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EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES 401k Plan overview

Plan NameEGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES
Plan identification number 003

EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Floor-offset plan - Plan benefits are subject to offset for retirement benefits provided by an employer-sponsored defined contribution plan.
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).

401k Sponsoring company profile

APPLETON GROUP LLC has sponsored the creation of one or more 401k plans.

Company Name:APPLETON GROUP LLC
Employer identification number (EIN):364178995
NAIC Classification:335310

Additional information about APPLETON GROUP LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2791168

More information about APPLETON GROUP LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032013-10-01LARRY BRUNNER LARRY BRUNNER2015-07-14
0032012-10-01KEITH FOECKING KEITH FOECKING2014-07-10
0032011-10-01KEITH FOECKING KEITH FOECKING2013-07-15
0032009-10-01KEITH FOECKING KEITH FOECKING2011-07-15
0032008-10-01

Plan Statistics for EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES

401k plan membership statisitcs for EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES

Measure Date Value
2013: EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES 2013 401k membership
Total participants, beginning-of-year2013-10-011,096
Total number of active participants reported on line 7a of the Form 55002013-10-010
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-010
Total of all active and inactive participants2013-10-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2012: EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES 2012 401k membership
Total participants, beginning-of-year2012-10-011,068
Total number of active participants reported on line 7a of the Form 55002012-10-01375
Number of retired or separated participants receiving benefits2012-10-01231
Number of other retired or separated participants entitled to future benefits2012-10-01479
Total of all active and inactive participants2012-10-011,085
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-0111
Total participants2012-10-011,096
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-0115
2011: EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES 2011 401k membership
Total participants, beginning-of-year2011-10-011,042
Total number of active participants reported on line 7a of the Form 55002011-10-01375
Number of retired or separated participants receiving benefits2011-10-01206
Number of other retired or separated participants entitled to future benefits2011-10-01479
Total of all active and inactive participants2011-10-011,060
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-018
Total participants2011-10-011,068
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-0112
2009: EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES 2009 401k membership
Total participants, beginning-of-year2009-10-011,028
Total number of active participants reported on line 7a of the Form 55002009-10-01393
Number of retired or separated participants receiving benefits2009-10-01175
Number of other retired or separated participants entitled to future benefits2009-10-01453
Total of all active and inactive participants2009-10-011,021
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-014
Total participants2009-10-011,025
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-0120

Financial Data on EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES

Measure Date Value
2014 : EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-09-30$-2,963,463
Total unrealized appreciation/depreciation of assets2014-09-30$-2,963,463
Total transfer of assets from this plan2014-09-30$48,681,109
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total income from all sources (including contributions)2014-09-30$5,397,049
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$1,268,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$1,268,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$0
Value of total assets at end of year2014-09-30$0
Value of total assets at beginning of year2014-09-30$44,552,793
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$0
Total interest from all sources2014-09-30$751,803
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-09-30$2,703
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$4,128,316
Value of net assets at end of year (total assets less liabilities)2014-09-30$0
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$44,552,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Interest earned on other investments2014-09-30$751,803
Value of interest in common/collective trusts at beginning of year2014-09-30$41,060,090
Net investment gain or loss from common/collective trusts2014-09-30$7,608,709
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30Yes
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Employer contributions (assets) at beginning of year2014-09-30$3,490,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$1,268,733
Did the plan have assets held for investment2014-09-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30GRANT THORNTON LLP
Accountancy firm EIN2014-09-30366055558
2013 : EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-09-30$657,460
Total unrealized appreciation/depreciation of assets2013-09-30$657,460
Total income from all sources (including contributions)2013-09-30$7,263,142
Total of all expenses incurred2013-09-30$1,003,170
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$1,002,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$3,490,000
Value of total assets at end of year2013-09-30$44,552,793
Value of total assets at beginning of year2013-09-30$38,292,821
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$250
Total interest from all sources2013-09-30$164,361
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$559,917
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$50,000,000
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-09-30$2,703
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-09-30$2,694
Administrative expenses (other) incurred2013-09-30$250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$6,259,972
Value of net assets at end of year (total assets less liabilities)2013-09-30$44,552,793
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$38,292,821
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest in master investment trust accounts at end of year2013-09-30$41,060,090
Value of interest in master investment trust accounts at beginning of year2013-09-30$34,796,127
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-09-30$164,361
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30Yes
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$3,490,000
Employer contributions (assets) at end of year2013-09-30$3,490,000
Employer contributions (assets) at beginning of year2013-09-30$3,494,000
Income. Dividends from common stock2013-09-30$559,917
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$1,002,920
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30KPMG
Accountancy firm EIN2013-09-30135565207
2012 : EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-09-30$4,121,298
Total unrealized appreciation/depreciation of assets2012-09-30$4,121,298
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total income from all sources (including contributions)2012-09-30$9,161,255
Total of all expenses incurred2012-09-30$824,764
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$824,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$4,216,000
Value of total assets at end of year2012-09-30$38,292,821
Value of total assets at beginning of year2012-09-30$29,956,330
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$442
Total interest from all sources2012-09-30$193,472
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$374,643
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$50,000,000
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-09-30$2,694
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-09-30$2,688
Administrative expenses (other) incurred2012-09-30$442
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$8,336,491
Value of net assets at end of year (total assets less liabilities)2012-09-30$38,292,821
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$29,956,330
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in master investment trust accounts at end of year2012-09-30$34,796,127
Value of interest in master investment trust accounts at beginning of year2012-09-30$27,201,642
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-09-30$193,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30Yes
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$4,216,000
Employer contributions (assets) at end of year2012-09-30$3,494,000
Employer contributions (assets) at beginning of year2012-09-30$2,752,000
Income. Dividends from common stock2012-09-30$374,643
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$824,322
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30KPMG
Accountancy firm EIN2012-09-30135565207
2011 : EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-09-30$12,389
Total unrealized appreciation/depreciation of assets2011-09-30$12,389
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$4,300,558
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$1,075,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$1,075,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$3,532,000
Value of total assets at end of year2011-09-30$29,956,330
Value of total assets at beginning of year2011-09-30$26,730,897
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$72
Total interest from all sources2011-09-30$237,367
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$306,592
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$50,000,000
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-09-30$2,688
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-09-30$2,692
Administrative expenses (other) incurred2011-09-30$72
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$3,225,433
Value of net assets at end of year (total assets less liabilities)2011-09-30$29,956,330
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$26,730,897
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in master investment trust accounts at end of year2011-09-30$27,201,642
Value of interest in master investment trust accounts at beginning of year2011-09-30$24,488,205
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-09-30$237,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30Yes
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$3,532,000
Employer contributions (assets) at end of year2011-09-30$2,752,000
Employer contributions (assets) at beginning of year2011-09-30$2,240,000
Income. Dividends from common stock2011-09-30$306,592
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$1,075,053
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30KPMG
Accountancy firm EIN2011-09-30135565207

Form 5500 Responses for EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES

2013: EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingYes
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2009: EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes
2008: EGS ELECTRICAL GROUP, LLC PENSION PLAN FOR SALARIED EMPLOYEES 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

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