AURORA INVESTMENT MANAGEMENT LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan AURORA GLOBAL OPPORTUNITIES OFFSHORE FUND LTD
| Measure | Date | Value |
|---|
| 2013 : AURORA GLOBAL OPPORTUNITIES OFFSHORE FUND LTD 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $9,472,100 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $9,472,100 |
| Total transfer of assets to this plan | 2013-12-31 | $9,035,811 |
| Total transfer of assets from this plan | 2013-12-31 | $17,550,664 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $15,812,647 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $11,816,790 |
| Expenses. Interest paid | 2013-12-31 | $19,226 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2013-12-31 | $19,226 |
| Total income from all sources (including contributions) | 2013-12-31 | $17,089,085 |
| Total loss/gain on sale of assets | 2013-12-31 | $7,616,066 |
| Total of all expenses incurred | 2013-12-31 | $3,220,479 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
| Value of total assets at end of year | 2013-12-31 | $143,435,392 |
| Value of total assets at beginning of year | 2013-12-31 | $134,085,782 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $3,201,253 |
| Total interest from all sources | 2013-12-31 | $919 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Administrative expenses professional fees incurred | 2013-12-31 | $88,773 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $6,301,003 |
| Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $9,912,607 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $17,173,385 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $12,772,649 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $14,966,250 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $11,528,230 |
| Administrative expenses (other) incurred | 2013-12-31 | $1,607,878 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $846,397 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $288,560 |
| Value of net income/loss | 2013-12-31 | $13,868,606 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $127,622,745 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $122,268,992 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $1,435,457 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $1,183,481 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $139,303 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $139,303 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $919 |
| Contract administrator fees | 2013-12-31 | $69,145 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $118,777,523 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $111,261,223 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2013-12-31 | $31,238,303 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $23,622,237 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | PRICEWATERHOUSECOOPERS LLC |
| Accountancy firm EIN | 2013-12-31 | 134008324 |
| 2012 : AURORA GLOBAL OPPORTUNITIES OFFSHORE FUND LTD 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $9,500,776 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $9,500,776 |
| Total transfer of assets to this plan | 2012-12-31 | $17,758,035 |
| Total transfer of assets from this plan | 2012-12-31 | $11,729,572 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $11,816,790 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $16,761,266 |
| Expenses. Interest paid | 2012-12-31 | $37,553 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2012-12-31 | $37,553 |
| Total income from all sources (including contributions) | 2012-12-31 | $11,964,691 |
| Total loss/gain on sale of assets | 2012-12-31 | $2,462,189 |
| Total of all expenses incurred | 2012-12-31 | $1,855,577 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $111,261,223 |
| Value of total assets at beginning of year | 2012-12-31 | $92,989,516 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,818,024 |
| Total interest from all sources | 2012-12-31 | $1,726 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Administrative expenses professional fees incurred | 2012-12-31 | $111,459 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $9,912,607 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $9,950,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $12,772,649 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $16,232,399 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $11,528,230 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $16,506,950 |
| Administrative expenses (other) incurred | 2012-12-31 | $341,732 |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $288,560 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $254,316 |
| Value of net income/loss | 2012-12-31 | $10,109,114 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $111,261,223 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $92,989,516 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $1,303,281 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $139,303 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $3,720,766 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $3,720,766 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $1,726 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2012-12-31 | $111,261,223 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2012-12-31 | $92,989,516 |
| Contract administrator fees | 2012-12-31 | $61,552 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $111,261,223 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $92,989,516 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2012-12-31 | $33,657,154 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $31,194,965 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | PRICEWATERHOUSECOOPERS LLC |
| Accountancy firm EIN | 2012-12-31 | 134008324 |
| 2011 : AURORA GLOBAL OPPORTUNITIES OFFSHORE FUND LTD 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-9,326,025 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total transfer of assets to this plan | 2011-12-31 | $16,734,880 |
| Total transfer of assets from this plan | 2011-12-31 | $6,234,509 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Expenses. Interest paid | 2011-12-31 | $52,980 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2011-12-31 | $52,980 |
| Total income from all sources (including contributions) | 2011-12-31 | $0 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $92,989,516 |
| Value of total assets at beginning of year | 2011-12-31 | $98,996,042 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
| Total interest from all sources | 2011-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Administrative expenses professional fees incurred | 2011-12-31 | $59,068 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $9,950,000 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $7,075,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $16,232,399 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $7,801,610 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $16,506,950 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $11,838,000 |
| Administrative expenses (other) incurred | 2011-12-31 | $416,904 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $254,316 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $644,331 |
| Value of net income/loss | 2011-12-31 | $0 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $92,989,516 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $98,996,042 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $1,263,624 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $3,720,766 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $4,030,780 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $4,030,780 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $1,943 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2011-12-31 | $92,989,516 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2011-12-31 | $98,996,042 |
| Contract administrator fees | 2011-12-31 | $58,495 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $92,989,516 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $98,996,042 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2011-12-31 | $32,399,659 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $31,014,563 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | PRICEWATERHOUSECOOPERS LLC |
| Accountancy firm EIN | 2011-12-31 | 134008324 |
| 2010 : AURORA GLOBAL OPPORTUNITIES OFFSHORE FUND LTD 2010 401k financial data |
|---|
| Value of total assets at end of year | 2010-12-31 | $98,996,042 |
| Value of total assets at beginning of year | 2010-12-31 | $86,129,509 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $98,996,042 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $86,129,509 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Assets. Value of investments in 103.12 investment entities at end of year | 2010-12-31 | $98,996,042 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2010-12-31 | $86,129,509 |
| Did the plan have assets held for investment | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | PRICEWATERHOUSECOOPERS LLC |
| Accountancy firm EIN | 2010-12-31 | 134008324 |
