401k Plan data: TRADING TECHNOLOGIES 401(K) PLAN plan

TRADING TECHNOLOGIES 401(K) PLAN 401k Plan overview

Plan Name	TRADING TECHNOLOGIES 401(K) PLAN
Plan identification number	001

TRADING TECHNOLOGIES 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRADING TECHNOLOGIES INTERNATIONAL, INC. has sponsored the creation of one or more 401k plans.

Company Name: TRADING TECHNOLOGIES INTERNATIONAL, INC.

Employer identification number (EIN): 364102699

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRADING TECHNOLOGIES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2024-01-01 STACEY ROSCHEL
001 2023-01-01
001 2023-01-01 STACEY ROSCHEL
001 2022-01-01
001 2022-01-01 ROGER MILLS
001 2021-01-01
001 2021-01-01 ROGER MILLS
001 2020-01-01
001 2019-01-01
001 2017-01-01 ROGER MILLS ROGER MILLS 2018-10-15
001 2016-01-01 ROGER MILLS ROGER MILLS 2017-08-01
001 2015-01-01 ROGER MILLS ROGER MILLS 2016-09-09
001 2014-01-01 ROGER MILLS ROGER MILLS 2015-08-10
001 2013-01-01 ROGER MILLS ROGER MILLS 2014-07-29
001 2012-01-01 ROGER MILLS ROGER MILLS 2013-07-17
001 2011-01-01 ROGER MILLS ROGER MILLS 2012-10-01
001 2010-01-01 ROGER MILLS ROGER MILLS 2011-09-15
001 2009-01-01 ROGER MILLS ROGER MILLS 2010-08-10

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2024-01-01	STACEY ROSCHEL
001	2023-01-01
001	2023-01-01	STACEY ROSCHEL
001	2022-01-01
001	2022-01-01	ROGER MILLS
001	2021-01-01
001	2021-01-01	ROGER MILLS
001	2020-01-01
001	2019-01-01
001	2017-01-01	ROGER MILLS	ROGER MILLS	2018-10-15
001	2016-01-01	ROGER MILLS	ROGER MILLS	2017-08-01
001	2015-01-01	ROGER MILLS	ROGER MILLS	2016-09-09
001	2014-01-01	ROGER MILLS	ROGER MILLS	2015-08-10
001	2013-01-01	ROGER MILLS	ROGER MILLS	2014-07-29
001	2012-01-01	ROGER MILLS	ROGER MILLS	2013-07-17
001	2011-01-01	ROGER MILLS	ROGER MILLS	2012-10-01
001	2010-01-01	ROGER MILLS	ROGER MILLS	2011-09-15
001	2009-01-01	ROGER MILLS	ROGER MILLS	2010-08-10

Plan Statistics for TRADING TECHNOLOGIES 401(K) PLAN

401k plan membership statisitcs for TRADING TECHNOLOGIES 401(K) PLAN

Measure Date Value
2023: TRADING TECHNOLOGIES 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 328
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 229
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 127
Total of all active and inactive participants 2023-01-01 356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 356
Number of participants with account balances 2023-01-01 343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 8
2022: TRADING TECHNOLOGIES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 335
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 191
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 152
Total of all active and inactive participants 2022-01-01 343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 343
Number of participants with account balances 2022-01-01 330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 14
2021: TRADING TECHNOLOGIES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 368
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 186
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 146
Total of all active and inactive participants 2021-01-01 332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 332
Number of participants with account balances 2021-01-01 315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 15
2020: TRADING TECHNOLOGIES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 413
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 208
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 161
Total of all active and inactive participants 2020-01-01 369
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 369
Number of participants with account balances 2020-01-01 349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 17
2019: TRADING TECHNOLOGIES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 416
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 245
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 167
Total of all active and inactive participants 2019-01-01 412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 412
Number of participants with account balances 2019-01-01 385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 13
2017: TRADING TECHNOLOGIES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 433
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 274
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 159
Total of all active and inactive participants 2017-01-01 433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 433
Number of participants with account balances 2017-01-01 400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 12
2016: TRADING TECHNOLOGIES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 435
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 277
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 156
Total of all active and inactive participants 2016-01-01 433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 433
Number of participants with account balances 2016-01-01 396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 11
2015: TRADING TECHNOLOGIES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 442
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 291
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 145
Total of all active and inactive participants 2015-01-01 436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 436
Number of participants with account balances 2015-01-01 391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 7
2014: TRADING TECHNOLOGIES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 481
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 276
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 156
Total of all active and inactive participants 2014-01-01 432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 432
Number of participants with account balances 2014-01-01 387
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 8
2013: TRADING TECHNOLOGIES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 521
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 333
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 138
Total of all active and inactive participants 2013-01-01 471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 471
Number of participants with account balances 2013-01-01 407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 10
2012: TRADING TECHNOLOGIES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 597
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 382
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 138
Total of all active and inactive participants 2012-01-01 520
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 520
Number of participants with account balances 2012-01-01 429
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3
2011: TRADING TECHNOLOGIES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 603
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 471
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 112
Total of all active and inactive participants 2011-01-01 583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 583
Number of participants with account balances 2011-01-01 462
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 22
2010: TRADING TECHNOLOGIES 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 625
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 494
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 91
Total of all active and inactive participants 2010-01-01 585
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 585
Number of participants with account balances 2010-01-01 465
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 16
2009: TRADING TECHNOLOGIES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 603
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 509
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 103
Total of all active and inactive participants 2009-01-01 612
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 612
Number of participants with account balances 2009-01-01 479
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 25

Measure	Date	Value
2023: TRADING TECHNOLOGIES 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	328
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	229
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	127
Total of all active and inactive participants	2023-01-01	356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	356
Number of participants with account balances	2023-01-01	343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	8
2022: TRADING TECHNOLOGIES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	335
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	191
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	152
Total of all active and inactive participants	2022-01-01	343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	343
Number of participants with account balances	2022-01-01	330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	14
2021: TRADING TECHNOLOGIES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	368
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	186
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	146
Total of all active and inactive participants	2021-01-01	332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	332
Number of participants with account balances	2021-01-01	315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	15
2020: TRADING TECHNOLOGIES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	413
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	208
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	161
Total of all active and inactive participants	2020-01-01	369
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	369
Number of participants with account balances	2020-01-01	349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	17
2019: TRADING TECHNOLOGIES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	416
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	245
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	167
Total of all active and inactive participants	2019-01-01	412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	412
Number of participants with account balances	2019-01-01	385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	13
2017: TRADING TECHNOLOGIES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	433
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	274
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	159
Total of all active and inactive participants	2017-01-01	433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	433
Number of participants with account balances	2017-01-01	400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	12
2016: TRADING TECHNOLOGIES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	435
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	277
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	156
Total of all active and inactive participants	2016-01-01	433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	433
Number of participants with account balances	2016-01-01	396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	11
2015: TRADING TECHNOLOGIES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	442
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	291
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	145
Total of all active and inactive participants	2015-01-01	436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	436
Number of participants with account balances	2015-01-01	391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	7
2014: TRADING TECHNOLOGIES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	481
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	276
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	156
Total of all active and inactive participants	2014-01-01	432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	432
Number of participants with account balances	2014-01-01	387
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	8
2013: TRADING TECHNOLOGIES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	521
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	333
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	138
Total of all active and inactive participants	2013-01-01	471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	471
Number of participants with account balances	2013-01-01	407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	10
2012: TRADING TECHNOLOGIES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	597
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	382
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	138
Total of all active and inactive participants	2012-01-01	520
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	520
Number of participants with account balances	2012-01-01	429
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3
2011: TRADING TECHNOLOGIES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	603
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	471
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	112
Total of all active and inactive participants	2011-01-01	583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	583
Number of participants with account balances	2011-01-01	462
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	22
2010: TRADING TECHNOLOGIES 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	625
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	494
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	91
Total of all active and inactive participants	2010-01-01	585
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	585
Number of participants with account balances	2010-01-01	465
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	16
2009: TRADING TECHNOLOGIES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	603
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	509
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	103
Total of all active and inactive participants	2009-01-01	612
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	612
Number of participants with account balances	2009-01-01	479
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	25

Financial Data on TRADING TECHNOLOGIES 401(K) PLAN

Measure	Date	Value
2023 : TRADING TECHNOLOGIES 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$13,630,514
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$6,706,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$6,506,545
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$3,831,020
Value of total assets at end of year	2023-12-31	$60,979,013
Value of total assets at beginning of year	2023-12-31	$54,055,185
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$200,141
Total interest from all sources	2023-12-31	$5,408
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$681,846
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$681,846
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2023-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$2,870,638
Participant contributions at end of year	2023-12-31	$81,855
Participant contributions at beginning of year	2023-12-31	$116,503
Participant contributions at end of year	2023-12-31	$100,088
Participant contributions at beginning of year	2023-12-31	$429
Assets. Other investments not covered elsewhere at end of year	2023-12-31	$2,329,116
Assets. Other investments not covered elsewhere at beginning of year	2023-12-31	$1,982,908
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$587,985
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2023-12-31	$710
Other income not declared elsewhere	2023-12-31	$672,934
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$6,923,828
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$60,979,013
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$54,055,185
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Investment advisory and management fees	2023-12-31	$20,875
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$34,735,574
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$45,246,755
Value of interest in pooled separate accounts at end of year	2023-12-31	$12,475,705
Interest on participant loans	2023-12-31	$5,408
Value of interest in common/collective trusts at end of year	2023-12-31	$11,242,689
Value of interest in common/collective trusts at beginning of year	2023-12-31	$6,708,521
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$6,487,427
Net investment gain/loss from pooled separate accounts	2023-12-31	$1,087,745
Net investment gain or loss from common/collective trusts	2023-12-31	$864,134
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$372,397
Employer contributions (assets) at end of year	2023-12-31	$13,986
Employer contributions (assets) at beginning of year	2023-12-31	$69
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$6,505,835
Contract administrator fees	2023-12-31	$179,266
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2023-12-31	Yes
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	JOHNSON, PETEREK & HOWSE, LLC
Accountancy firm EIN	2023-12-31	832268776
Total unrealized appreciation/depreciation of assets	2023-01-01	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-01-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-01-01	$0
Total income from all sources (including contributions)	2023-01-01	$13,630,514
Total loss/gain on sale of assets	2023-01-01	$0
Total of all expenses incurred	2023-01-01	$6,706,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-01-01	$6,506,545
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-01-01	$3,831,020
Value of total assets at end of year	2023-01-01	$60,979,013
Value of total assets at beginning of year	2023-01-01	$54,055,185
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-01-01	$200,141
Total interest from all sources	2023-01-01	$5,408
Total dividends received (eg from common stock, registered investment company shares)	2023-01-01	$681,846
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-01-01	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-01-01	$681,846
Was this plan covered by a fidelity bond	2023-01-01	Yes
Value of fidelity bond cover	2023-01-01	$1,000,000
If this is an individual account plan, was there a blackout period	2023-01-01	Yes
Were there any nonexempt tranactions with any party-in-interest	2023-01-01	No
Contributions received from participants	2023-01-01	$2,870,638
Participant contributions at end of year	2023-01-01	$81,855
Participant contributions at beginning of year	2023-01-01	$116,503
Participant contributions at end of year	2023-01-01	$100,088
Participant contributions at beginning of year	2023-01-01	$429
Assets. Other investments not covered elsewhere at end of year	2023-01-01	$2,329,116
Assets. Other investments not covered elsewhere at beginning of year	2023-01-01	$1,982,908
Income. Received or receivable in cash from other sources (including rollovers)	2023-01-01	$587,985
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2023-01-01	$710
Other income not declared elsewhere	2023-01-01	$672,934
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-01-01	No
Value of net income/loss	2023-01-01	$6,923,828
Value of net assets at end of year (total assets less liabilities)	2023-01-01	$60,979,013
Value of net assets at beginning of year (total assets less liabilities)	2023-01-01	$54,055,185
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-01-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-01-01	No
Were any leases to which the plan was party in default or uncollectible	2023-01-01	No
Investment advisory and management fees	2023-01-01	$20,875
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-01-01	$34,735,574
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-01-01	$45,246,755
Value of interest in pooled separate accounts at end of year	2023-01-01	$12,475,705
Interest on participant loans	2023-01-01	$5,408
Value of interest in common/collective trusts at end of year	2023-01-01	$11,242,689
Value of interest in common/collective trusts at beginning of year	2023-01-01	$6,708,521
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-01-01	$6,487,427
Net investment gain/loss from pooled separate accounts	2023-01-01	$1,087,745
Net investment gain or loss from common/collective trusts	2023-01-01	$864,134
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-01-01	No
Was there a failure to transmit to the plan any participant contributions	2023-01-01	No
Has the plan failed to provide any benefit when due under the plan	2023-01-01	No
Contributions received in cash from employer	2023-01-01	$372,397
Employer contributions (assets) at end of year	2023-01-01	$13,986
Employer contributions (assets) at beginning of year	2023-01-01	$69
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-01-01	$6,505,835
Contract administrator fees	2023-01-01	$179,266
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2023-01-01	Yes
Did the plan have assets held for investment	2023-01-01	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-01-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-01-01	No
Opinion of an independent qualified public accountant for this plan	2023-01-01	1
Accountancy firm name	2023-01-01	JOHNSON, PETEREK & HOWSE, LLC
Accountancy firm EIN	2023-01-01	832268776
2022 : TRADING TECHNOLOGIES 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-7,868,435
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$2,709,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,471,805
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$3,104,904
Value of total assets at end of year	2022-12-31	$54,055,185
Value of total assets at beginning of year	2022-12-31	$64,632,887
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$237,462
Total interest from all sources	2022-12-31	$2,567
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,807,207
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,807,207
Administrative expenses professional fees incurred	2022-12-31	$237,462
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$2,531,144
Participant contributions at end of year	2022-12-31	$116,503
Participant contributions at beginning of year	2022-12-31	$0
Participant contributions at end of year	2022-12-31	$429
Participant contributions at beginning of year	2022-12-31	$429
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$1,982,908
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$2,398,421
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$241,353
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$0
Other income not declared elsewhere	2022-12-31	$-668,079
Administrative expenses (other) incurred	2022-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-10,577,702
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$54,055,185
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$64,632,887
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$45,246,755
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$57,404,245
Interest on participant loans	2022-12-31	$2,567
Value of interest in common/collective trusts at end of year	2022-12-31	$6,708,521
Value of interest in common/collective trusts at beginning of year	2022-12-31	$4,829,723
Net investment gain or loss from common/collective trusts	2022-12-31	$21,451
Net gain/loss from 103.12 investment entities	2022-12-31	$-12,136,485
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$332,407
Employer contributions (assets) at end of year	2022-12-31	$69
Employer contributions (assets) at beginning of year	2022-12-31	$69
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,471,805
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	JOHNSON, PETEREK & HOWSE, LLC
Accountancy firm EIN	2022-12-31	832268776
Total unrealized appreciation/depreciation of assets	2022-01-01	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-01-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-01-01	$0
Total income from all sources (including contributions)	2022-01-01	$-7,868,435
Total loss/gain on sale of assets	2022-01-01	$0
Total of all expenses incurred	2022-01-01	$2,709,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-01-01	$2,471,805
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-01-01	$3,104,904
Value of total assets at end of year	2022-01-01	$54,055,185
Value of total assets at beginning of year	2022-01-01	$64,632,887
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-01-01	$237,462
Total interest from all sources	2022-01-01	$2,567
Total dividends received (eg from common stock, registered investment company shares)	2022-01-01	$1,807,207
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-01-01	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-01-01	$1,807,207
Administrative expenses professional fees incurred	2022-01-01	$237,462
Was this plan covered by a fidelity bond	2022-01-01	Yes
Value of fidelity bond cover	2022-01-01	$1,000,000
If this is an individual account plan, was there a blackout period	2022-01-01	No
Were there any nonexempt tranactions with any party-in-interest	2022-01-01	No
Contributions received from participants	2022-01-01	$2,531,144
Participant contributions at end of year	2022-01-01	$116,503
Participant contributions at beginning of year	2022-01-01	$0
Participant contributions at end of year	2022-01-01	$429
Participant contributions at beginning of year	2022-01-01	$429
Assets. Other investments not covered elsewhere at end of year	2022-01-01	$1,982,908
Assets. Other investments not covered elsewhere at beginning of year	2022-01-01	$2,398,421
Income. Received or receivable in cash from other sources (including rollovers)	2022-01-01	$241,353
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-01-01	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-01-01	$0
Other income not declared elsewhere	2022-01-01	$-668,079
Administrative expenses (other) incurred	2022-01-01	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-01-01	No
Value of net income/loss	2022-01-01	$-10,577,702
Value of net assets at end of year (total assets less liabilities)	2022-01-01	$54,055,185
Value of net assets at beginning of year (total assets less liabilities)	2022-01-01	$64,632,887
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-01-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-01-01	No
Were any leases to which the plan was party in default or uncollectible	2022-01-01	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-01-01	$45,246,755
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-01-01	$57,404,245
Interest on participant loans	2022-01-01	$2,567
Value of interest in common/collective trusts at end of year	2022-01-01	$6,708,521
Value of interest in common/collective trusts at beginning of year	2022-01-01	$4,829,723
Net investment gain or loss from common/collective trusts	2022-01-01	$21,451
Net gain/loss from 103.12 investment entities	2022-01-01	$-12,136,485
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-01-01	No
Was there a failure to transmit to the plan any participant contributions	2022-01-01	No
Has the plan failed to provide any benefit when due under the plan	2022-01-01	No
Contributions received in cash from employer	2022-01-01	$332,407
Employer contributions (assets) at end of year	2022-01-01	$69
Employer contributions (assets) at beginning of year	2022-01-01	$69
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-01-01	$2,471,805
Did the plan have assets held for investment	2022-01-01	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-01-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-01-01	No
Opinion of an independent qualified public accountant for this plan	2022-01-01	1
Accountancy firm name	2022-01-01	JOHNSON, PETEREK & HOWSE, LLC
Accountancy firm EIN	2022-01-01	832268776
2021 : TRADING TECHNOLOGIES 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$11,414,234
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$4,993,789
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$4,755,821
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,912,736
Value of total assets at end of year	2021-12-31	$64,632,887
Value of total assets at beginning of year	2021-12-31	$58,212,442
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$237,968
Total interest from all sources	2021-12-31	$1,299
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$2,879,087
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$2,879,087
Administrative expenses professional fees incurred	2021-12-31	$237,968
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$2,526,634
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$30,012
Participant contributions at end of year	2021-12-31	$429
Participant contributions at beginning of year	2021-12-31	$73,380
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$2,398,421
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$2,262,004
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$23,397
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$1,392
Other income not declared elsewhere	2021-12-31	$178,236
Administrative expenses (other) incurred	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$6,420,445
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$64,632,887
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$58,212,442
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$57,404,245
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$51,357,383
Interest on participant loans	2021-12-31	$1,299
Value of interest in common/collective trusts at end of year	2021-12-31	$4,829,723
Value of interest in common/collective trusts at beginning of year	2021-12-31	$4,477,606
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$5,333,514
Net investment gain or loss from common/collective trusts	2021-12-31	$109,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$362,705
Employer contributions (assets) at end of year	2021-12-31	$69
Employer contributions (assets) at beginning of year	2021-12-31	$10,665
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$4,755,821
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	JOHNSON, PETEREK & HOWSE, LLC
Accountancy firm EIN	2021-12-31	832268776
2020 : TRADING TECHNOLOGIES 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$10,522,972
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$5,945,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$5,744,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,879,899
Value of total assets at end of year	2020-12-31	$58,212,442
Value of total assets at beginning of year	2020-12-31	$53,635,284
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$201,492
Total interest from all sources	2020-12-31	$4,251
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,463,410
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,463,410
Administrative expenses professional fees incurred	2020-12-31	$201,492
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$2,494,330
Participant contributions at end of year	2020-12-31	$30,012
Participant contributions at beginning of year	2020-12-31	$149,535
Participant contributions at end of year	2020-12-31	$73,380
Participant contributions at beginning of year	2020-12-31	$73,475
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$2,262,004
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$1,348,359
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$33,041
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$1,392
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$2,136
Other income not declared elsewhere	2020-12-31	$352,972
Administrative expenses (other) incurred	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$4,577,158
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$58,212,442
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$53,635,284
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$51,357,383
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$47,726,495
Interest on participant loans	2020-12-31	$4,251
Value of interest in common/collective trusts at end of year	2020-12-31	$4,477,606
Value of interest in common/collective trusts at beginning of year	2020-12-31	$3,972,024
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$5,725,344
Net investment gain or loss from common/collective trusts	2020-12-31	$97,096
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$352,528
Employer contributions (assets) at end of year	2020-12-31	$10,665
Employer contributions (assets) at beginning of year	2020-12-31	$363,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$5,744,322
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	JOHNSON, PETEREK & HOWSE, LLC
Accountancy firm EIN	2020-12-31	832268776
2019 : TRADING TECHNOLOGIES 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$13,194,359
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$4,932,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$4,728,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$3,021,355
Value of total assets at end of year	2019-12-31	$53,635,284
Value of total assets at beginning of year	2019-12-31	$45,373,137
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$203,354
Total interest from all sources	2019-12-31	$6,131
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,753,737
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,753,737
Administrative expenses professional fees incurred	2019-12-31	$203,354
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$2,500,150
Participant contributions at end of year	2019-12-31	$149,535
Participant contributions at beginning of year	2019-12-31	$138,443
Participant contributions at end of year	2019-12-31	$73,475
Participant contributions at beginning of year	2019-12-31	$79,886
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$1,348,359
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$1,348,156
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$157,945
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$2,136
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$13,696
Other income not declared elsewhere	2019-12-31	$299,562
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$8,262,147
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$53,635,284
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$45,373,137
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$47,726,495
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$39,149,433
Interest on participant loans	2019-12-31	$6,131
Value of interest in common/collective trusts at end of year	2019-12-31	$3,972,024
Value of interest in common/collective trusts at beginning of year	2019-12-31	$4,269,584
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$8,012,283
Net investment gain or loss from common/collective trusts	2019-12-31	$101,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$363,260
Employer contributions (assets) at end of year	2019-12-31	$363,260
Employer contributions (assets) at beginning of year	2019-12-31	$373,939
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$4,728,858
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	JOHNSON, PETEREK & HOWSE, LLC
Accountancy firm EIN	2019-12-31	814693010
2018 : TRADING TECHNOLOGIES 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$691,050
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$2,318,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,112,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$3,634,183
Value of total assets at end of year	2018-12-31	$45,373,137
Value of total assets at beginning of year	2018-12-31	$47,000,231
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$205,817
Total interest from all sources	2018-12-31	$8,322
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$2,237,229
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$2,237,229
Administrative expenses professional fees incurred	2018-12-31	$205,817
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$2,481,686
Participant contributions at end of year	2018-12-31	$138,443
Participant contributions at beginning of year	2018-12-31	$255,113
Participant contributions at end of year	2018-12-31	$79,886
Participant contributions at beginning of year	2018-12-31	$79,456
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$1,348,156
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$1,641,664
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$778,558
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$13,696
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$5,423
Other income not declared elsewhere	2018-12-31	$-50,553
Administrative expenses (other) incurred	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,627,094
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$45,373,137
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$47,000,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$39,149,433
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$40,281,947
Interest on participant loans	2018-12-31	$8,322
Value of interest in common/collective trusts at end of year	2018-12-31	$4,269,584
Value of interest in common/collective trusts at beginning of year	2018-12-31	$4,373,204
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-5,237,825
Net investment gain or loss from common/collective trusts	2018-12-31	$99,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$373,939
Employer contributions (assets) at end of year	2018-12-31	$373,939
Employer contributions (assets) at beginning of year	2018-12-31	$363,424
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,112,327
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	JOHNSON, PETEREK & HOWSE, LLC
Accountancy firm EIN	2018-12-31	814693010
2017 : TRADING TECHNOLOGIES 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$9,783,807
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$4,047,369
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$3,854,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,935,351
Value of total assets at end of year	2017-12-31	$47,000,231
Value of total assets at beginning of year	2017-12-31	$41,263,793
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$193,329
Total interest from all sources	2017-12-31	$7,986
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,926,379
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,926,379
Administrative expenses professional fees incurred	2017-12-31	$193,329
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$2,491,738
Participant contributions at end of year	2017-12-31	$255,113
Participant contributions at beginning of year	2017-12-31	$202,021
Participant contributions at end of year	2017-12-31	$79,456
Participant contributions at beginning of year	2017-12-31	$80,201
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$1,641,664
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$1,058,570
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$80,189
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$5,423
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$3,785
Other income not declared elsewhere	2017-12-31	$198,968
Administrative expenses (other) incurred	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$5,736,438
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$47,000,231
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$41,263,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$40,281,947
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$35,468,180
Interest on participant loans	2017-12-31	$7,986
Value of interest in common/collective trusts at end of year	2017-12-31	$4,373,204
Value of interest in common/collective trusts at beginning of year	2017-12-31	$4,054,226
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$4,634,265
Net investment gain or loss from common/collective trusts	2017-12-31	$80,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$363,424
Employer contributions (assets) at end of year	2017-12-31	$363,424
Employer contributions (assets) at beginning of year	2017-12-31	$396,810
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$3,854,040
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	PETEREK & HOWSE, LLP
Accountancy firm EIN	2017-12-31	364052819
2016 : TRADING TECHNOLOGIES 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$7,181,145
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,833,893
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,678,462
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$3,352,317
Value of total assets at end of year	2016-12-31	$41,263,793
Value of total assets at beginning of year	2016-12-31	$36,916,541
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$155,431
Total interest from all sources	2016-12-31	$9,061
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,453,167
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,453,167
Administrative expenses professional fees incurred	2016-12-31	$155,431
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,625,129
Participant contributions at end of year	2016-12-31	$202,021
Participant contributions at beginning of year	2016-12-31	$178,492
Participant contributions at end of year	2016-12-31	$80,201
Participant contributions at beginning of year	2016-12-31	$83,501
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$1,058,570
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$760,876
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$330,378
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$3,785
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$4,887
Other income not declared elsewhere	2016-12-31	$115,722
Administrative expenses (other) incurred	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$4,347,252
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$41,263,793
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$36,916,541
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$35,468,180
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$31,724,677
Interest on participant loans	2016-12-31	$9,061
Value of interest in common/collective trusts at end of year	2016-12-31	$4,054,226
Value of interest in common/collective trusts at beginning of year	2016-12-31	$3,792,134
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,186,284
Net investment gain or loss from common/collective trusts	2016-12-31	$64,594
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$396,810
Employer contributions (assets) at end of year	2016-12-31	$396,810
Employer contributions (assets) at beginning of year	2016-12-31	$371,974
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,678,462
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	PETEREK & HOWSE, LLP
Accountancy firm EIN	2016-12-31	364052819
2015 : TRADING TECHNOLOGIES 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$314
Total income from all sources (including contributions)	2015-12-31	$2,711,253
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$3,142,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$3,004,485
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$3,148,688
Value of total assets at end of year	2015-12-31	$36,916,541
Value of total assets at beginning of year	2015-12-31	$37,348,135
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$138,048
Total interest from all sources	2015-12-31	$8,809
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,500,631
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,500,631
Administrative expenses professional fees incurred	2015-12-31	$138,048
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,560,911
Participant contributions at end of year	2015-12-31	$178,492
Participant contributions at beginning of year	2015-12-31	$228,973
Participant contributions at end of year	2015-12-31	$83,501
Participant contributions at beginning of year	2015-12-31	$77,191
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$760,876
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$887,727
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$213,844
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$4,887
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$2,866
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$314
Other income not declared elsewhere	2015-12-31	$-70,961
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-431,280
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$36,916,541
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$37,347,821
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$31,724,677
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$32,527,373
Interest on participant loans	2015-12-31	$8,809
Value of interest in common/collective trusts at end of year	2015-12-31	$3,792,134
Value of interest in common/collective trusts at beginning of year	2015-12-31	$3,250,172
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,874,279
Net investment gain or loss from common/collective trusts	2015-12-31	$-1,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$373,933
Employer contributions (assets) at end of year	2015-12-31	$371,974
Employer contributions (assets) at beginning of year	2015-12-31	$373,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$3,004,485
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PETEREK & HOWSE, LLP
Accountancy firm EIN	2015-12-31	364052819
2014 : TRADING TECHNOLOGIES 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$314
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$9
Total income from all sources (including contributions)	2014-12-31	$5,646,731
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$4,116,502
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$4,016,741
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,150,933
Value of total assets at end of year	2014-12-31	$37,348,135
Value of total assets at beginning of year	2014-12-31	$35,817,601
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$99,761
Total interest from all sources	2014-12-31	$8,588
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,404,364
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,404,364
Administrative expenses professional fees incurred	2014-12-31	$99,761
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,651,628
Participant contributions at end of year	2014-12-31	$228,973
Participant contributions at beginning of year	2014-12-31	$166,027
Participant contributions at end of year	2014-12-31	$77,191
Participant contributions at beginning of year	2014-12-31	$81,648
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$887,727
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$1,015,473
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$125,472
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$2,866
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$314
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$9
Other income not declared elsewhere	2014-12-31	$5,178
Administrative expenses (other) incurred	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,530,229
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$37,347,821
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$35,817,592
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$32,527,373
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$31,012,239
Interest on participant loans	2014-12-31	$8,576
Interest earned on other investments	2014-12-31	$12
Value of interest in common/collective trusts at end of year	2014-12-31	$3,250,172
Value of interest in common/collective trusts at beginning of year	2014-12-31	$3,111,484
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,018,822
Net investment gain or loss from common/collective trusts	2014-12-31	$58,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$373,833
Employer contributions (assets) at end of year	2014-12-31	$373,833
Employer contributions (assets) at beginning of year	2014-12-31	$430,730
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$4,016,741
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PETEREK & HOWSE, LLP
Accountancy firm EIN	2014-12-31	364052819
2013 : TRADING TECHNOLOGIES 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$9
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$9,603,759
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,479,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,383,519
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,470,636
Value of total assets at end of year	2013-12-31	$35,817,601
Value of total assets at beginning of year	2013-12-31	$28,693,792
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$96,440
Total interest from all sources	2013-12-31	$6,211
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,112,137
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,112,137
Administrative expenses professional fees incurred	2013-12-31	$96,440
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,843,737
Participant contributions at end of year	2013-12-31	$166,027
Participant contributions at beginning of year	2013-12-31	$126,861
Participant contributions at end of year	2013-12-31	$81,648
Participant contributions at beginning of year	2013-12-31	$82,404
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$1,015,473
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$731,904
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$196,169
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$1,500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$9
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$7,123,800
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$35,817,592
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$28,693,792
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$31,012,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$25,202,841
Interest on participant loans	2013-12-31	$6,211
Value of interest in common/collective trusts at end of year	2013-12-31	$3,111,484
Value of interest in common/collective trusts at beginning of year	2013-12-31	$2,286,812
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$5,009,516
Net investment gain or loss from common/collective trusts	2013-12-31	$5,259
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$430,730
Employer contributions (assets) at end of year	2013-12-31	$430,730
Employer contributions (assets) at beginning of year	2013-12-31	$261,470
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,383,519
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PETEREK & HOWSE, LLP
Accountancy firm EIN	2013-12-31	364052819
2012 : TRADING TECHNOLOGIES 401(K) PLAN 2012 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$65,636
Total income from all sources (including contributions)	2012-12-31	$7,037,267
Total of all expenses incurred	2012-12-31	$3,062,092
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,942,276
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,452,886
Value of total assets at end of year	2012-12-31	$28,693,792
Value of total assets at beginning of year	2012-12-31	$24,784,253
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$119,816
Total interest from all sources	2012-12-31	$7,242
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$837,783
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$837,783
Administrative expenses professional fees incurred	2012-12-31	$25,002
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$3,076,251
Participant contributions at end of year	2012-12-31	$126,861
Participant contributions at beginning of year	2012-12-31	$233,242
Participant contributions at end of year	2012-12-31	$82,404
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$731,904
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$694,863
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$115,165
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$1,500
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$30,103
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$65,636
Other income not declared elsewhere	2012-12-31	$-54,735
Administrative expenses (other) incurred	2012-12-31	$4,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,975,175
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$28,693,792
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$24,718,617
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$164,481
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$25,202,841
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$21,786,481
Interest on participant loans	2012-12-31	$7,242
Value of interest in common/collective trusts at end of year	2012-12-31	$2,286,812
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,739,521
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,752,676
Net investment gain or loss from common/collective trusts	2012-12-31	$41,415
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$261,470
Employer contributions (assets) at end of year	2012-12-31	$261,470
Employer contributions (assets) at beginning of year	2012-12-31	$300,043
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,942,276
Contract administrator fees	2012-12-31	$-74,207
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PETEREK & HOWSE, LLP
Accountancy firm EIN	2012-12-31	364052819
2011 : TRADING TECHNOLOGIES 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$65,636
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,830,125
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,520,855
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,454,349
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$3,711,776
Value of total assets at end of year	2011-12-31	$24,784,253
Value of total assets at beginning of year	2011-12-31	$23,409,347
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$66,506
Total interest from all sources	2011-12-31	$8,439
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$683,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$683,232
Administrative expenses professional fees incurred	2011-12-31	$5,350
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$3,360,321
Participant contributions at end of year	2011-12-31	$233,242
Participant contributions at beginning of year	2011-12-31	$145,500
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$694,863
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$456,527
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$51,412
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$30,103
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$1,280
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$65,636
Other income not declared elsewhere	2011-12-31	$-25,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,309,270
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$24,718,617
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$23,409,347
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$86,978
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$21,786,481
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$22,505,424
Interest on participant loans	2011-12-31	$8,439
Value of interest in common/collective trusts at end of year	2011-12-31	$1,739,521
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,642,714
Net investment gain or loss from common/collective trusts	2011-12-31	$94,707
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$300,043
Employer contributions (assets) at end of year	2011-12-31	$300,043
Employer contributions (assets) at beginning of year	2011-12-31	$300,616
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,454,349
Contract administrator fees	2011-12-31	$-25,822
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PETEREK & HOWSE, LLP
Accountancy firm EIN	2011-12-31	364052819
2010 : TRADING TECHNOLOGIES 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$6,849,055
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,201,706
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,143,635
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,898,790
Value of total assets at end of year	2010-12-31	$23,409,347
Value of total assets at beginning of year	2010-12-31	$17,761,998
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$58,071
Total interest from all sources	2010-12-31	$5,600
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$356,675
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$356,675
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$3,356,372
Participant contributions at end of year	2010-12-31	$145,500
Participant contributions at beginning of year	2010-12-31	$101,511
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$456,527
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$420,312
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$242,874
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$1,280
Administrative expenses (other) incurred	2010-12-31	$6,793
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$5,647,349
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$23,409,347
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$17,761,998
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$51,278
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$22,505,424
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$17,000,248
Interest on participant loans	2010-12-31	$5,600
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,587,990
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$299,544
Employer contributions (assets) at end of year	2010-12-31	$300,616
Employer contributions (assets) at beginning of year	2010-12-31	$239,927
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,143,635
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PETEREK & HOWSE, LLP
Accountancy firm EIN	2010-12-31	364052819

Form 5500 Responses for TRADING TECHNOLOGIES 401(K) PLAN

2023: TRADING TECHNOLOGIES 401(K) PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Insurance	Yes
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement – Insurance	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: TRADING TECHNOLOGIES 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: TRADING TECHNOLOGIES 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: TRADING TECHNOLOGIES 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: TRADING TECHNOLOGIES 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2017: TRADING TECHNOLOGIES 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: TRADING TECHNOLOGIES 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: TRADING TECHNOLOGIES 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: TRADING TECHNOLOGIES 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: TRADING TECHNOLOGIES 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: TRADING TECHNOLOGIES 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: TRADING TECHNOLOGIES 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: TRADING TECHNOLOGIES 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: TRADING TECHNOLOGIES 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

824189

Policy instance

Insurance contract or identification number	824189
Number of Individuals Covered	356
Insurance policy start date	2023-05-01
Insurance policy end date	2023-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	TRADING TECHNOLOGIES INTERNATIONAL, INC.
Employer identification number (EIN):	364102699
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services