant loans2016-12-31$19,587
Value of total corrective distributions2016-12-31$1,239
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,011,271
Value of total assets at end of year2016-12-31$9,766,867
Value of total assets at beginning of year2016-12-31$9,282,164
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$25,874
Total interest from all sources2016-12-31$717,173
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$625,919
Participant contributions at end of year2016-12-31$102,574
Participant contributions at beginning of year2016-12-31$50,050
Participant contributions at end of year2016-12-31$13,244
Participant contributions at beginning of year2016-12-31$17,079
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$33,972
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$16,106
Total non interest bearing cash at beginning of year2016-12-31$13,365
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$484,703
Value of net assets at end of year (total assets less liabilities)2016-12-31$9,766,867
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,282,164
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$25,874
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$9,523,264
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$9,116,692
Interest on participant loans2016-12-31$3,041
Interest earned on other investments2016-12-31$714,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$351,380
Employer contributions (assets) at end of year2016-12-31$111,679
Employer contributions (assets) at beginning of year2016-12-31$84,978
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,197,041
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31PIER & ASSOCIATES
Accountancy firm EIN2016-12-31364128203

Form 5500 Responses for COTTER CONSULTING, INC. 401(K) SAVINGS PLAN

2022: COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: COTTER CONSULTING, INC. 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513583-0000
Policy instance 1
Insurance contract or identification number513583-0000
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,784
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitYes
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees6784
Insurance broker organization code?5
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513583-0000
Policy instance 1
Insurance contract or identification number513583-0000
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,794
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitYes
Amount paid for insurance broker fees7794
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513583-0000
Policy instance 1
Insurance contract or identification number513583-0000
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $15,004
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitYes
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees15004
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5

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