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THE SUREWAY GROUP 401(K) PLAN 401k Plan overview

Plan NameTHE SUREWAY GROUP 401(K) PLAN
Plan identification number 001

THE SUREWAY GROUP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

MRT SUREWAY, INC. has sponsored the creation of one or more 401k plans.

Company Name:MRT SUREWAY, INC.
Employer identification number (EIN):364095137
NAIC Classification:332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SUREWAY GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01M. RICHARD TETRAULT MARK BOOZELL2018-10-10
0012016-01-01M. RICHARD TETRAUT M. RICHARD TETRAUT2017-10-16
0012015-01-01M. RICHARD TETRAULT M. RICHARD TETRAULT2016-10-17
0012014-01-01M RICHARD TETRAULT M RICHARD TETRAULT2015-10-15
0012013-01-01M RICHARD TETRAULT M RICHARD TETRAULT2014-05-21
0012012-01-01M RICHARD TETRAULT M RICHARD TETRAULT2013-04-30
0012011-01-01M RICHARD TETRAULT M RICHARD TETRAULT2012-05-04
0012010-01-01M. RICHARD TETRAULT M. RICHARD TETRAULT2011-05-09
0012009-01-01M RICHARD TETRAULT

Plan Statistics for THE SUREWAY GROUP 401(K) PLAN

401k plan membership statisitcs for THE SUREWAY GROUP 401(K) PLAN

Measure Date Value
2022: THE SUREWAY GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01188
Total number of active participants reported on line 7a of the Form 55002022-01-01128
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0153
Total of all active and inactive participants2022-01-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01181
Number of participants with account balances2022-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THE SUREWAY GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01146
Total number of active participants reported on line 7a of the Form 55002021-01-01137
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0146
Total of all active and inactive participants2021-01-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01183
Number of participants with account balances2021-01-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THE SUREWAY GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01213
Total number of active participants reported on line 7a of the Form 55002020-01-0164
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0176
Total of all active and inactive participants2020-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01140
Number of participants with account balances2020-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: THE SUREWAY GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01217
Total number of active participants reported on line 7a of the Form 55002019-01-01184
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0126
Total of all active and inactive participants2019-01-01210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01210
Number of participants with account balances2019-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE SUREWAY GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01200
Total number of active participants reported on line 7a of the Form 55002018-01-01180
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0116
Total of all active and inactive participants2018-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01196
Number of participants with account balances2018-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE SUREWAY GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01208
Total number of active participants reported on line 7a of the Form 55002017-01-01177
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0120
Total of all active and inactive participants2017-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01197
Number of participants with account balances2017-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE SUREWAY GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01176
Total number of active participants reported on line 7a of the Form 55002016-01-01182
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0112
Total of all active and inactive participants2016-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01194
Number of participants with account balances2016-01-0191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE SUREWAY GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01134
Total number of active participants reported on line 7a of the Form 55002015-01-01152
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0112
Total of all active and inactive participants2015-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01164
Number of participants with account balances2015-01-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE SUREWAY GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01124
Total number of active participants reported on line 7a of the Form 55002014-01-01124
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-018
Total of all active and inactive participants2014-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01132
Number of participants with account balances2014-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE SUREWAY GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01114
Total number of active participants reported on line 7a of the Form 55002013-01-01117
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-017
Total of all active and inactive participants2013-01-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01124
Number of participants with account balances2013-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE SUREWAY GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01109
Total number of active participants reported on line 7a of the Form 55002012-01-01107
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-016
Total of all active and inactive participants2012-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01113
Number of participants with account balances2012-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE SUREWAY GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0179
Total number of active participants reported on line 7a of the Form 55002011-01-0180
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-019
Total of all active and inactive participants2011-01-0189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0189
Number of participants with account balances2011-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: THE SUREWAY GROUP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0176
Total number of active participants reported on line 7a of the Form 55002010-01-0170
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-017
Total of all active and inactive participants2010-01-0177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0177
Number of participants with account balances2010-01-0143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: THE SUREWAY GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0187
Total number of active participants reported on line 7a of the Form 55002009-01-0169
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-017
Total of all active and inactive participants2009-01-0176
Total participants2009-01-0176
Number of participants with account balances2009-01-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on THE SUREWAY GROUP 401(K) PLAN

Measure Date Value
2022 : THE SUREWAY GROUP 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-501,942
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$286,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$245,624
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$392,696
Value of total assets at end of year2022-12-31$3,588,315
Value of total assets at beginning of year2022-12-31$4,376,717
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$40,836
Total interest from all sources2022-12-31$199
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$133,560
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$133,560
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$245,149
Participant contributions at end of year2022-12-31$13,661
Participant contributions at beginning of year2022-12-31$12,622
Assets. Other investments not covered elsewhere at end of year2022-12-31$33,582
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$29,573
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$421
Other income not declared elsewhere2022-12-31$4,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-788,402
Value of net assets at end of year (total assets less liabilities)2022-12-31$3,588,315
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$4,376,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$3,461,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$4,112,867
Interest on participant loans2022-12-31$199
Value of interest in common/collective trusts at end of year2022-12-31$79,028
Value of interest in common/collective trusts at beginning of year2022-12-31$221,234
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$426
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$2,104
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,034,420
Net investment gain or loss from common/collective trusts2022-12-31$2,015
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$147,547
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$243,520
Contract administrator fees2022-12-31$40,836
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RUBINBROWN
Accountancy firm EIN2022-12-31430765316
2021 : THE SUREWAY GROUP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,012,003
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$663,867
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$620,104
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$343,543
Value of total assets at end of year2021-12-31$4,376,717
Value of total assets at beginning of year2021-12-31$4,028,581
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$43,763
Total interest from all sources2021-12-31$429
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$132,537
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$132,537
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$211,017
Participant contributions at end of year2021-12-31$12,622
Participant contributions at beginning of year2021-12-31$80,971
Assets. Other investments not covered elsewhere at end of year2021-12-31$29,573
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$27,613
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$421
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$414
Other income not declared elsewhere2021-12-31$1,960
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$348,136
Value of net assets at end of year (total assets less liabilities)2021-12-31$4,376,717
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$4,028,581
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$4,112,867
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$3,733,494
Interest on participant loans2021-12-31$429
Value of interest in common/collective trusts at end of year2021-12-31$221,234
Value of interest in common/collective trusts at beginning of year2021-12-31$186,089
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$2,004
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$528,586
Net investment gain or loss from common/collective trusts2021-12-31$4,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$132,526
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$618,100
Contract administrator fees2021-12-31$43,763
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31DAVIDSON, PARGMAN & COMPANY, LLC
Accountancy firm EIN2021-12-31834639709
2020 : THE SUREWAY GROUP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$869
Total income from all sources (including contributions)2020-12-31$913,355
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$963,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$904,288
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$321,365
Value of total assets at end of year2020-12-31$4,028,581
Value of total assets at beginning of year2020-12-31$4,079,310
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$58,927
Total interest from all sources2020-12-31$571
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$75,096
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$75,096
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$191,678
Participant contributions at end of year2020-12-31$80,971
Participant contributions at beginning of year2020-12-31$36,320
Assets. Other investments not covered elsewhere at end of year2020-12-31$27,613
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$24,869
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$414
Other income not declared elsewhere2020-12-31$2,744
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-49,860
Value of net assets at end of year (total assets less liabilities)2020-12-31$4,028,581
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,078,441
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$3,733,494
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$3,765,975
Interest on participant loans2020-12-31$571
Value of interest in common/collective trusts at end of year2020-12-31$186,089
Value of interest in common/collective trusts at beginning of year2020-12-31$234,012
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$18,134
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$18,134
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$2,004
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$508,711
Net investment gain or loss from common/collective trusts2020-12-31$4,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$129,687
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$902,284
Contract administrator fees2020-12-31$58,927
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$869
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31DAVIDSON, PARGMAN & COMPANY, LLC
Accountancy firm EIN2020-12-31834639709
2019 : THE SUREWAY GROUP 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$869
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$869
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$869
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$869
Total income from all sources (including contributions)2019-12-31$1,285,311
Total income from all sources (including contributions)2019-12-31$1,285,311
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$452,514
Total of all expenses incurred2019-12-31$452,514
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$420,925
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$420,925
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$473,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$473,110
Value of total assets at end of year2019-12-31$4,079,310
Value of total assets at end of year2019-12-31$4,079,310
Value of total assets at beginning of year2019-12-31$3,246,513
Value of total assets at beginning of year2019-12-31$3,246,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$31,589
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$31,589
Total interest from all sources2019-12-31$1,718
Total interest from all sources2019-12-31$1,718
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$111,966
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$111,966
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$111,966
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$111,966
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$262,767
Contributions received from participants2019-12-31$262,767
Participant contributions at end of year2019-12-31$36,320
Participant contributions at end of year2019-12-31$36,320
Participant contributions at beginning of year2019-12-31$37,246
Participant contributions at beginning of year2019-12-31$37,246
Assets. Other investments not covered elsewhere at end of year2019-12-31$24,869
Assets. Other investments not covered elsewhere at end of year2019-12-31$24,869
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$22,349
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$22,349
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$20,720
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$20,720
Other income not declared elsewhere2019-12-31$2,520
Other income not declared elsewhere2019-12-31$2,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$832,797
Value of net income/loss2019-12-31$832,797
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,078,441
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,078,441
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,245,644
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,245,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,765,975
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,765,975
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,974,240
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,974,240
Interest on participant loans2019-12-31$1,718
Interest on participant loans2019-12-31$1,718
Value of interest in common/collective trusts at end of year2019-12-31$234,012
Value of interest in common/collective trusts at end of year2019-12-31$234,012
Value of interest in common/collective trusts at beginning of year2019-12-31$211,809
Value of interest in common/collective trusts at beginning of year2019-12-31$211,809
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$18,134
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$18,134
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$869
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$869
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$869
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$869
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,004
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,004
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$690,430
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$690,430
Net investment gain or loss from common/collective trusts2019-12-31$5,567
Net investment gain or loss from common/collective trusts2019-12-31$5,567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$189,623
Contributions received in cash from employer2019-12-31$189,623
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$418,921
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$418,921
Contract administrator fees2019-12-31$31,589
Contract administrator fees2019-12-31$31,589
Liabilities. Value of benefit claims payable at end of year2019-12-31$869
Liabilities. Value of benefit claims payable at end of year2019-12-31$869
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$869
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$869
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DAVIDSON PARGMAN & COMPANY, LLC
Accountancy firm name2019-12-31DAVIDSON PARGMAN & COMPANY, LLC
Accountancy firm EIN2019-12-31834639709
Accountancy firm EIN2019-12-31834639709
2018 : THE SUREWAY GROUP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$869
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,936
Total income from all sources (including contributions)2018-12-31$277,195
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$339,101
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$309,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$488,847
Value of total assets at end of year2018-12-31$3,246,513
Value of total assets at beginning of year2018-12-31$3,309,486
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$29,568
Total interest from all sources2018-12-31$496
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$113,599
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$113,599
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$331,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$261,700
Participant contributions at end of year2018-12-31$37,246
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$22,349
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$19,918
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$44,259
Other income not declared elsewhere2018-12-31$2,431
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-61,906
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,245,644
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,307,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,974,240
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,101,518
Interest on participant loans2018-12-31$496
Value of interest in common/collective trusts at end of year2018-12-31$211,809
Value of interest in common/collective trusts at beginning of year2018-12-31$173,439
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$869
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$14,611
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$14,611
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$2,004
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-332,461
Net investment gain or loss from common/collective trusts2018-12-31$4,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$182,888
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$307,529
Contract administrator fees2018-12-31$29,568
Liabilities. Value of benefit claims payable at end of year2018-12-31$869
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$1,936
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DAVIDSON PARGMAN & COMPANY, LLC
Accountancy firm EIN2018-12-31834639709
2017 : THE SUREWAY GROUP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,936
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$915,858
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$207,175
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$188,108
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$367,094
Value of total assets at end of year2017-12-31$3,309,486
Value of total assets at beginning of year2017-12-31$2,598,867
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$19,067
Total interest from all sources2017-12-31$5,619
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$78,117
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$78,117
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$216,462
Assets. Other investments not covered elsewhere at end of year2017-12-31$19,918
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$17,412
Other income not declared elsewhere2017-12-31$2,506
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$708,683
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,307,550
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,598,867
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,101,518
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,456,068
Interest earned on other investments2017-12-31$5,619
Value of interest in common/collective trusts at end of year2017-12-31$173,439
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$14,611
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$125,387
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$2,004
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$332,354
Net investment gain/loss from pooled separate accounts2017-12-31$127,666
Net investment gain or loss from common/collective trusts2017-12-31$2,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$150,632
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$186,104
Contract administrator fees2017-12-31$19,067
Liabilities. Value of benefit claims payable at end of year2017-12-31$1,936
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DIGIOVINE HNILO JORDAN & JOHNSON
Accountancy firm EIN2017-12-31363029663
2016 : THE SUREWAY GROUP 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$519,421
Total of all expenses incurred2016-12-31$51,429
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$50,413
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$368,231
Value of total assets at end of year2016-12-31$2,598,867
Value of total assets at beginning of year2016-12-31$2,130,875
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,016
Total interest from all sources2016-12-31$3,749
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$250,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$219,181
Assets. Other investments not covered elsewhere at end of year2016-12-31$17,412
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$15,086
Other income not declared elsewhere2016-12-31$2,326
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$467,992
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,598,867
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,130,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,456,068
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,003,443
Interest earned on other investments2016-12-31$3,749
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$125,387
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$109,746
Net investment gain/loss from pooled separate accounts2016-12-31$145,115
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$149,050
Employer contributions (assets) at beginning of year2016-12-31$2,600
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$50,413
Contract administrator fees2016-12-31$1,016
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DIGIOVINE HNILO JORDAN & JOHNSON LT
Accountancy firm EIN2016-12-31363029663
2015 : THE SUREWAY GROUP 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$304,444
Total of all expenses incurred2015-12-31$110,884
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$110,029
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$328,572
Value of total assets at end of year2015-12-31$2,130,875
Value of total assets at beginning of year2015-12-31$1,937,315
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$855
Total interest from all sources2015-12-31$2,628
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$189,505
Assets. Other investments not covered elsewhere at end of year2015-12-31$15,086
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$12,710
Other income not declared elsewhere2015-12-31$2,376
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$193,560
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,130,875
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,937,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,003,443
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,854,455
Interest earned on other investments2015-12-31$2,628
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$109,746
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$70,150
Net investment gain/loss from pooled separate accounts2015-12-31$-29,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$139,067
Employer contributions (assets) at end of year2015-12-31$2,600
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$110,029
Contract administrator fees2015-12-31$855
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DIGIOVINE HNILO JORDAN & JOHNSON LT
Accountancy firm EIN2015-12-31363029663
2014 : THE SUREWAY GROUP 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$376,338
Total of all expenses incurred2014-12-31$12,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$11,956
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$300,028
Value of total assets at end of year2014-12-31$1,937,315
Value of total assets at beginning of year2014-12-31$1,573,383
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$450
Total interest from all sources2014-12-31$1,474
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$171,774
Assets. Other investments not covered elsewhere at end of year2014-12-31$12,710
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$10,378
Other income not declared elsewhere2014-12-31$2,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$363,932
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,937,315
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,573,383
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,854,455
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,530,159
Interest earned on other investments2014-12-31$1,474
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$70,150
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$32,846
Net investment gain/loss from pooled separate accounts2014-12-31$72,504
Net investment gain or loss from common/collective trusts2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$128,254
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$11,956
Contract administrator fees2014-12-31$450
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DIGIOVINE HNILO JORDAN & JOHNSON LT
Accountancy firm EIN2014-12-31363029663
2013 : THE SUREWAY GROUP 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$498,554
Expenses. Total of all expenses incurred2013-12-31$31,173
Benefits paid (including direct rollovers)2013-12-31$30,673
Total plan assets at end of year2013-12-31$1,573,383
Total plan assets at beginning of year2013-12-31$1,106,002
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$131,536
Contributions received from other sources (not participants or employers)2013-12-31$1,832
Other income received2013-12-31$266,074
Net income (gross income less expenses)2013-12-31$467,381
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,573,383
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,106,002
Total contributions received or receivable from employer(s)2013-12-31$99,112
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$500
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : THE SUREWAY GROUP 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$320,285
Expenses. Total of all expenses incurred2012-12-31$166,177
Benefits paid (including direct rollovers)2012-12-31$165,627
Total plan assets at end of year2012-12-31$1,106,002
Total plan assets at beginning of year2012-12-31$951,894
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$106,570
Other income received2012-12-31$135,309
Net income (gross income less expenses)2012-12-31$154,108
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,106,002
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$951,894
Total contributions received or receivable from employer(s)2012-12-31$78,406
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$550
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : THE SUREWAY GROUP 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$97,843
Expenses. Total of all expenses incurred2011-12-31$12,488
Benefits paid (including direct rollovers)2011-12-31$11,256
Total plan assets at end of year2011-12-31$951,894
Total plan assets at beginning of year2011-12-31$866,539
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$95,579
Other income received2011-12-31$-66,937
Net income (gross income less expenses)2011-12-31$85,355
Net plan assets at end of year (total assets less liabilities)2011-12-31$951,894
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$866,539
Total contributions received or receivable from employer(s)2011-12-31$69,201
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$1,232
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : THE SUREWAY GROUP 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$124,651
Expenses. Total of all expenses incurred2010-12-31$53,847
Benefits paid (including direct rollovers)2010-12-31$49,941
Total plan assets at end of year2010-12-31$866,539
Total plan assets at beginning of year2010-12-31$795,735
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$28,958
Other income received2010-12-31$95,693
Net income (gross income less expenses)2010-12-31$70,804
Net plan assets at end of year (total assets less liabilities)2010-12-31$866,539
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$795,735
Value of corrective distributions2010-12-31$3,191
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$715
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : THE SUREWAY GROUP 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE SUREWAY GROUP 401(K) PLAN

2022: THE SUREWAY GROUP 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE SUREWAY GROUP 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE SUREWAY GROUP 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE SUREWAY GROUP 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE SUREWAY GROUP 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE SUREWAY GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE SUREWAY GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE SUREWAY GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE SUREWAY GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE SUREWAY GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE SUREWAY GROUP 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE SUREWAY GROUP 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE SUREWAY GROUP 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE SUREWAY GROUP 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP56264
Policy instance 1
Insurance contract or identification numberP56264
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $3
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3
Insurance broker organization code?3
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP56264
Policy instance 1
Insurance contract or identification numberP56264
Number of Individuals Covered1
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP56264
Policy instance 1
Insurance contract or identification numberP56264
Number of Individuals Covered1
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP56264
Policy instance 1
Insurance contract or identification numberP56264
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $3
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3
Insurance broker organization code?3
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP56264
Policy instance 1
Insurance contract or identification numberP56264
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHI649
Policy instance 2
Insurance contract or identification numberPHI649
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker name
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP56264
Policy instance 1
Insurance contract or identification numberP56264
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP56264
Policy instance 2
Insurance contract or identification numberP56264
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHI649
Policy instance 1
Insurance contract or identification numberPHI649
Number of Individuals Covered91
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $8,200
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,200
Insurance broker organization code?3
Insurance broker nameNYLINK INSURANCE AGENCY INCORPORATE
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP56264
Policy instance 2
Insurance contract or identification numberP56264
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $39
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $39
Insurance broker organization code?3
Insurance broker nameGORCHOFF CLU CHFC RHU REBC GA
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHI649
Policy instance 1
Insurance contract or identification numberPHI649
Number of Individuals Covered82
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $6,909
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,909
Insurance broker organization code?3
Insurance broker nameNYLINK INSURANCE AGENCY INCORPORATE
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP56264
Policy instance 2
Insurance contract or identification numberP56264
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $42
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42
Insurance broker organization code?3
Insurance broker nameGARY GORCHOFF
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHI649
Policy instance 1
Insurance contract or identification numberPHI649
Number of Individuals Covered79
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $5,160
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,160
Insurance broker organization code?3
Insurance broker nameNYLINK INSURANCE AGENCY INCORPORATE
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP56264
Policy instance 2
Insurance contract or identification numberP56264
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $42
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42
Insurance broker organization code?3
Insurance broker nameGARY GORCHOFF
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHI649
Policy instance 1
Insurance contract or identification numberPHI649
Number of Individuals Covered65
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $4,336
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,336
Insurance broker organization code?3
Insurance broker nameNYLINK INSURANCE AGENCY INC.
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP56264
Policy instance 2
Insurance contract or identification numberP56264
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $16
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHI649
Policy instance 1
Insurance contract or identification numberPHI649
Number of Individuals Covered61
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $4,162
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHI649
Policy instance 1
Insurance contract or identification numberPHI649
Number of Individuals Covered45
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $1,345
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,345
Insurance broker organization code?3
Insurance broker nameNYLINK INSURANCE AGENCY INC.
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP56264
Policy instance 2
Insurance contract or identification numberP56264
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $39
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Commission paid to Insurance BrokerUSD $39
Insurance broker organization code?3
Insurance broker nameGARY GORCHOFF

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