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LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 401k Plan overview

Plan NameLOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST
Plan identification number 001

LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LOOP CAPITAL MARKETS LLC has sponsored the creation of one or more 401k plans.

Company Name:LOOP CAPITAL MARKETS LLC
Employer identification number (EIN):364164012
NAIC Classification:523110
NAIC Description:Investment Banking and Securities Dealing

Additional information about LOOP CAPITAL MARKETS LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3799726

More information about LOOP CAPITAL MARKETS LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01TASHA HENDERSON TASHA HENDERSON2018-10-12
0012016-01-01TASHA HENDERSON TASHA HENDERSON2017-10-13
0012015-01-01TASHA HENDERSON TASHA HENDERSON2016-10-12
0012014-01-01TASHA HENDERSON TASHA HENDERSON2015-10-15
0012013-01-01TASHA HENDERSON TASHA HENDERSON2014-10-09
0012012-01-01TASHA HENDERSON TASHA HENDERSON2013-10-15
0012011-01-01TASHA HENDERSON TASHA HENDERSON2013-12-06
0012009-01-01TASHA HENDERSON

Plan Statistics for LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST

401k plan membership statisitcs for LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST

Measure Date Value
2022: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01283
Total number of active participants reported on line 7a of the Form 55002022-01-01271
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0179
Total of all active and inactive participants2022-01-01350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01350
Number of participants with account balances2022-01-01326
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0110
2021: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01254
Total number of active participants reported on line 7a of the Form 55002021-01-01213
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0170
Total of all active and inactive participants2021-01-01283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01283
Number of participants with account balances2021-01-01261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0113
2020: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01246
Total number of active participants reported on line 7a of the Form 55002020-01-01199
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0155
Total of all active and inactive participants2020-01-01254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01254
Number of participants with account balances2020-01-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-016
2019: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01243
Total number of active participants reported on line 7a of the Form 55002019-01-01193
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0153
Total of all active and inactive participants2019-01-01246
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01246
Number of participants with account balances2019-01-01224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01236
Total number of active participants reported on line 7a of the Form 55002018-01-01181
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0162
Total of all active and inactive participants2018-01-01243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01243
Number of participants with account balances2018-01-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01224
Total number of active participants reported on line 7a of the Form 55002017-01-01184
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0152
Total of all active and inactive participants2017-01-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01236
Number of participants with account balances2017-01-01223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01185
Total number of active participants reported on line 7a of the Form 55002016-01-01193
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0129
Total of all active and inactive participants2016-01-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01222
Number of participants with account balances2016-01-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01180
Total number of active participants reported on line 7a of the Form 55002015-01-01153
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0129
Total of all active and inactive participants2015-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01182
Number of participants with account balances2015-01-01167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01187
Total number of active participants reported on line 7a of the Form 55002014-01-01156
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0121
Total of all active and inactive participants2014-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01177
Number of participants with account balances2014-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01187
Total number of active participants reported on line 7a of the Form 55002013-01-01165
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0118
Total of all active and inactive participants2013-01-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01183
Number of participants with account balances2013-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01125
Total number of active participants reported on line 7a of the Form 55002012-01-01158
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0121
Total of all active and inactive participants2012-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01179
Number of participants with account balances2012-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01109
Total number of active participants reported on line 7a of the Form 55002011-01-01108
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0115
Total of all active and inactive participants2011-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01123
Number of participants with account balances2011-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0185
Total number of active participants reported on line 7a of the Form 55002009-01-0173
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0118
Total of all active and inactive participants2009-01-0191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0191
Number of participants with account balances2009-01-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST

Measure Date Value
2022 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$103,101
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,200,978
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,273,889
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,180,070
Value of total corrective distributions2022-12-31$1,136
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,329,743
Value of total assets at end of year2022-12-31$33,536,681
Value of total assets at beginning of year2022-12-31$36,908,447
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$92,683
Total interest from all sources2022-12-31$38,776
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,125,467
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,125,467
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,354,260
Participant contributions at end of year2022-12-31$449,599
Participant contributions at beginning of year2022-12-31$295,822
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,084,246
Other income not declared elsewhere2022-12-31$-462
Administrative expenses (other) incurred2022-12-31$92,683
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,474,867
Value of net assets at end of year (total assets less liabilities)2022-12-31$33,536,681
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$36,908,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$31,271,551
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$34,911,961
Interest on participant loans2022-12-31$18,804
Interest earned on other investments2022-12-31$19,972
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$15,408
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$13,324
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$13,324
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,702,184
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,574,193
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-7,694,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$891,237
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,180,070
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$97,939
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$113,147
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31MITCHELL & TITUS
Accountancy firm EIN2022-12-31132781641
2021 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$8,032,426
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,644,480
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,557,960
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,075,814
Value of total assets at end of year2021-12-31$36,908,447
Value of total assets at beginning of year2021-12-31$30,520,501
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$86,520
Total interest from all sources2021-12-31$33,458
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,362,464
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,362,464
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,383,986
Participant contributions at end of year2021-12-31$295,822
Participant contributions at beginning of year2021-12-31$322,552
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$326,155
Other income not declared elsewhere2021-12-31$32,153
Administrative expenses (other) incurred2021-12-31$86,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,387,946
Value of net assets at end of year (total assets less liabilities)2021-12-31$36,908,447
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$30,520,501
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$34,911,961
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$28,219,384
Interest on participant loans2021-12-31$14,666
Interest earned on other investments2021-12-31$18,792
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$13,324
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$11,930
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$11,930
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,574,193
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,884,137
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,528,537
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$365,673
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,557,960
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$113,147
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$82,498
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31MITCHELL & TITUS
Accountancy firm EIN2021-12-31132781641
2020 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$6,334,364
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,205,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,134,516
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,510,597
Value of total assets at end of year2020-12-31$30,520,501
Value of total assets at beginning of year2020-12-31$25,392,056
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$71,403
Total interest from all sources2020-12-31$38,095
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$902,698
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$902,698
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,039,830
Participant contributions at end of year2020-12-31$322,552
Participant contributions at beginning of year2020-12-31$384,474
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$130,287
Other income not declared elsewhere2020-12-31$16,321
Administrative expenses (other) incurred2020-12-31$71,403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,128,445
Value of net assets at end of year (total assets less liabilities)2020-12-31$30,520,501
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$25,392,056
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$28,219,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$23,883,941
Interest on participant loans2020-12-31$22,378
Interest earned on other investments2020-12-31$15,717
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$11,930
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$10,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$10,973
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,884,137
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,045,010
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,866,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$340,480
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,134,516
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$82,498
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$67,658
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MITCHELL & TITUS
Accountancy firm EIN2020-12-31132781641
2019 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$6,979,996
Total income from all sources (including contributions)2019-12-31$6,979,996
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,971,779
Total of all expenses incurred2019-12-31$2,971,779
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,927,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,927,864
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,153,756
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,153,756
Value of total assets at end of year2019-12-31$25,392,056
Value of total assets at end of year2019-12-31$25,392,056
Value of total assets at beginning of year2019-12-31$21,383,839
Value of total assets at beginning of year2019-12-31$21,383,839
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$43,915
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$43,915
Total interest from all sources2019-12-31$31,906
Total interest from all sources2019-12-31$31,906
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$848,394
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$848,394
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$848,394
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$848,394
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,874,127
Contributions received from participants2019-12-31$1,874,127
Participant contributions at end of year2019-12-31$384,474
Participant contributions at end of year2019-12-31$384,474
Participant contributions at beginning of year2019-12-31$326,785
Participant contributions at beginning of year2019-12-31$326,785
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$279,629
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$279,629
Other income not declared elsewhere2019-12-31$19,453
Other income not declared elsewhere2019-12-31$19,453
Administrative expenses (other) incurred2019-12-31$43,915
Administrative expenses (other) incurred2019-12-31$43,915
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$130
Total non interest bearing cash at beginning of year2019-12-31$130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,008,217
Value of net income/loss2019-12-31$4,008,217
Value of net assets at end of year (total assets less liabilities)2019-12-31$25,392,056
Value of net assets at end of year (total assets less liabilities)2019-12-31$25,392,056
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$21,383,839
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$21,383,839
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$23,883,941
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$23,883,941
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$0
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at end of year2019-12-31$0
Value of interest in pooled separate accounts at beginning of year2019-12-31$19,836,267
Value of interest in pooled separate accounts at beginning of year2019-12-31$19,836,267
Interest on participant loans2019-12-31$21,775
Interest on participant loans2019-12-31$21,775
Interest earned on other investments2019-12-31$10,131
Interest earned on other investments2019-12-31$10,131
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$10,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$10,973
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$9,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$9,973
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$9,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$9,973
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,045,010
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,045,010
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,161,436
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,161,436
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,926,487
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,926,487
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$0
Contributions received in cash from employer2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,927,864
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,927,864
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$67,658
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$67,658
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$49,248
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$49,248
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MITCHELL & TITUS
Accountancy firm EIN2019-12-31132781641
Accountancy firm EIN2019-12-31132781641
2018 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,323,809
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,225,637
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,188,345
Value of total corrective distributions2018-12-31$8,248
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,783,878
Value of total assets at end of year2018-12-31$21,383,839
Value of total assets at beginning of year2018-12-31$21,285,667
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$29,044
Total interest from all sources2018-12-31$20,835
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,930,494
Participant contributions at end of year2018-12-31$326,785
Participant contributions at beginning of year2018-12-31$353,062
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$853,384
Other income not declared elsewhere2018-12-31$6,096
Total non interest bearing cash at end of year2018-12-31$130
Total non interest bearing cash at beginning of year2018-12-31$128
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$98,172
Value of net assets at end of year (total assets less liabilities)2018-12-31$21,383,839
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$21,285,667
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$20,910
Value of interest in pooled separate accounts at end of year2018-12-31$19,836,267
Value of interest in pooled separate accounts at beginning of year2018-12-31$19,531,722
Interest on participant loans2018-12-31$20,835
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$9,973
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$9,143
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$9,143
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,161,436
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,327,475
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$8,650
Net investment gain/loss from pooled separate accounts2018-12-31$-1,495,650
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,188,345
Contract administrator fees2018-12-31$8,134
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$49,248
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$64,137
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MITCHELL & TITUS
Accountancy firm EIN2018-12-31132781641
2017 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,895,844
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$544,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$529,382
Value of total corrective distributions2017-12-31$292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,932,913
Value of total assets at end of year2017-12-31$21,285,667
Value of total assets at beginning of year2017-12-31$16,934,296
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$14,799
Total interest from all sources2017-12-31$109,988
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,106
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,106
Administrative expenses professional fees incurred2017-12-31$14,799
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,929,213
Participant contributions at end of year2017-12-31$353,062
Participant contributions at beginning of year2017-12-31$264,814
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,700
Other income not declared elsewhere2017-12-31$14,340
Total non interest bearing cash at end of year2017-12-31$128
Total non interest bearing cash at beginning of year2017-12-31$127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,351,371
Value of net assets at end of year (total assets less liabilities)2017-12-31$21,285,667
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$16,934,296
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$19,531,722
Value of interest in pooled separate accounts at beginning of year2017-12-31$15,316,622
Interest on participant loans2017-12-31$18,228
Interest earned on other investments2017-12-31$91,760
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$9,143
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$8,530
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$8,530
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,327,475
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,289,207
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$8,648
Net investment gain/loss from pooled separate accounts2017-12-31$2,828,849
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$529,382
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$64,137
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$54,996
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MITCHELL & TITUS
Accountancy firm EIN2017-12-31132781641
2016 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,588,833
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$920,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$913,220
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,227,354
Value of total assets at end of year2016-12-31$16,934,296
Value of total assets at beginning of year2016-12-31$14,265,939
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$7,256
Total interest from all sources2016-12-31$31,673
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$894
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$894
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,798,327
Participant contributions at end of year2016-12-31$264,814
Participant contributions at beginning of year2016-12-31$265,340
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$429,027
Total non interest bearing cash at end of year2016-12-31$127
Total non interest bearing cash at beginning of year2016-12-31$127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,668,357
Value of net assets at end of year (total assets less liabilities)2016-12-31$16,934,296
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$14,265,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$15,316,622
Value of interest in pooled separate accounts at beginning of year2016-12-31$12,822,612
Interest on participant loans2016-12-31$18,178
Interest earned on other investments2016-12-31$13,495
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$8,530
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$8,067
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$8,067
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,289,207
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,129,057
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$13,829
Net investment gain/loss from pooled separate accounts2016-12-31$1,315,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$913,220
Contract administrator fees2016-12-31$7,256
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$54,996
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$40,736
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MITCHELL & TITUS
Accountancy firm EIN2016-12-31132781641
2015 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,362,312
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$812,199
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$776,354
Value of total corrective distributions2015-12-31$30,762
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,608,054
Value of total assets at end of year2015-12-31$14,265,939
Value of total assets at beginning of year2015-12-31$13,715,826
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$5,083
Total interest from all sources2015-12-31$34,501
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,608,054
Participant contributions at end of year2015-12-31$265,340
Participant contributions at beginning of year2015-12-31$351,209
Total non interest bearing cash at end of year2015-12-31$127
Total non interest bearing cash at beginning of year2015-12-31$127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$550,113
Value of net assets at end of year (total assets less liabilities)2015-12-31$14,265,939
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$13,715,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$5,083
Value of interest in pooled separate accounts at end of year2015-12-31$12,822,612
Value of interest in pooled separate accounts at beginning of year2015-12-31$12,273,297
Interest on participant loans2015-12-31$20,595
Interest earned on other investments2015-12-31$13,149
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$8,067
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$7,703
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$7,703
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$757
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,129,057
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,034,219
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-8,928
Net investment gain/loss from pooled separate accounts2015-12-31$-271,315
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$776,354
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$40,736
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$49,271
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MITCHELL & TITUS
Accountancy firm EIN2015-12-31132781641
2014 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,535,093
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,263,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,124,972
Value of total corrective distributions2014-12-31$132,127
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,682,721
Value of total assets at end of year2014-12-31$13,715,826
Value of total assets at beginning of year2014-12-31$12,444,637
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$6,805
Total interest from all sources2014-12-31$28,629
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$5,332
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,545,839
Participant contributions at end of year2014-12-31$351,209
Participant contributions at beginning of year2014-12-31$230,372
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$136,882
Administrative expenses (other) incurred2014-12-31$1,473
Total non interest bearing cash at end of year2014-12-31$127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,271,189
Value of net assets at end of year (total assets less liabilities)2014-12-31$13,715,826
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$12,444,637
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$12,273,297
Value of interest in pooled separate accounts at beginning of year2014-12-31$11,130,376
Interest on participant loans2014-12-31$15,781
Interest earned on other investments2014-12-31$12,287
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$7,703
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$7,471
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$7,471
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$561
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,034,219
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,035,813
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$8,336
Net investment gain/loss from pooled separate accounts2014-12-31$815,407
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,124,972
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$49,271
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$40,605
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MITCHELL & TITUS
Accountancy firm EIN2014-12-31132781641
2013 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,587,029
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$832,269
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$724,883
Value of total corrective distributions2013-12-31$102,714
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,526,483
Value of total assets at end of year2013-12-31$12,444,637
Value of total assets at beginning of year2013-12-31$9,689,877
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,672
Total interest from all sources2013-12-31$13,036
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$394
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$394
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,479,721
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$46,762
Assets. Loans (other than to participants) at end of year2013-12-31$230,372
Assets. Loans (other than to participants) at beginning of year2013-12-31$235,537
Other income not declared elsewhere2013-12-31$14,689
Administrative expenses (other) incurred2013-12-31$146
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,754,760
Value of net assets at end of year (total assets less liabilities)2013-12-31$12,444,637
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,689,877
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$4,526
Value of interest in pooled separate accounts at end of year2013-12-31$11,130,376
Value of interest in pooled separate accounts at beginning of year2013-12-31$8,279,296
Interest on participant loans2013-12-31$13,036
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$7,471
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$7,339
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$7,339
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,035,813
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,141,580
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,032,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$724,883
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$40,605
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$26,125
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MITCHELL & TITUS
Accountancy firm EIN2013-12-31132781641
2012 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$7,695
Total unrealized appreciation/depreciation of assets2012-12-31$7,695
Total income from all sources (including contributions)2012-12-31$2,397,543
Total loss/gain on sale of assets2012-12-31$698,191
Total of all expenses incurred2012-12-31$613,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$602,388
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,357,665
Value of total assets at end of year2012-12-31$9,689,877
Value of total assets at beginning of year2012-12-31$7,905,379
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$10,657
Total interest from all sources2012-12-31$11,268
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$271
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,338,704
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$18,961
Assets. Loans (other than to participants) at end of year2012-12-31$235,537
Assets. Loans (other than to participants) at beginning of year2012-12-31$145,586
Other income not declared elsewhere2012-12-31$12,465
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,784,498
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,689,877
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$7,905,379
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$8,279,296
Value of interest in pooled separate accounts at beginning of year2012-12-31$7,734,296
Interest on participant loans2012-12-31$11,267
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$7,339
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$7,206
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$7,206
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,141,580
Net investment gain/loss from pooled separate accounts2012-12-31$309,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Income. Dividends from common stock2012-12-31$271
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$602,388
Contract administrator fees2012-12-31$10,657
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$26,125
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$18,291
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$698,191
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MITCHELL & TITUS
Accountancy firm EIN2012-12-31132781641
2011 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$948,423
Expenses. Total of all expenses incurred2011-12-31$187,481
Benefits paid (including direct rollovers)2011-12-31$186,681
Total plan assets at end of year2011-12-31$7,879,881
Total plan assets at beginning of year2011-12-31$7,118,939
Value of fidelity bond covering the plan2011-12-31$1,000,000
Total contributions received or receivable from participants2011-12-31$1,230,863
Expenses. Other expenses not covered elsewhere2011-12-31$800
Other income received2011-12-31$-282,440
Net income (gross income less expenses)2011-12-31$760,942
Net plan assets at end of year (total assets less liabilities)2011-12-31$7,879,881
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$7,118,939
Assets. Value of participant loans2011-12-31$145,586
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2010 401k financial data
Total plan liabilities at end of year2010-12-31$0
Total income from all sources2010-12-31$2,114,737
Expenses. Total of all expenses incurred2010-12-31$180,523
Benefits paid (including direct rollovers)2010-12-31$179,823
Total plan assets at end of year2010-12-31$7,118,939
Total plan assets at beginning of year2010-12-31$5,184,725
Value of fidelity bond covering the plan2010-12-31$1,000,000
Total contributions received or receivable from participants2010-12-31$1,079,697
Expenses. Other expenses not covered elsewhere2010-12-31$700
Contributions received from other sources (not participants or employers)2010-12-31$192,028
Other income received2010-12-31$843,012
Net income (gross income less expenses)2010-12-31$1,934,214
Net plan assets at end of year (total assets less liabilities)2010-12-31$7,118,939
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$5,184,725
Assets. Value of participant loans2010-12-31$71,322
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST

2022: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: LOOP CAPITAL MARKETS, LLC 401(K) PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberDH1299
Policy instance 1
Insurance contract or identification numberDH1299
Number of Individuals Covered350
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberDH1299
Policy instance 1
Insurance contract or identification numberDH1299
Number of Individuals Covered283
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberDH1299
Policy instance 1
Insurance contract or identification numberDH1299
Number of Individuals Covered254
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number874504
Policy instance 2
Insurance contract or identification number874504
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-01-09
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number551299
Policy instance 1
Insurance contract or identification number551299
Number of Individuals Covered246
Insurance policy start date2019-01-10
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number874504
Policy instance 1
Insurance contract or identification number874504
Number of Individuals Covered226
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $10,692
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,692
Amount paid for insurance broker fees0
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number874504
Policy instance 1
Insurance contract or identification number874504
Number of Individuals Covered223
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $28,218
Total amount of fees paid to insurance companyUSD $583
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $28,218
Amount paid for insurance broker fees583
Additional information about fees paid to insurance brokerSUPPLEMENTAL CASH PAID
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number874504
Policy instance 1
Insurance contract or identification number874504
Number of Individuals Covered167
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $22,368
Total amount of fees paid to insurance companyUSD $645
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,368
Amount paid for insurance broker fees645
Additional information about fees paid to insurance brokerSUPPLEMENTAL CASH PAID
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number874504
Policy instance 1
Insurance contract or identification number874504
Number of Individuals Covered155
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $32,096
Total amount of fees paid to insurance companyUSD $845
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,992
Insurance broker organization code?3
Amount paid for insurance broker fees845
Additional information about fees paid to insurance brokerSUPPLEMENTAL CASH PAID
Insurance broker nameLPL FINANCIAL CORPORATION
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number874504
Policy instance 1
Insurance contract or identification number874504
Number of Individuals Covered131
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $26,793
Total amount of fees paid to insurance companyUSD $12,212
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $26,793
Insurance broker organization code?3
Amount paid for insurance broker fees12212
Additional information about fees paid to insurance brokerTPA FEE
Insurance broker nameCORRELL CO.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number874504
Policy instance 1
Insurance contract or identification number874504
Number of Individuals Covered120
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $13,075
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $13,075
Insurance broker organization code?3
Insurance broker nameSBHU LIFE AGENCY INC

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