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AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameAJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AJR FILTRATION, INC. has sponsored the creation of one or more 401k plans.

Company Name:AJR FILTRATION, INC.
Employer identification number (EIN):364126738
NAIC Classification:333900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012014-01-01ANGELO RUKEL
0012013-01-01ANGELO RUKEL
0012012-01-01ANGELO RUKEL
0012011-01-01ANGELO RUKEL ANGELO RUKEL2013-01-03
0012010-01-01ANGELO RUKEL2011-06-09 ANGELO RUKEL2011-06-09

Plan Statistics for AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2014: AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01223
Total number of active participants reported on line 7a of the Form 55002014-01-01240
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-018
Total of all active and inactive participants2014-01-01248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01248
Number of participants with account balances2014-01-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01179
Total number of active participants reported on line 7a of the Form 55002013-01-01214
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-019
Total of all active and inactive participants2013-01-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01223
Number of participants with account balances2013-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01143
Total number of active participants reported on line 7a of the Form 55002012-01-01166
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0113
Total of all active and inactive participants2012-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01179
Number of participants with account balances2012-01-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01165
Total number of active participants reported on line 7a of the Form 55002011-01-01132
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0111
Total of all active and inactive participants2011-01-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01143
Number of participants with account balances2011-01-0130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2014 : AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$847
Total income from all sources (including contributions)2014-12-31$448,664
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$23,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$23,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$372,202
Value of total assets at end of year2014-12-31$2,399,769
Value of total assets at beginning of year2014-12-31$1,975,594
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$473
Total interest from all sources2014-12-31$76,462
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$473
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$200,759
Participant contributions at end of year2014-12-31$49,678
Participant contributions at beginning of year2014-12-31$57,062
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$52,288
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$425,022
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,399,769
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,974,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,346,014
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,918,532
Interest on participant loans2014-12-31$2,368
Interest earned on other investments2014-12-31$74,094
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$119,155
Employer contributions (assets) at end of year2014-12-31$4,077
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$23,169
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PORTE BROWN
Accountancy firm EIN2014-12-31362663358
2013 : AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$847
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$760,810
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$84,749
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$82,375
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$610,540
Value of total assets at end of year2013-12-31$1,975,594
Value of total assets at beginning of year2013-12-31$1,298,686
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,374
Total interest from all sources2013-12-31$1,863
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$690
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$170,954
Participant contributions at end of year2013-12-31$57,062
Participant contributions at beginning of year2013-12-31$12,078
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$348,303
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$847
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$676,061
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,974,747
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,298,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,918,532
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,083,408
Interest on participant loans2013-12-31$1,863
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$131,141
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$110,954
Net investment gain/loss from pooled separate accounts2013-12-31$37,453
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$91,283
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$72,059
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$82,375
Contract administrator fees2013-12-31$1,684
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PORTE BROWN
Accountancy firm EIN2013-12-31362663358
2012 : AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$309,968
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$85,888
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$75,926
Value of total corrective distributions2012-12-31$203
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$250,307
Value of total assets at end of year2012-12-31$1,298,686
Value of total assets at beginning of year2012-12-31$1,074,606
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$9,759
Total interest from all sources2012-12-31$59,661
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$275
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$150,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$148,311
Participant contributions at end of year2012-12-31$12,078
Participant contributions at beginning of year2012-12-31$15,465
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$31,227
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$224,080
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,298,686
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,074,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$1,083,408
Value of interest in pooled separate accounts at beginning of year2012-12-31$185,371
Interest on participant loans2012-12-31$429
Interest earned on other investments2012-12-31$59,232
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$131,141
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$813,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$70,769
Employer contributions (assets) at end of year2012-12-31$72,059
Employer contributions (assets) at beginning of year2012-12-31$59,896
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$75,926
Contract administrator fees2012-12-31$9,484
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PORTE BROWN
Accountancy firm EIN2012-12-31362663358
2011 : AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$400
Total income from all sources (including contributions)2011-12-31$190,939
Total of all expenses incurred2011-12-31$32,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$23,414
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$172,144
Value of total assets at end of year2011-12-31$1,074,606
Value of total assets at beginning of year2011-12-31$915,543
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,862
Total interest from all sources2011-12-31$18,795
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31No
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$112,248
Participant contributions at end of year2011-12-31$15,465
Participant contributions at beginning of year2011-12-31$4,688
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$158,663
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,074,206
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$915,543
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$185,371
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$170,726
Interest earned on other investments2011-12-31$18,795
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$813,874
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$687,340
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$59,896
Employer contributions (assets) at end of year2011-12-31$59,896
Employer contributions (assets) at beginning of year2011-12-31$52,789
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$23,414
Contract administrator fees2011-12-31$8,862
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31TBD
Accountancy firm EIN2011-12-31364126738

Form 5500 Responses for AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN

2014: AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AJR FILTRATION, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

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