401k Plan data: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST plan

AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number	001

AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

AMERICAN UTILITY MANAGEMENT, INC. has sponsored the creation of one or more 401k plans.

Company Name: AMERICAN UTILITY MANAGEMENT, INC.

Employer identification number (EIN): 363988580

NAIC Classification: 541219
NAIC Description: Other Accounting Services

Additional information about AMERICAN UTILITY MANAGEMENT, INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2011-12-06

Company Identification Number: 0801516746

More information about AMERICAN UTILITY MANAGEMENT, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 PATRICIA A BOSI
001 2011-01-01 JEFF PETERSON 2012-09-26
001 2010-01-01 DAN HOPPE 2011-09-28 DAN HOPPE 2011-09-28

Plan Statistics for AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2017: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 165
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 55
Total of all active and inactive participants 2017-01-01 55
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 55
Number of participants with account balances 2017-01-01 55
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 181
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 122
Number of other retired or separated participants entitled to future benefits 2016-01-01 40
Total of all active and inactive participants 2016-01-01 162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 3
Total participants 2016-01-01 165
Number of participants with account balances 2016-01-01 165
2015: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 173
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 128
Number of other retired or separated participants entitled to future benefits 2015-01-01 31
Total of all active and inactive participants 2015-01-01 159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 22
Total participants 2015-01-01 181
Number of participants with account balances 2015-01-01 155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 134
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 132
Number of other retired or separated participants entitled to future benefits 2014-01-01 22
Total of all active and inactive participants 2014-01-01 154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 19
Total participants 2014-01-01 173
2013: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 117
Number of other retired or separated participants entitled to future benefits 2013-01-01 16
Total of all active and inactive participants 2013-01-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 134
2012: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 110
Number of other retired or separated participants entitled to future benefits 2012-01-01 15
Total of all active and inactive participants 2012-01-01 125
Total participants 2012-01-01 125

Measure	Date	Value
2017: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	165
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	55
Total of all active and inactive participants	2017-01-01	55
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	55
Number of participants with account balances	2017-01-01	55
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	181
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	122
Number of other retired or separated participants entitled to future benefits	2016-01-01	40
Total of all active and inactive participants	2016-01-01	162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	3
Total participants	2016-01-01	165
Number of participants with account balances	2016-01-01	165
2015: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	173
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	128
Number of other retired or separated participants entitled to future benefits	2015-01-01	31
Total of all active and inactive participants	2015-01-01	159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	22
Total participants	2015-01-01	181
Number of participants with account balances	2015-01-01	155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	134
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	132
Number of other retired or separated participants entitled to future benefits	2014-01-01	22
Total of all active and inactive participants	2014-01-01	154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	19
Total participants	2014-01-01	173
2013: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	117
Number of other retired or separated participants entitled to future benefits	2013-01-01	16
Total of all active and inactive participants	2013-01-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	134
2012: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	110
Number of other retired or separated participants entitled to future benefits	2012-01-01	15
Total of all active and inactive participants	2012-01-01	125
Total participants	2012-01-01	125

Financial Data on AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2017 : AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$965,216
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$5,422,664
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$5,421,048
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$461,728
Value of total assets at end of year	2017-12-31	$705,570
Value of total assets at beginning of year	2017-12-31	$5,163,018
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$1,616
Total interest from all sources	2017-12-31	$3,105
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$29,885
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$29,885
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$275,022
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$196,400
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$67,178
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$257,500
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$29,666
Other income not declared elsewhere	2017-12-31	$9,678
Administrative expenses (other) incurred	2017-12-31	$1,616
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-4,457,448
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$705,570
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$5,163,018
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$593,172
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$4,514,780
Interest on participant loans	2017-12-31	$3,105
Value of interest in common/collective trusts at end of year	2017-12-31	$45,220
Value of interest in common/collective trusts at beginning of year	2017-12-31	$194,338
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$460,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$157,040
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$5,421,048
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WIPFLI, LLP
Accountancy firm EIN	2017-12-31	390758449
2016 : AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,104,177
Total of all expenses incurred	2016-12-31	$191,740
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$188,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$755,954
Value of total assets at end of year	2016-12-31	$5,163,018
Value of total assets at beginning of year	2016-12-31	$4,250,581
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$3,612
Total interest from all sources	2016-12-31	$3,693
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$60,007
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$60,007
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$487,654
Participant contributions at end of year	2016-12-31	$196,400
Participant contributions at beginning of year	2016-12-31	$93,990
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$257,500
Administrative expenses (other) incurred	2016-12-31	$3,612
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$912,437
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$5,163,018
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$4,250,581
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$4,514,780
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$3,970,935
Interest on participant loans	2016-12-31	$3,693
Value of interest in common/collective trusts at end of year	2016-12-31	$194,338
Value of interest in common/collective trusts at beginning of year	2016-12-31	$185,656
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$284,523
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$268,300
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$188,128
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	WIPFLI, LLP
Accountancy firm EIN	2016-12-31	390758449
2015 : AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$506,729
Total of all expenses incurred	2015-12-31	$329,329
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$326,779
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$586,011
Value of total assets at end of year	2015-12-31	$4,250,581
Value of total assets at beginning of year	2015-12-31	$4,073,181
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$2,550
Total interest from all sources	2015-12-31	$2,510
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$48,200
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$48,200
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$369,519
Participant contributions at end of year	2015-12-31	$93,990
Participant contributions at beginning of year	2015-12-31	$80,132
Administrative expenses (other) incurred	2015-12-31	$2,550
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$177,400
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$4,250,581
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,073,181
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,970,935
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$3,816,522
Interest on participant loans	2015-12-31	$2,510
Value of interest in common/collective trusts at end of year	2015-12-31	$185,656
Value of interest in common/collective trusts at beginning of year	2015-12-31	$176,527
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-129,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$216,492
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$326,779
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BIK & CO, LLP
Accountancy firm EIN	2015-12-31	363244618
2014 : AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$707,994
Total of all expenses incurred	2014-12-31	$201,586
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$199,936
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$512,854
Value of total assets at end of year	2014-12-31	$4,073,181
Value of total assets at beginning of year	2014-12-31	$3,566,773
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$1,650
Total interest from all sources	2014-12-31	$2,118
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$47,233
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$47,233
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$327,514
Participant contributions at end of year	2014-12-31	$80,132
Participant contributions at beginning of year	2014-12-31	$60,012
Administrative expenses (other) incurred	2014-12-31	$1,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$506,408
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,073,181
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,566,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$3,816,522
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$3,333,212
Interest on participant loans	2014-12-31	$2,118
Value of interest in common/collective trusts at end of year	2014-12-31	$176,527
Value of interest in common/collective trusts at beginning of year	2014-12-31	$173,549
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$145,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$185,340
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$199,936
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BIK & CO, LLP
Accountancy firm EIN	2014-12-31	363244618
2013 : AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$1,114,392
Total of all expenses incurred	2013-12-31	$117,926
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$112,591
Expenses. Certain deemed distributions of participant loans	2013-12-31	$3,094
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$542,287
Value of total assets at end of year	2013-12-31	$3,566,773
Value of total assets at beginning of year	2013-12-31	$2,570,307
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,241
Total interest from all sources	2013-12-31	$3,553
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$33,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$33,483
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$381,136
Participant contributions at end of year	2013-12-31	$60,012
Participant contributions at beginning of year	2013-12-31	$43,968
Administrative expenses (other) incurred	2013-12-31	$2,241
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$996,466
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,566,773
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,570,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$3,333,212
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,371,403
Interest on participant loans	2013-12-31	$2,214
Interest earned on other investments	2013-12-31	$1,339
Value of interest in common/collective trusts at end of year	2013-12-31	$173,549
Value of interest in common/collective trusts at beginning of year	2013-12-31	$154,936
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$535,069
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$161,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$112,591
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BIK & CO, LLP
Accountancy firm EIN	2013-12-31	363244618
2012 : AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$706,681
Total of all expenses incurred	2012-12-31	$171,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$170,037
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$447,667
Value of total assets at end of year	2012-12-31	$2,570,307
Value of total assets at beginning of year	2012-12-31	$2,035,613
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,950
Total interest from all sources	2012-12-31	$3,200
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$28,675
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$28,675
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$149,574
Participant contributions at end of year	2012-12-31	$43,968
Participant contributions at beginning of year	2012-12-31	$47,292
Participant contributions at beginning of year	2012-12-31	$15,697
Administrative expenses (other) incurred	2012-12-31	$1,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$534,694
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,570,307
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,035,613
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,371,403
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,813,939
Interest on participant loans	2012-12-31	$1,481
Interest earned on other investments	2012-12-31	$1,719
Value of interest in common/collective trusts at end of year	2012-12-31	$154,936
Value of interest in common/collective trusts at beginning of year	2012-12-31	$149,851
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$227,139
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$298,093
Employer contributions (assets) at beginning of year	2012-12-31	$8,834
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$170,037
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BIK & CO, LLP
Accountancy firm EIN	2012-12-31	363244618

Form 5500 Responses for AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST

2017: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: AMERICAN UTILITY MANAGEMENT SIMPLIFIED 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	AMERICAN UTILITY MANAGEMENT, INC.
Employer identification number (EIN):	363988580
NAIC Classification:	541219
NAIC Description:	Other Accounting Services

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2011-12-06
Company Identification Number:	0801516746

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	PATRICIA A BOSI
001	2011-01-01	JEFF PETERSON	2012-09-26
001	2010-01-01	DAN HOPPE	2011-09-28	DAN HOPPE	2011-09-28