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WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameWINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN
Plan identification number 001

WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WINTRUST FINANCIAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:WINTRUST FINANCIAL CORPORATION
Employer identification number (EIN):363873352
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01TANJA SIMONO
0012016-01-01TANJA SIMONO
0012015-01-01TANJA SIMONO
0012014-01-01TANJA SIMONO
0012013-01-01MICHAEL CHERWIN
0012012-01-01DAVID DYKSTRA
0012011-01-01DAVID A. DYKSTRA ANITA E. MORRIS2012-09-07

Plan Statistics for WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN

Measure Date Value
2022: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-016,535
Total number of active participants reported on line 7a of the Form 55002022-01-015,149
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-011,391
Total of all active and inactive participants2022-01-016,540
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0119
Total participants2022-01-016,559
Number of participants with account balances2022-01-016,437
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-016,349
Total number of active participants reported on line 7a of the Form 55002021-01-015,188
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-011,329
Total of all active and inactive participants2021-01-016,517
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0118
Total participants2021-01-016,535
Number of participants with account balances2021-01-016,355
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-014,897
Total number of active participants reported on line 7a of the Form 55002020-01-015,170
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-011,159
Total of all active and inactive participants2020-01-016,329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0120
Total participants2020-01-016,349
Number of participants with account balances2020-01-015,902
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-014,366
Total number of active participants reported on line 7a of the Form 55002019-01-014,013
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01871
Total of all active and inactive participants2019-01-014,884
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0113
Total participants2019-01-014,897
Number of participants with account balances2019-01-014,734
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,961
Total number of active participants reported on line 7a of the Form 55002018-01-013,619
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01736
Total of all active and inactive participants2018-01-014,355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0111
Total participants2018-01-014,366
Number of participants with account balances2018-01-014,161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01408
2017: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-013,714
Total number of active participants reported on line 7a of the Form 55002017-01-013,290
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01632
Total of all active and inactive participants2017-01-013,922
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0111
Total participants2017-01-013,933
Number of participants with account balances2017-01-013,788
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,613
Total number of active participants reported on line 7a of the Form 55002016-01-013,146
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-01562
Total of all active and inactive participants2016-01-013,709
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-015
Total participants2016-01-013,714
Number of participants with account balances2016-01-013,532
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,278
Total number of active participants reported on line 7a of the Form 55002015-01-013,037
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01539
Total of all active and inactive participants2015-01-013,576
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-013,581
Number of participants with account balances2015-01-013,420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,121
Total number of active participants reported on line 7a of the Form 55002014-01-012,811
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01348
Total of all active and inactive participants2014-01-013,159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-013,161
Number of participants with account balances2014-01-012,427
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,011
Total number of active participants reported on line 7a of the Form 55002013-01-012,656
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01281
Total of all active and inactive participants2013-01-012,937
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-012,938
Number of participants with account balances2013-01-012,283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01290
2012: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,503
Total number of active participants reported on line 7a of the Form 55002012-01-012,489
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01257
Total of all active and inactive participants2012-01-012,746
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-012,747
Number of participants with account balances2012-01-012,152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,246
Total number of active participants reported on line 7a of the Form 55002011-01-012,287
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01211
Total of all active and inactive participants2011-01-012,499
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-012,503
Number of participants with account balances2011-01-011,991
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-018

Financial Data on WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-716,083
Total unrealized appreciation/depreciation of assets2022-12-31$-716,083
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-30,724,329
Total loss/gain on sale of assets2022-12-31$26,556
Total of all expenses incurred2022-12-31$45,552,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$45,396,754
Expenses. Certain deemed distributions of participant loans2022-12-31$1,111
Value of total corrective distributions2022-12-31$432
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$63,193,824
Value of total assets at end of year2022-12-31$574,826,571
Value of total assets at beginning of year2022-12-31$651,103,332
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$154,135
Total interest from all sources2022-12-31$513,080
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$7,728,511
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$7,566,620
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$70,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$41,400,119
Participant contributions at end of year2022-12-31$9,337,054
Participant contributions at beginning of year2022-12-31$8,399,273
Participant contributions at end of year2022-12-31$178
Participant contributions at beginning of year2022-12-31$2,457
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$5,356,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-76,276,761
Value of net assets at end of year (total assets less liabilities)2022-12-31$574,826,571
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$651,103,332
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$528
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$447,443,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$531,159,368
Interest on participant loans2022-12-31$509,225
Value of interest in common/collective trusts at end of year2022-12-31$91,705,125
Value of interest in common/collective trusts at beginning of year2022-12-31$83,193,035
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$182,770
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$393,992
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$393,992
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$3,855
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-101,127,007
Net investment gain or loss from common/collective trusts2022-12-31$-343,210
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$9,721,026
Assets. Invements in employer securities at beginning of year2022-12-31$12,631,155
Contributions received in cash from employer2022-12-31$16,436,736
Employer contributions (assets) at end of year2022-12-31$16,436,736
Employer contributions (assets) at beginning of year2022-12-31$15,324,052
Income. Dividends from common stock2022-12-31$161,891
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$45,396,754
Contract administrator fees2022-12-31$153,607
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$2,334,746
Aggregate carrying amount (costs) on sale of assets2022-12-31$2,308,190
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2022-12-31346565596
2021 : WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$4,134,819
Total unrealized appreciation/depreciation of assets2021-12-31$4,134,819
Total transfer of assets to this plan2021-12-31$13,155
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$145,480,565
Total loss/gain on sale of assets2021-12-31$240,300
Total of all expenses incurred2021-12-31$35,314,762
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$35,181,991
Value of total corrective distributions2021-12-31$12,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$61,810,531
Value of total assets at end of year2021-12-31$651,103,331
Value of total assets at beginning of year2021-12-31$540,924,373
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$119,869
Total interest from all sources2021-12-31$460,951
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$7,543,976
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$7,363,616
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$55,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$38,406,587
Participant contributions at end of year2021-12-31$8,399,273
Participant contributions at beginning of year2021-12-31$7,369,286
Participant contributions at end of year2021-12-31$2,457
Participant contributions at beginning of year2021-12-31$104,314
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$8,062,579
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$47,399
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$110,165,803
Value of net assets at end of year (total assets less liabilities)2021-12-31$651,103,331
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$540,924,373
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$293
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$626,983,557
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$426,639,491
Interest on participant loans2021-12-31$460,931
Value of interest in common/collective trusts at end of year2021-12-31$0
Value of interest in common/collective trusts at beginning of year2021-12-31$83,466,315
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$393,992
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$248,656
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$248,656
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$20
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$69,800,752
Net investment gain or loss from common/collective trusts2021-12-31$1,489,236
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$9,367,602
Contributions received in cash from employer2021-12-31$15,341,365
Employer contributions (assets) at end of year2021-12-31$15,324,052
Employer contributions (assets) at beginning of year2021-12-31$13,681,310
Income. Dividends from common stock2021-12-31$180,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$35,181,991
Contract administrator fees2021-12-31$119,576
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$1,111,566
Aggregate carrying amount (costs) on sale of assets2021-12-31$871,266
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2021-12-31346565596
2020 : WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-1,503,862
Total unrealized appreciation/depreciation of assets2020-12-31$-1,503,862
Total transfer of assets to this plan2020-12-31$55,169,475
Total transfer of assets from this plan2020-12-31$43,181
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$108,444,266
Total loss/gain on sale of assets2020-12-31$-382,976
Total of all expenses incurred2020-12-31$24,980,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$24,893,356
Value of total corrective distributions2020-12-31$9,035
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$53,235,990
Value of total assets at end of year2020-12-31$540,924,373
Value of total assets at beginning of year2020-12-31$402,334,732
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$78,528
Total interest from all sources2020-12-31$405,710
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$5,427,900
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$5,246,132
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$55,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$29,121,306
Participant contributions at end of year2020-12-31$7,369,286
Participant contributions at beginning of year2020-12-31$5,747,009
Participant contributions at end of year2020-12-31$104,314
Participant contributions at beginning of year2020-12-31$811,313
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$10,436,684
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$47,399
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$83,463,347
Value of net assets at end of year (total assets less liabilities)2020-12-31$540,924,373
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$402,334,732
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$415
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$426,639,491
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$327,174,266
Interest on participant loans2020-12-31$404,805
Value of interest in common/collective trusts at end of year2020-12-31$83,466,315
Value of interest in common/collective trusts at beginning of year2020-12-31$45,462,124
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$248,656
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$290,541
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$290,541
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$905
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$48,511,592
Net investment gain or loss from common/collective trusts2020-12-31$2,749,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$9,367,602
Assets. Invements in employer securities at beginning of year2020-12-31$12,267,260
Contributions received in cash from employer2020-12-31$13,678,000
Employer contributions (assets) at end of year2020-12-31$13,681,310
Employer contributions (assets) at beginning of year2020-12-31$10,582,219
Income. Dividends from common stock2020-12-31$181,768
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$24,893,356
Contract administrator fees2020-12-31$78,113
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$1,012,407
Aggregate carrying amount (costs) on sale of assets2020-12-31$1,395,383
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2020-12-31346565596
2019 : WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$763,027
Total unrealized appreciation/depreciation of assets2019-12-31$763,027
Total transfer of assets to this plan2019-12-31$3,612,910
Total transfer of assets from this plan2019-12-31$326,462
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$108,231,448
Total loss/gain on sale of assets2019-12-31$20,876
Total of all expenses incurred2019-12-31$20,861,819
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$20,793,049
Value of total corrective distributions2019-12-31$1,191
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$41,192,219
Value of total assets at end of year2019-12-31$402,334,732
Value of total assets at beginning of year2019-12-31$311,678,655
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$67,579
Total interest from all sources2019-12-31$357,694
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$5,998,692
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$5,823,311
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$55,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$25,042,629
Participant contributions at end of year2019-12-31$5,747,009
Participant contributions at beginning of year2019-12-31$5,391,548
Participant contributions at end of year2019-12-31$811,313
Participant contributions at beginning of year2019-12-31$721,989
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,566,926
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$87,369,629
Value of net assets at end of year (total assets less liabilities)2019-12-31$402,334,732
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$311,678,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$85
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$327,174,266
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$243,656,804
Interest on participant loans2019-12-31$356,225
Value of interest in common/collective trusts at end of year2019-12-31$45,462,124
Value of interest in common/collective trusts at beginning of year2019-12-31$40,644,278
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$290,541
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$366,308
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$366,308
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$1,469
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$58,693,215
Net investment gain or loss from common/collective trusts2019-12-31$1,205,725
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$12,267,260
Assets. Invements in employer securities at beginning of year2019-12-31$11,767,068
Contributions received in cash from employer2019-12-31$10,582,664
Employer contributions (assets) at end of year2019-12-31$10,582,219
Employer contributions (assets) at beginning of year2019-12-31$9,130,660
Income. Dividends from common stock2019-12-31$175,381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$20,793,049
Contract administrator fees2019-12-31$67,494
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$283,711
Aggregate carrying amount (costs) on sale of assets2019-12-31$262,835
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2019-12-31346565596
2018 : WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-2,810,363
Total unrealized appreciation/depreciation of assets2018-12-31$-2,810,363
Total transfer of assets to this plan2018-12-31$2,533,921
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$19,444,545
Total loss/gain on sale of assets2018-12-31$113,148
Total of all expenses incurred2018-12-31$25,631,010
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$25,576,602
Expenses. Certain deemed distributions of participant loans2018-12-31$10,031
Value of total corrective distributions2018-12-31$1,562
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$33,261,655
Value of total assets at end of year2018-12-31$311,678,655
Value of total assets at beginning of year2018-12-31$315,331,199
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$42,815
Total interest from all sources2018-12-31$327,331
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,405,268
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$4,266,221
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$35,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$21,083,649
Participant contributions at end of year2018-12-31$5,391,548
Participant contributions at beginning of year2018-12-31$4,925,012
Participant contributions at end of year2018-12-31$721,989
Participant contributions at beginning of year2018-12-31$616,022
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,042,598
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,186,465
Value of net assets at end of year (total assets less liabilities)2018-12-31$311,678,655
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$315,331,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$454
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$243,656,804
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$248,188,123
Interest on participant loans2018-12-31$318,433
Value of interest in common/collective trusts at end of year2018-12-31$40,644,278
Value of interest in common/collective trusts at beginning of year2018-12-31$37,178,577
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$366,308
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$487,137
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$487,137
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$8,898
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-16,930,784
Net investment gain or loss from common/collective trusts2018-12-31$1,078,290
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$11,767,068
Assets. Invements in employer securities at beginning of year2018-12-31$15,833,573
Contributions received in cash from employer2018-12-31$9,135,408
Employer contributions (assets) at end of year2018-12-31$9,130,660
Employer contributions (assets) at beginning of year2018-12-31$8,102,755
Income. Dividends from common stock2018-12-31$139,047
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$25,576,602
Contract administrator fees2018-12-31$42,361
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$1,369,291
Aggregate carrying amount (costs) on sale of assets2018-12-31$1,256,143
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2018-12-31346565596
2017 : WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$1,883,805
Total unrealized appreciation/depreciation of assets2017-12-31$1,883,805
Total transfer of assets to this plan2017-12-31$3,873,193
Total transfer of assets from this plan2017-12-31$260,575
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$73,687,752
Total loss/gain on sale of assets2017-12-31$51,386
Total of all expenses incurred2017-12-31$17,660,324
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$17,576,851
Expenses. Certain deemed distributions of participant loans2017-12-31$23,735
Value of total corrective distributions2017-12-31$24,419
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$31,851,688
Value of total assets at end of year2017-12-31$315,331,199
Value of total assets at beginning of year2017-12-31$255,691,153
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$35,319
Total interest from all sources2017-12-31$258,748
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,560,119
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$3,449,575
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$35,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$18,551,400
Participant contributions at end of year2017-12-31$4,925,012
Participant contributions at beginning of year2017-12-31$4,407,771
Participant contributions at end of year2017-12-31$616,022
Participant contributions at beginning of year2017-12-31$544,621
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$5,202,196
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$56,027,428
Value of net assets at end of year (total assets less liabilities)2017-12-31$315,331,199
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$255,691,153
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$244
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$248,188,123
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$192,369,398
Interest on participant loans2017-12-31$255,329
Value of interest in common/collective trusts at end of year2017-12-31$37,178,577
Value of interest in common/collective trusts at beginning of year2017-12-31$37,206,952
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$487,137
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$454,990
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$454,990
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$3,419
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$35,142,153
Net investment gain or loss from common/collective trusts2017-12-31$939,853
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$15,833,573
Assets. Invements in employer securities at beginning of year2017-12-31$14,610,155
Contributions received in cash from employer2017-12-31$8,098,092
Employer contributions (assets) at end of year2017-12-31$8,102,755
Employer contributions (assets) at beginning of year2017-12-31$6,097,266
Income. Dividends from common stock2017-12-31$110,544
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$17,576,851
Contract administrator fees2017-12-31$35,075
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$711,773
Aggregate carrying amount (costs) on sale of assets2017-12-31$660,387
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2017-12-31346565596
2016 : WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$4,841,866
Total unrealized appreciation/depreciation of assets2016-12-31$4,841,866
Total transfer of assets to this plan2016-12-31$1,054,794
Total transfer of assets from this plan2016-12-31$13,497
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$48,030,638
Total loss/gain on sale of assets2016-12-31$169,522
Total of all expenses incurred2016-12-31$16,518,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$16,439,893
Expenses. Certain deemed distributions of participant loans2016-12-31$24,341
Value of total corrective distributions2016-12-31$14,670
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$24,528,319
Value of total assets at end of year2016-12-31$255,691,153
Value of total assets at beginning of year2016-12-31$223,138,129
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$40,007
Total interest from all sources2016-12-31$228,405
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,883,813
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,781,867
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$35,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$16,734,530
Participant contributions at end of year2016-12-31$4,407,771
Participant contributions at beginning of year2016-12-31$4,377,679
Participant contributions at end of year2016-12-31$544,621
Participant contributions at beginning of year2016-12-31$517,890
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,696,523
Administrative expenses (other) incurred2016-12-31$418
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$31,511,727
Value of net assets at end of year (total assets less liabilities)2016-12-31$255,691,153
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$223,138,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$39,589
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$192,369,398
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$168,675,670
Interest on participant loans2016-12-31$227,843
Value of interest in common/collective trusts at end of year2016-12-31$37,206,952
Value of interest in common/collective trusts at beginning of year2016-12-31$32,983,521
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$454,990
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$323,047
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$323,047
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$562
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$14,947,763
Net investment gain or loss from common/collective trusts2016-12-31$430,950
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$14,610,155
Assets. Invements in employer securities at beginning of year2016-12-31$10,538,544
Contributions received in cash from employer2016-12-31$6,097,266
Employer contributions (assets) at end of year2016-12-31$6,097,266
Employer contributions (assets) at beginning of year2016-12-31$5,721,778
Income. Dividends from common stock2016-12-31$101,946
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$16,439,893
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$939,777
Aggregate carrying amount (costs) on sale of assets2016-12-31$770,255
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2016-12-31346565596
2015 : WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$382,272
Total unrealized appreciation/depreciation of assets2015-12-31$382,272
Total transfer of assets to this plan2015-12-31$13,321,213
Total transfer of assets from this plan2015-12-31$256,918
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$22,946,190
Total loss/gain on sale of assets2015-12-31$54,700
Total of all expenses incurred2015-12-31$16,182,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$16,081,234
Expenses. Certain deemed distributions of participant loans2015-12-31$975
Value of total corrective distributions2015-12-31$3,468
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$22,955,138
Value of total assets at end of year2015-12-31$223,138,129
Value of total assets at beginning of year2015-12-31$203,310,199
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$96,878
Total interest from all sources2015-12-31$202,466
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,705,444
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,605,940
Administrative expenses professional fees incurred2015-12-31$18,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$35,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$15,485,598
Participant contributions at end of year2015-12-31$4,377,679
Participant contributions at beginning of year2015-12-31$3,603,635
Participant contributions at end of year2015-12-31$517,890
Participant contributions at beginning of year2015-12-31$472,833
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,747,762
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$6,763,635
Value of net assets at end of year (total assets less liabilities)2015-12-31$223,138,129
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$203,310,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$441
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$168,675,670
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$151,219,372
Interest on participant loans2015-12-31$202,405
Value of interest in common/collective trusts at end of year2015-12-31$32,983,521
Value of interest in common/collective trusts at beginning of year2015-12-31$32,053,836
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$323,047
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$341,046
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$341,046
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$61
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,085,048
Net investment gain or loss from common/collective trusts2015-12-31$-268,782
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$10,538,544
Assets. Invements in employer securities at beginning of year2015-12-31$10,951,426
Contributions received in cash from employer2015-12-31$5,721,778
Employer contributions (assets) at end of year2015-12-31$5,721,778
Employer contributions (assets) at beginning of year2015-12-31$4,668,051
Income. Dividends from common stock2015-12-31$99,504
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$16,081,234
Contract administrator fees2015-12-31$78,437
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$849,854
Aggregate carrying amount (costs) on sale of assets2015-12-31$795,154
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2015-12-31346565596
2014 : WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$149,891
Total unrealized appreciation/depreciation of assets2014-12-31$149,891
Total transfer of assets to this plan2014-12-31$998,303
Total transfer of assets from this plan2014-12-31$169,041
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$30,999,033
Total loss/gain on sale of assets2014-12-31$19,366
Total of all expenses incurred2014-12-31$10,047,232
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$9,983,552
Expenses. Certain deemed distributions of participant loans2014-12-31$2,149
Value of total corrective distributions2014-12-31$260
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$18,620,658
Value of total assets at end of year2014-12-31$203,310,199
Value of total assets at beginning of year2014-12-31$181,529,136
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$61,271
Total interest from all sources2014-12-31$171,265
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,835,091
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,737,917
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$35,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31Yes
Amount of non-exempt transactions with any party-in-interest2014-12-31$97,084
Contributions received from participants2014-12-31$12,444,172
Participant contributions at end of year2014-12-31$3,603,635
Participant contributions at beginning of year2014-12-31$3,327,142
Participant contributions at end of year2014-12-31$472,833
Participant contributions at beginning of year2014-12-31$441,547
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,411,351
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$20,951,801
Value of net assets at end of year (total assets less liabilities)2014-12-31$203,310,199
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$181,529,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$151,219,372
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$130,400,737
Interest on participant loans2014-12-31$171,200
Value of interest in common/collective trusts at end of year2014-12-31$32,053,836
Value of interest in common/collective trusts at beginning of year2014-12-31$30,896,708
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$341,046
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$307,023
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$307,023
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$65
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$9,133,412
Net investment gain or loss from common/collective trusts2014-12-31$1,069,350
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$10,951,426
Assets. Invements in employer securities at beginning of year2014-12-31$11,667,207
Contributions received in cash from employer2014-12-31$4,765,135
Employer contributions (assets) at end of year2014-12-31$4,668,051
Employer contributions (assets) at beginning of year2014-12-31$4,488,772
Income. Dividends from common stock2014-12-31$97,174
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$9,983,552
Contract administrator fees2014-12-31$61,271
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$885,038
Aggregate carrying amount (costs) on sale of assets2014-12-31$865,672
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2014-12-31346565596
2013 : WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$2,383,025
Total unrealized appreciation/depreciation of assets2013-12-31$2,383,025
Total transfer of assets to this plan2013-12-31$1,798,514
Total transfer of assets from this plan2013-12-31$181,458
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$45,695,638
Total loss/gain on sale of assets2013-12-31$44,316
Total of all expenses incurred2013-12-31$8,057,211
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$8,009,785
Value of total corrective distributions2013-12-31$5,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$18,607,629
Value of total assets at end of year2013-12-31$181,529,136
Value of total assets at beginning of year2013-12-31$142,273,653
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$42,093
Total interest from all sources2013-12-31$142,782
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,482,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,434,483
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$30,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31Yes
Amount of non-exempt transactions with any party-in-interest2013-12-31$90,112
Contributions received from participants2013-12-31$11,888,652
Participant contributions at end of year2013-12-31$3,327,142
Participant contributions at beginning of year2013-12-31$2,930,186
Participant contributions at end of year2013-12-31$441,547
Participant contributions at beginning of year2013-12-31$422,750
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,229,281
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$37,638,427
Value of net assets at end of year (total assets less liabilities)2013-12-31$181,529,136
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$142,273,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$2,511
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$130,400,737
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$96,485,295
Interest on participant loans2013-12-31$142,754
Value of interest in common/collective trusts at end of year2013-12-31$30,896,708
Value of interest in common/collective trusts at beginning of year2013-12-31$27,807,413
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$307,023
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$300,926
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$300,926
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$28
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$23,468,445
Net investment gain or loss from common/collective trusts2013-12-31$-433,354
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$11,667,207
Assets. Invements in employer securities at beginning of year2013-12-31$10,166,818
Contributions received in cash from employer2013-12-31$4,489,696
Employer contributions (assets) at end of year2013-12-31$4,488,772
Employer contributions (assets) at beginning of year2013-12-31$4,160,265
Income. Dividends from common stock2013-12-31$48,312
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$8,009,785
Contract administrator fees2013-12-31$39,582
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$926,951
Aggregate carrying amount (costs) on sale of assets2013-12-31$882,635
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2013-12-31346565596
2012 : WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$606,308
Total unrealized appreciation/depreciation of assets2012-12-31$606,308
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$31,694,429
Total loss/gain on sale of assets2012-12-31$11,573,246
Total of all expenses incurred2012-12-31$7,688,823
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$7,582,739
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$16,524,124
Value of total assets at end of year2012-12-31$142,273,653
Value of total assets at beginning of year2012-12-31$118,268,047
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$106,084
Total interest from all sources2012-12-31$96,048
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,419,064
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,368,466
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$30,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$10,847,244
Participant contributions at end of year2012-12-31$2,930,186
Participant contributions at beginning of year2012-12-31$2,513,199
Participant contributions at end of year2012-12-31$422,750
Participant contributions at beginning of year2012-12-31$375,039
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$831
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,511,822
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$8,568
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$24,005,606
Value of net assets at end of year (total assets less liabilities)2012-12-31$142,273,653
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$118,268,047
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$54
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$96,485,295
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$75,794,868
Interest on participant loans2012-12-31$95,930
Value of interest in common/collective trusts at end of year2012-12-31$27,807,413
Value of interest in common/collective trusts at beginning of year2012-12-31$27,497,535
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$300,926
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$118
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,487,172
Net investment gain or loss from common/collective trusts2012-12-31$-11,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$10,166,818
Assets. Invements in employer securities at beginning of year2012-12-31$8,390,661
Contributions received in cash from employer2012-12-31$4,165,058
Employer contributions (assets) at end of year2012-12-31$4,160,265
Employer contributions (assets) at beginning of year2012-12-31$3,687,346
Income. Dividends from common stock2012-12-31$50,598
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,582,739
Contract administrator fees2012-12-31$106,030
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$138,565,868
Aggregate carrying amount (costs) on sale of assets2012-12-31$126,992,622
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2012-12-31346565596
2011 : WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-1,199,990
Total unrealized appreciation/depreciation of assets2011-12-31$-1,199,990
Total transfer of assets to this plan2011-12-31$1,249,392
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$463,186
Total income from all sources (including contributions)2011-12-31$14,096,877
Total loss/gain on sale of assets2011-12-31$-159,165
Total of all expenses incurred2011-12-31$6,854,662
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,658,440
Value of total corrective distributions2011-12-31$3,623
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$14,860,769
Value of total assets at end of year2011-12-31$118,268,047
Value of total assets at beginning of year2011-12-31$110,239,626
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$192,599
Total interest from all sources2011-12-31$80,320
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,071,161
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,023,826
Administrative expenses professional fees incurred2011-12-31$184,434
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$30,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$9,750,749
Participant contributions at end of year2011-12-31$2,513,199
Participant contributions at beginning of year2011-12-31$2,216,040
Participant contributions at end of year2011-12-31$375,039
Assets. Other investments not covered elsewhere at end of year2011-12-31$831
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,422,179
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$117,358
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$463,186
Total non interest bearing cash at end of year2011-12-31$8,568
Total non interest bearing cash at beginning of year2011-12-31$345,828
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$7,242,215
Value of net assets at end of year (total assets less liabilities)2011-12-31$118,268,047
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$109,776,440
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$8,165
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$75,794,868
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$73,964,305
Interest on participant loans2011-12-31$80,320
Value of interest in common/collective trusts at end of year2011-12-31$27,497,535
Value of interest in common/collective trusts at beginning of year2011-12-31$20,907,329
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,278,641
Net investment gain or loss from common/collective trusts2011-12-31$1,722,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$8,390,661
Assets. Invements in employer securities at beginning of year2011-12-31$9,402,442
Contributions received in cash from employer2011-12-31$3,687,841
Employer contributions (assets) at end of year2011-12-31$3,687,346
Employer contributions (assets) at beginning of year2011-12-31$3,286,324
Income. Dividends from common stock2011-12-31$47,335
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,658,440
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$3,598,659
Aggregate carrying amount (costs) on sale of assets2011-12-31$3,757,824
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2011-12-31346565596

Form 5500 Responses for WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN

2022: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WINTRUST FINANCIAL CORP. RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

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