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NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameNORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number 003

NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTHWEST HEALTH CARE ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name:NORTHWEST HEALTH CARE ASSOCIATES
Employer identification number (EIN):363832784
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032018-01-01BRIAN MUSKA BRIAN MUSKA2019-02-19
0032017-01-01BRIAN MUSKA BRIAN MUSKA2018-09-04
0032016-01-01BRIAN MUSKA
0032015-01-01BRIAN MUSKA
0032014-01-01BRIAN MUSKA
0032013-01-01BRIAN MUSKA
0032012-01-01ROBERT DICK
0032011-01-01ROBERT DICK
0032010-01-01WARREN PIERCE ROBERT DICK2012-01-17
0032009-01-01WARREN PIERCE WARREN PIERCE2010-10-14

Plan Statistics for NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2018: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01109
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01129
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-016
Number of other retired or separated participants entitled to future benefits2017-01-0197
Total of all active and inactive participants2017-01-01103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01103
Number of participants with account balances2017-01-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01120
Total number of active participants reported on line 7a of the Form 55002016-01-0187
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-0134
Total of all active and inactive participants2016-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01125
Number of participants with account balances2016-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01124
Total number of active participants reported on line 7a of the Form 55002015-01-0176
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-0131
Total of all active and inactive participants2015-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01113
Number of participants with account balances2015-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01127
Total number of active participants reported on line 7a of the Form 55002014-01-0181
Number of retired or separated participants receiving benefits2014-01-016
Number of other retired or separated participants entitled to future benefits2014-01-0134
Total of all active and inactive participants2014-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01121
Number of participants with account balances2014-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01131
Total number of active participants reported on line 7a of the Form 55002013-01-0182
Number of retired or separated participants receiving benefits2013-01-015
Number of other retired or separated participants entitled to future benefits2013-01-0131
Total of all active and inactive participants2013-01-01118
Total participants2013-01-01118
Number of participants with account balances2013-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-017
2012: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01139
Total number of active participants reported on line 7a of the Form 55002012-01-0184
Number of retired or separated participants receiving benefits2012-01-017
Number of other retired or separated participants entitled to future benefits2012-01-0128
Total of all active and inactive participants2012-01-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01119
Number of participants with account balances2012-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01155
Total number of active participants reported on line 7a of the Form 55002011-01-0187
Number of retired or separated participants receiving benefits2011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-0148
Total of all active and inactive participants2011-01-01139
Total participants2011-01-01139
Number of participants with account balances2011-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01155
Total number of active participants reported on line 7a of the Form 55002010-01-0196
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0144
Total of all active and inactive participants2010-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-013
Total participants2010-01-01143
Number of participants with account balances2010-01-01143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-013
2009: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01115
Total number of active participants reported on line 7a of the Form 55002009-01-0187
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0129
Total of all active and inactive participants2009-01-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01116
Number of participants with account balances2009-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2018 : NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$251,168
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$12,046,455
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$12,032,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$0
Value of total assets at beginning of year2018-12-31$11,795,287
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$13,918
Total interest from all sources2018-12-31$1,816
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-12-31$0
Administrative expenses professional fees incurred2018-12-31$8,750
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$6,508,856
Other income not declared elsewhere2018-12-31$184,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-11,795,287
Value of net assets at end of year (total assets less liabilities)2018-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$11,795,287
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Assets. partnership/joint venture interests at beginning of year2018-12-31$108,000
Investment advisory and management fees2018-12-31$18
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,329,024
Interest earned on other investments2018-12-31$1,816
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,756,663
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$64,602
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Employer contributions (assets) at beginning of year2018-12-31$92,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$12,032,537
Contract administrator fees2018-12-31$5,150
Did the plan have assets held for investment2018-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KOLNICKI, PETERSON & WIRTH, LLC
Accountancy firm EIN2018-12-31364119639
2017 : NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,444,674
Total loss/gain on sale of assets2017-12-31$9,000
Total of all expenses incurred2017-12-31$11,028,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$11,007,398
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,116,268
Value of total assets at end of year2017-12-31$11,795,287
Value of total assets at beginning of year2017-12-31$19,379,606
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$21,595
Total interest from all sources2017-12-31$20,091
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-12-31$0
Administrative expenses professional fees incurred2017-12-31$3,975
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$340,066
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$30,073
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$65,654
Assets. Other investments not covered elsewhere at end of year2017-12-31$6,508,856
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$12,878,342
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$259,090
Other income not declared elsewhere2017-12-31$1,640,340
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-7,584,319
Value of net assets at end of year (total assets less liabilities)2017-12-31$11,795,287
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$19,379,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$108,000
Assets. partnership/joint venture interests at beginning of year2017-12-31$198,000
Investment advisory and management fees2017-12-31$14,770
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,329,024
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,927,064
Interest on participant loans2017-12-31$1,229
Interest earned on other investments2017-12-31$18,862
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,756,663
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,758,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$658,975
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$517,112
Employer contributions (assets) at end of year2017-12-31$92,744
Employer contributions (assets) at beginning of year2017-12-31$522,362
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$11,007,398
Contract administrator fees2017-12-31$2,850
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$75,000
Aggregate carrying amount (costs) on sale of assets2017-12-31$66,000
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KOLNICKI, PETERSON & WIRTH, LLC
Accountancy firm EIN2017-12-31364119639
2016 : NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,408,675
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$910,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$882,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$887,249
Value of total assets at end of year2016-12-31$19,379,606
Value of total assets at beginning of year2016-12-31$17,881,272
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$27,493
Total interest from all sources2016-12-31$19,067
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$364,887
Participant contributions at end of year2016-12-31$30,073
Participant contributions at beginning of year2016-12-31$21,062
Participant contributions at end of year2016-12-31$65,654
Participant contributions at beginning of year2016-12-31$78,154
Assets. Other investments not covered elsewhere at end of year2016-12-31$12,878,342
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$12,097,041
Other income not declared elsewhere2016-12-31$1,235,595
Administrative expenses (other) incurred2016-12-31$2,786
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,498,334
Value of net assets at end of year (total assets less liabilities)2016-12-31$19,379,606
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$17,881,272
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$198,000
Assets. partnership/joint venture interests at beginning of year2016-12-31$225,000
Investment advisory and management fees2016-12-31$23,357
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,927,064
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,277,809
Interest on participant loans2016-12-31$1,133
Interest earned on other investments2016-12-31$17,934
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,758,111
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,665,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$266,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$522,362
Employer contributions (assets) at end of year2016-12-31$522,362
Employer contributions (assets) at beginning of year2016-12-31$516,601
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$882,848
Contract administrator fees2016-12-31$1,350
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KOLNICKI, PETERSON & WIRTH, LLC
Accountancy firm EIN2016-12-31364119639
2015 : NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$560,400
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,365,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,324,747
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$911,136
Value of total assets at end of year2015-12-31$17,881,272
Value of total assets at beginning of year2015-12-31$18,686,545
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$40,926
Total interest from all sources2015-12-31$18,384
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$13,826
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$394,535
Participant contributions at end of year2015-12-31$21,062
Participant contributions at beginning of year2015-12-31$42,377
Participant contributions at end of year2015-12-31$78,154
Participant contributions at beginning of year2015-12-31$96,000
Assets. Other investments not covered elsewhere at end of year2015-12-31$12,097,041
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$12,811,638
Other income not declared elsewhere2015-12-31$-326,954
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-805,273
Value of net assets at end of year (total assets less liabilities)2015-12-31$17,881,272
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$18,686,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$225,000
Assets. partnership/joint venture interests at beginning of year2015-12-31$276,000
Investment advisory and management fees2015-12-31$27,100
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,277,809
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,062,679
Interest on participant loans2015-12-31$1,366
Interest earned on other investments2015-12-31$17,018
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,665,605
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,789,514
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-42,166
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$516,601
Employer contributions (assets) at end of year2015-12-31$516,601
Employer contributions (assets) at beginning of year2015-12-31$608,337
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,324,747
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KOLNICKI, PETERSON & WIRTH, LLC
Accountancy firm EIN2015-12-31364119639
2014 : NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$22,417
Total income from all sources (including contributions)2014-12-31$2,182,804
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,012,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,969,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,026,137
Value of total assets at end of year2014-12-31$18,686,545
Value of total assets at beginning of year2014-12-31$18,538,267
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$42,930
Total interest from all sources2014-12-31$19,531
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$8,570
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$400,792
Participant contributions at end of year2014-12-31$42,377
Participant contributions at beginning of year2014-12-31$35,770
Participant contributions at end of year2014-12-31$96,000
Participant contributions at beginning of year2014-12-31$99,000
Assets. Other investments not covered elsewhere at end of year2014-12-31$12,811,638
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$13,452,465
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$17,507
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$3,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$22,417
Other income not declared elsewhere2014-12-31$975,904
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$170,695
Value of net assets at end of year (total assets less liabilities)2014-12-31$18,686,545
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$18,515,850
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$276,000
Assets. partnership/joint venture interests at beginning of year2014-12-31$183,000
Investment advisory and management fees2014-12-31$34,360
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,062,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,530,403
Interest on participant loans2014-12-31$1,638
Interest earned on other investments2014-12-31$17,893
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,789,514
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,584,750
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$161,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$607,838
Employer contributions (assets) at end of year2014-12-31$608,337
Employer contributions (assets) at beginning of year2014-12-31$649,879
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,969,179
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KOLNICKI, PETERSON & WIRTH, LLC
Accountancy firm EIN2014-12-31364119639
2013 : NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$22,417
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,320,015
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$278,742
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$226,977
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,323,861
Value of total assets at end of year2013-12-31$18,538,267
Value of total assets at beginning of year2013-12-31$14,474,577
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$51,765
Total interest from all sources2013-12-31$19,476
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$19,016
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$408,069
Participant contributions at end of year2013-12-31$35,770
Participant contributions at beginning of year2013-12-31$35,387
Participant contributions at end of year2013-12-31$99,000
Participant contributions at beginning of year2013-12-31$56,500
Assets. Other investments not covered elsewhere at end of year2013-12-31$13,452,465
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$10,198,984
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$265,372
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$3,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$22,417
Other income not declared elsewhere2013-12-31$2,670,466
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,041,273
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,515,850
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$14,474,577
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$183,000
Assets. partnership/joint venture interests at beginning of year2013-12-31$183,000
Investment advisory and management fees2013-12-31$32,749
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,530,403
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,866,260
Interest on participant loans2013-12-31$1,778
Interest earned on other investments2013-12-31$17,698
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,584,750
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,573,533
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$306,212
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$650,420
Employer contributions (assets) at end of year2013-12-31$649,879
Employer contributions (assets) at beginning of year2013-12-31$560,913
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$226,977
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KOLNICKI, PETERSON & WIRTH, LLC
Accountancy firm EIN2013-12-31364119639
2012 : NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-12,000
Total unrealized appreciation/depreciation of assets2012-12-31$-12,000
Total income from all sources (including contributions)2012-12-31$2,733,589
Total of all expenses incurred2012-12-31$519,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$470,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$930,191
Value of total assets at end of year2012-12-31$14,474,577
Value of total assets at beginning of year2012-12-31$12,260,748
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$48,785
Total interest from all sources2012-12-31$22,056
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$19,708
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$333,927
Participant contributions at end of year2012-12-31$35,387
Participant contributions at beginning of year2012-12-31$29,821
Participant contributions at end of year2012-12-31$56,500
Assets. Other investments not covered elsewhere at end of year2012-12-31$10,198,984
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$8,455,188
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,826
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$4,000
Other income not declared elsewhere2012-12-31$1,621,937
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,213,829
Value of net assets at end of year (total assets less liabilities)2012-12-31$14,474,577
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$12,260,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$183,000
Assets. partnership/joint venture interests at beginning of year2012-12-31$195,000
Investment advisory and management fees2012-12-31$29,077
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,866,260
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,135,111
Interest on participant loans2012-12-31$1,565
Interest earned on other investments2012-12-31$20,491
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$892
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$892
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,573,533
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$7,414
Net investment gain/loss from pooled separate accounts2012-12-31$171,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$593,438
Employer contributions (assets) at end of year2012-12-31$560,913
Employer contributions (assets) at beginning of year2012-12-31$433,322
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$470,975
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KOLNICKI, PETERSON & WIRTH, LLC
Accountancy firm EIN2012-12-31364119639
2011 : NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$7,271
Total income from all sources (including contributions)2011-12-31$817,585
Total of all expenses incurred2011-12-31$215,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$192,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$843,949
Value of total assets at end of year2011-12-31$12,260,748
Value of total assets at beginning of year2011-12-31$11,665,563
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$22,802
Total interest from all sources2011-12-31$1,107
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$400,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$90,606
Participant contributions at end of year2011-12-31$29,821
Participant contributions at beginning of year2011-12-31$36,686
Assets. Other investments not covered elsewhere at end of year2011-12-31$8,455,188
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$9,893,344
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$801
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$4,000
Other income not declared elsewhere2011-12-31$-24,181
Liabilities. Value of operating payables at beginning of year2011-12-31$280
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$602,456
Value of net assets at end of year (total assets less liabilities)2011-12-31$12,260,748
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$11,658,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$195,000
Assets. partnership/joint venture interests at beginning of year2011-12-31$195,000
Investment advisory and management fees2011-12-31$20,215
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,135,111
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$716,064
Interest on participant loans2011-12-31$1,037
Interest earned on other investments2011-12-31$70
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$892
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$349,458
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$349,458
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$7,414
Net investment gain/loss from pooled separate accounts2011-12-31$-3,290
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$752,542
Employer contributions (assets) at end of year2011-12-31$433,322
Employer contributions (assets) at beginning of year2011-12-31$475,011
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$192,327
Contract administrator fees2011-12-31$2,587
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$6,991
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KOLNICKI, PETERSON & WIRTH, LLC
Accountancy firm EIN2011-12-31364119639
2010 : NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$45,000
Total unrealized appreciation/depreciation of assets2010-12-31$45,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$7,271
Total income from all sources (including contributions)2010-12-31$2,225,301
Total of all expenses incurred2010-12-31$46,561
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$25,115
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$902,451
Value of total assets at end of year2010-12-31$11,665,563
Value of total assets at beginning of year2010-12-31$9,479,552
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$21,446
Total interest from all sources2010-12-31$1,148
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$14,722
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$14,722
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$400,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Participant contributions at end of year2010-12-31$36,686
Assets. Other investments not covered elsewhere at end of year2010-12-31$9,893,344
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$8,155,460
Other income not declared elsewhere2010-12-31$1,261,980
Liabilities. Value of operating payables at end of year2010-12-31$280
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,178,740
Value of net assets at end of year (total assets less liabilities)2010-12-31$11,658,292
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$9,479,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$195,000
Assets. partnership/joint venture interests at beginning of year2010-12-31$150,000
Investment advisory and management fees2010-12-31$18,410
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$716,064
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$638,130
Interest on participant loans2010-12-31$1,140
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$349,458
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$241,909
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$241,909
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$8
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$902,451
Employer contributions (assets) at end of year2010-12-31$475,011
Employer contributions (assets) at beginning of year2010-12-31$294,053
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$25,115
Contract administrator fees2010-12-31$3,036
Liabilities. Value of benefit claims payable at end of year2010-12-31$6,991
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KOLNICKI, PETERSON & WIRTH, LLC
Accountancy firm EIN2010-12-31364119639
2009 : NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST

2018: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NORTHWEST HEALTH CARE ASSOCIATES 401(K) PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number876398
Policy instance 1
Insurance contract or identification number876398
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-04-30
Total amount of commissions paid to insurance brokerUSD $1,924
Total amount of fees paid to insurance companyUSD $925
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees925
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker organization code?5
Insurance broker nameTBS AGENCY, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number876398
Policy instance 1
Insurance contract or identification number876398
Number of Individuals Covered100
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $15,086
Total amount of fees paid to insurance companyUSD $2,924
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $15,086
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker nameASSOCIATED PENSION SERVICES, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number876398
Policy instance 1
Insurance contract or identification number876398
Number of Individuals Covered101
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $11,905
Total amount of fees paid to insurance companyUSD $2,373
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2373
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker organization code?5
Insurance broker nameTBS AGENCY, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number876398
Policy instance 1
Insurance contract or identification number876398
Number of Individuals Covered107
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $11,070
Total amount of fees paid to insurance companyUSD $2,155
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2155
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker organization code?5
Insurance broker nameTBS AGENCY, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number876398
Policy instance 1
Insurance contract or identification number876398
Number of Individuals Covered118
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $9,312
Total amount of fees paid to insurance companyUSD $1,807
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees1807
Additional information about fees paid to insurance brokerTPA SERVICE PROGRAM FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $9,312
Insurance broker nameTBS AGENCY, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number876398
Policy instance 1
Insurance contract or identification number876398
Number of Individuals Covered103
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $38,181
Total amount of fees paid to insurance companyUSD $4,804
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $38,181
Insurance broker organization code?3
Amount paid for insurance broker fees4804
Additional information about fees paid to insurance brokerSERVICE PROGRAM FEES
Insurance broker nameASSOCIATED PENSION SERVICES, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number876398
Policy instance 1
Insurance contract or identification number876398
Number of Individuals Covered62
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1,259
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes

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