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ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN
Plan identification number 001

ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ASYST TECHNOLOGIES L.P. has sponsored the creation of one or more 401k plans.

Company Name:ASYST TECHNOLOGIES L.P.
Employer identification number (EIN):364067189
NAIC Classification:326100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012024-01-01AMY PETER
0012023-01-01
0012023-01-01AMY PETER
0012022-01-01
0012022-01-01AMY PETER
0012021-01-01
0012021-01-01AMY PETER
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012017-01-01AMY PETER
0012017-01-01AMY PETER
0012016-01-01AMY PETER2017-07-31
0012015-01-01AMY PETER2016-07-28
0012014-01-01AMY PETER2015-12-23
0012014-01-01BETTY NATHAN2015-09-23
0012013-01-01BETTY NATHAN2014-07-23 BETTY NATHAN2014-07-23
0012012-01-01BETTY NATHAN2013-07-23 BETTY NATHAN2013-07-23
0012011-01-01BETTY NATHAN2012-07-27 BETTY NATHAN2012-07-27
0012010-01-01RUTH HARDING2011-06-21 RUTH HARDING2011-06-21

Financial Data on ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN

Measure Date Value
2023 : ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$2,681,257
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$1,562,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$1,499,352
Value of total corrective distributions2023-12-31$4,279
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$1,117,827
Value of total assets at end of year2023-12-31$12,009,653
Value of total assets at beginning of year2023-12-31$10,890,639
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$58,612
Total interest from all sources2023-12-31$58,667
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$343,838
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$343,838
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$774,224
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$97,261
Assets. Loans (other than to participants) at end of year2023-12-31$291,964
Assets. Loans (other than to participants) at beginning of year2023-12-31$214,699
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$1,119,014
Value of net assets at end of year (total assets less liabilities)2023-12-31$12,009,653
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$10,890,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$40,314
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$10,516,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$9,366,891
Interest on participant loans2023-12-31$16,620
Interest earned on other investments2023-12-31$24,796
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$17,251
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$1,201,203
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$1,309,049
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$1,160,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$246,342
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$1,499,352
Contract administrator fees2023-12-31$5,003
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31VRAKAS S.C.
Accountancy firm EIN2023-12-31391453055
Total unrealized appreciation/depreciation of assets2023-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$2,681,257
Total loss/gain on sale of assets2023-01-01$0
Total of all expenses incurred2023-01-01$1,562,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$1,499,352
Value of total corrective distributions2023-01-01$4,279
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$1,117,827
Value of total assets at end of year2023-01-01$12,009,653
Value of total assets at beginning of year2023-01-01$10,890,639
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$58,612
Total interest from all sources2023-01-01$58,667
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$343,838
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$343,838
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$1,000,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$774,224
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$97,261
Assets. Loans (other than to participants) at end of year2023-01-01$291,964
Assets. Loans (other than to participants) at beginning of year2023-01-01$214,699
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$1,119,014
Value of net assets at end of year (total assets less liabilities)2023-01-01$12,009,653
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$10,890,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Investment advisory and management fees2023-01-01$40,314
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$10,516,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$9,366,891
Interest on participant loans2023-01-01$16,620
Interest earned on other investments2023-01-01$24,796
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-01-01$17,251
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-01-01$1,201,203
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-01-01$1,309,049
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$1,160,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$246,342
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$1,499,352
Contract administrator fees2023-01-01$5,003
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01VRAKAS S.C.
Accountancy firm EIN2023-01-01391453055
2022 : ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-254,652
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$254,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$196,722
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,126,082
Value of total assets at end of year2022-12-31$10,890,639
Value of total assets at beginning of year2022-12-31$11,399,425
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$57,412
Total interest from all sources2022-12-31$42,121
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$421,370
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$421,370
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$789,311
Assets. Loans (other than to participants) at end of year2022-12-31$214,699
Assets. Loans (other than to participants) at beginning of year2022-12-31$222,767
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-508,786
Value of net assets at end of year (total assets less liabilities)2022-12-31$10,890,639
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$11,399,425
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$36,478
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$9,366,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$9,706,180
Interest on participant loans2022-12-31$9,723
Interest earned on other investments2022-12-31$19,110
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$13,288
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,309,049
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,470,478
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,844,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$336,771
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$196,722
Contract administrator fees2022-12-31$20,934
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31VRAKAS S.C.
Accountancy firm EIN2022-12-31391453055
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-254,652
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$254,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$196,722
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$1,126,082
Value of total assets at end of year2022-01-01$10,890,639
Value of total assets at beginning of year2022-01-01$11,399,425
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$57,412
Total interest from all sources2022-01-01$42,121
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$421,370
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$421,370
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$1,000,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$789,311
Assets. Loans (other than to participants) at end of year2022-01-01$214,699
Assets. Loans (other than to participants) at beginning of year2022-01-01$222,767
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-508,786
Value of net assets at end of year (total assets less liabilities)2022-01-01$10,890,639
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$11,399,425
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Investment advisory and management fees2022-01-01$36,478
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$9,366,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$9,706,180
Interest on participant loans2022-01-01$9,723
Interest earned on other investments2022-01-01$19,110
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-01-01$13,288
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-01-01$1,309,049
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-01-01$1,470,478
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-1,844,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$336,771
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$196,722
Contract administrator fees2022-01-01$20,934
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01VRAKAS S.C.
Accountancy firm EIN2022-01-01391453055
2021 : ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,576,040
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$600,375
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$540,069
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,155,539
Value of total assets at end of year2021-12-31$11,399,425
Value of total assets at beginning of year2021-12-31$9,423,760
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$60,306
Total interest from all sources2021-12-31$50,788
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$650,144
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$650,144
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$655,711
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$253,288
Assets. Loans (other than to participants) at end of year2021-12-31$222,767
Assets. Loans (other than to participants) at beginning of year2021-12-31$267,544
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,975,665
Value of net assets at end of year (total assets less liabilities)2021-12-31$11,399,425
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$9,423,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$36,793
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$9,706,180
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$7,758,389
Interest on participant loans2021-12-31$12,060
Interest earned on other investments2021-12-31$22,621
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$16,107
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,470,478
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,397,827
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$719,569
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$246,540
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$540,069
Contract administrator fees2021-12-31$23,513
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RODL & PARTNER
Accountancy firm EIN2021-12-31582594719
2020 : ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,074,435
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$946,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$896,783
Expenses. Certain deemed distributions of participant loans2020-12-31$15,070
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$913,140
Value of total assets at end of year2020-12-31$9,438,830
Value of total assets at beginning of year2020-12-31$8,311,199
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$50,021
Total interest from all sources2020-12-31$58,456
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$343,160
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$343,160
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$634,095
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$38,994
Assets. Loans (other than to participants) at end of year2020-12-31$282,614
Assets. Loans (other than to participants) at beginning of year2020-12-31$275,777
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,127,631
Value of net assets at end of year (total assets less liabilities)2020-12-31$9,438,830
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$8,311,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$29,067
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$7,758,389
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,772,688
Interest on participant loans2020-12-31$16,358
Interest earned on other investments2020-12-31$28,389
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$13,709
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,397,827
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,262,734
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$759,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$240,051
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$896,783
Contract administrator fees2020-12-31$20,954
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RODL & PARTNER
Accountancy firm EIN2020-12-31582594719
2019 : ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,348,038
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$742,634
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$691,256
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,038,649
Value of total assets at end of year2019-12-31$8,311,199
Value of total assets at beginning of year2019-12-31$6,705,795
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$51,378
Total interest from all sources2019-12-31$47,987
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$286,261
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$286,261
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$639,110
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$176,915
Assets. Loans (other than to participants) at end of year2019-12-31$275,777
Assets. Loans (other than to participants) at beginning of year2019-12-31$253,927
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,605,404
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,311,199
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,705,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$32,947
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,772,688
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,367,224
Interest on participant loans2019-12-31$13,536
Interest earned on other investments2019-12-31$26,852
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$7,599
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,262,734
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,084,644
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$975,141
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$222,624
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$691,256
Contract administrator fees2019-12-31$18,431
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RODL & PARTNER
Accountancy firm EIN2019-12-31582594719
2018 : ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$537,759
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$272,824
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$238,586
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$800,139
Value of total assets at end of year2018-12-31$6,705,795
Value of total assets at beginning of year2018-12-31$6,440,860
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$34,238
Total interest from all sources2018-12-31$27,912
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$349,052
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$349,052
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$578,843
Participant contributions at end of year2018-12-31$253,927
Participant contributions at beginning of year2018-12-31$202,546
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$12,801
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$264,935
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,705,795
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,440,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$5,367,224
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$5,504,593
Interest on participant loans2018-12-31$11,116
Interest earned on other investments2018-12-31$16,796
Value of interest in common/collective trusts at end of year2018-12-31$0
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,084,644
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$733,721
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-639,344
Net investment gain or loss from common/collective trusts2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$208,495
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$238,586
Contract administrator fees2018-12-31$34,238
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RODL & PARTNER
Accountancy firm EIN2018-12-31582594719
2017 : ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,389,695
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$248,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$220,270
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$657,599
Value of total assets at end of year2017-12-31$6,440,860
Value of total assets at beginning of year2017-12-31$5,299,312
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$27,877
Total interest from all sources2017-12-31$21,868
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$273,696
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$273,696
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$473,672
Participant contributions at end of year2017-12-31$202,546
Participant contributions at beginning of year2017-12-31$123,490
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,141,548
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,440,860
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,299,312
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,504,593
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,476,783
Interest on participant loans2017-12-31$7,219
Interest earned on other investments2017-12-31$14,649
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$733,721
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$699,039
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$436,532
Net investment gain or loss from common/collective trusts2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$183,927
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$220,270
Contract administrator fees2017-12-31$27,877
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RODL & PARTNER
Accountancy firm EIN2017-12-31582594719

Form 5500 Responses for ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN

2023: ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ASYST TECHNOLOGIES RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number048-0264-4
Policy instance 1
Insurance contract or identification number048-0264-4
Number of Individuals Covered151
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number048-0264-4
Policy instance 1
Insurance contract or identification number048-0264-4
Number of Individuals Covered167
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number048-0264-4
Policy instance 1
CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number048-0264-4
Policy instance 1
CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number048-0264-4
Policy instance 1
CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number048-0264-4
Policy instance 1
CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number048-0264-4
Policy instance 1

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