PRIVATE VISTA, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan FINANCIAL STRATEGY NETWORK, LLC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2019: FINANCIAL STRATEGY NETWORK, LLC 401(K) PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 37 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 31 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 5 |
| Total of all active and inactive participants | 2019-01-01 | 36 |
| Total participants | 2019-01-01 | 36 |
| Number of participants with account balances | 2019-01-01 | 36 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 1 |
| 2018: FINANCIAL STRATEGY NETWORK, LLC 401(K) PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 36 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 33 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 4 |
| Total of all active and inactive participants | 2018-01-01 | 37 |
| Total participants | 2018-01-01 | 37 |
| Number of participants with account balances | 2018-01-01 | 36 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 2 |
| 2017: FINANCIAL STRATEGY NETWORK, LLC 401(K) PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 6 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 0 |
| Total of all active and inactive participants | 2017-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 0 |
| Number of participants with account balances | 2017-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: FINANCIAL STRATEGY NETWORK, LLC 401(K) PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 6 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
| Total of all active and inactive participants | 2016-01-01 | 6 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 6 |
| Number of participants with account balances | 2016-01-01 | 6 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2019 : FINANCIAL STRATEGY NETWORK, LLC 401(K) PLAN 2019 401k financial data |
|---|
| Total income from all sources | 2019-12-31 | $3,704,645 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $8,132 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $8,132 |
| Total plan assets at end of year | 2019-12-31 | $16,167,921 |
| Total plan assets at beginning of year | 2019-12-31 | $12,471,408 |
| Value of fidelity bond covering the plan | 2019-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2019-12-31 | $424,304 |
| Contributions received from other sources (not participants or employers) | 2019-12-31 | $252,115 |
| Other income received | 2019-12-31 | $2,704,802 |
| Net income (gross income less expenses) | 2019-12-31 | $3,696,513 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $16,167,921 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $12,471,408 |
| Assets. Value of participant loans | 2019-12-31 | $20,409 |
| Assets. Value of assets in partnership/joint-venture interests | 2019-12-31 | $84,216 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $323,424 |
| 2018 : FINANCIAL STRATEGY NETWORK, LLC 401(K) PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $-96,600 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $168,086 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $165,800 |
| Total plan assets at end of year | 2018-12-31 | $12,471,408 |
| Total plan assets at beginning of year | 2018-12-31 | $12,736,094 |
| Value of fidelity bond covering the plan | 2018-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2018-12-31 | $438,846 |
| Contributions received from other sources (not participants or employers) | 2018-12-31 | $71,642 |
| Other income received | 2018-12-31 | $-962,956 |
| Net income (gross income less expenses) | 2018-12-31 | $-264,686 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $12,471,408 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $12,736,094 |
| Assets. Value of participant loans | 2018-12-31 | $29,709 |
| Assets. Value of assets in partnership/joint-venture interests | 2018-12-31 | $84,216 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $355,868 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $2,286 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| 2017 : FINANCIAL STRATEGY NETWORK, LLC 401(K) PLAN 2017 401k financial data |
|---|
| Transfers to/from the plan | 2017-12-31 | $0 |
| Total income from all sources | 2017-12-31 | $290,120 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $4,080,707 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $4,080,707 |
| Total plan assets at end of year | 2017-12-31 | $0 |
| Total plan assets at beginning of year | 2017-12-31 | $3,790,587 |
| Value of fidelity bond covering the plan | 2017-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $369,598 |
| Assets. Value of loans (other than to participants) | 2017-12-31 | $0 |
| Expenses. Other expenses not covered elsewhere | 2017-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2017-12-31 | $2,877,770 |
| Other income received | 2017-12-31 | $290,120 |
| Net income (gross income less expenses) | 2017-12-31 | $-3,790,587 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $3,790,587 |
| Assets. Value of participant loans | 2017-12-31 | $39,297 |
| Assets. Value of assets in partnership/joint-venture interests | 2017-12-31 | $0 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $380,645 |
| Value of certain deemed distributions of participant loans | 2017-12-31 | $0 |
| Value of corrective distributions | 2017-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $0 |
| 2016 : FINANCIAL STRATEGY NETWORK, LLC 401(K) PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $381,598 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $0 |
| Total plan assets at end of year | 2016-12-31 | $3,790,587 |
| Total plan assets at beginning of year | 2016-12-31 | $3,408,989 |
| Value of fidelity bond covering the plan | 2016-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $96,563 |
| Assets. Value of loans (other than to participants) | 2016-12-31 | $148,197 |
| Other income received | 2016-12-31 | $219,178 |
| Net income (gross income less expenses) | 2016-12-31 | $381,598 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $3,790,587 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,408,989 |
| Assets. Value of assets in partnership/joint-venture interests | 2016-12-31 | $112,477 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $65,857 |
| 2019: FINANCIAL STRATEGY NETWORK, LLC 401(K) PLAN 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: FINANCIAL STRATEGY NETWORK, LLC 401(K) PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: FINANCIAL STRATEGY NETWORK, LLC 401(K) PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | Yes |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: FINANCIAL STRATEGY NETWORK, LLC 401(K) PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 ) |
| Policy contract number | 71125449-1576 |
| Policy instance | 1 |
| Insurance contract or identification number | 71125449-1576 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Total amount of commissions paid to insurance broker | USD $1,504 | | Total amount of fees paid to insurance company | USD $0 | | Commission paid to Insurance Broker | USD $1,504 | | Insurance broker organization code? | 3 |
|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 ) |
| Policy contract number | 71125449-1576 |
| Policy instance | 1 |
| Insurance contract or identification number | 71125449-1576 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Total amount of commissions paid to insurance broker | USD $1,420 | | Total amount of fees paid to insurance company | USD $0 | | Commission paid to Insurance Broker | USD $1,420 | | Insurance broker organization code? | 3 |
|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 ) |
| Policy contract number | 71125449-15746 |
| Policy instance | 1 |
| Insurance contract or identification number | 71125449-15746 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $1,344 | | Total amount of fees paid to insurance company | USD $0 | | Commission paid to Insurance Broker | USD $1,344 | | Insurance broker organization code? | 3 | | Insurance broker name | RETIREMENT PROGRAMS COMPANY, LLC |
|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 ) |
| Policy contract number | 71125449-1576 |
| Policy instance | 1 |
| Insurance contract or identification number | 71125449-1576 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $1,344 | | Total amount of fees paid to insurance company | USD $0 | | Commission paid to Insurance Broker | USD $1,344 | | Insurance broker organization code? | 3 | | Insurance broker name | RETIREMENT PROGRAMS COMPANY LLC |
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