401k Plan data: EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN plan

EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN
Plan identification number	101

EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

APPLETON GROUP LLC has sponsored the creation of one or more 401k plans.

Company Name: APPLETON GROUP LLC

Employer identification number (EIN): 364178995

NAIC Classification: 335310

Additional information about APPLETON GROUP LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2791168

More information about APPLETON GROUP LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
101 2013-10-01 LARRY BRUNNER LARRY BRUNNER 2015-07-14
101 2012-10-01 KEITH E. FOECKING KEITH E. FOECKING 2014-07-11
101 2011-10-01 KEITH E. FOECKING KEITH E. FOECKING 2013-07-15
101 2009-10-01 KEITH E. FOECKING KEITH E. FOECKING 2011-07-15
101 2008-10-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
101	2013-10-01	LARRY BRUNNER	LARRY BRUNNER	2015-07-14
101	2012-10-01	KEITH E. FOECKING	KEITH E. FOECKING	2014-07-11
101	2011-10-01	KEITH E. FOECKING	KEITH E. FOECKING	2013-07-15
101	2009-10-01	KEITH E. FOECKING	KEITH E. FOECKING	2011-07-15
101	2008-10-01

Plan Statistics for EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2013: EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 923
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 0
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 0
Total of all active and inactive participants 2013-10-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 0
Total participants 2013-10-01 0
Number of participants with account balances 2013-10-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 0
2012: EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 955
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 674
Number of retired or separated participants receiving benefits 2012-10-01 13
Number of other retired or separated participants entitled to future benefits 2012-10-01 233
Total of all active and inactive participants 2012-10-01 920
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 3
Total participants 2012-10-01 923
Number of participants with account balances 2012-10-01 880
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 30
2011: EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 941
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 695
Number of retired or separated participants receiving benefits 2011-10-01 9
Number of other retired or separated participants entitled to future benefits 2011-10-01 247
Total of all active and inactive participants 2011-10-01 951
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 4
Total participants 2011-10-01 955
Number of participants with account balances 2011-10-01 912
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 26
2009: EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 1,510
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 732
Number of retired or separated participants receiving benefits 2009-10-01 1
Number of other retired or separated participants entitled to future benefits 2009-10-01 306
Total of all active and inactive participants 2009-10-01 1,039
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 4
Total participants 2009-10-01 1,043
Number of participants with account balances 2009-10-01 993
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 48

Measure	Date	Value
2013: EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	923
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	0
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	0
Total of all active and inactive participants	2013-10-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	0
Total participants	2013-10-01	0
Number of participants with account balances	2013-10-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	0
2012: EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	955
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	674
Number of retired or separated participants receiving benefits	2012-10-01	13
Number of other retired or separated participants entitled to future benefits	2012-10-01	233
Total of all active and inactive participants	2012-10-01	920
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	3
Total participants	2012-10-01	923
Number of participants with account balances	2012-10-01	880
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	30
2011: EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	941
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	695
Number of retired or separated participants receiving benefits	2011-10-01	9
Number of other retired or separated participants entitled to future benefits	2011-10-01	247
Total of all active and inactive participants	2011-10-01	951
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	4
Total participants	2011-10-01	955
Number of participants with account balances	2011-10-01	912
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	26
2009: EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	1,510
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	732
Number of retired or separated participants receiving benefits	2009-10-01	1
Number of other retired or separated participants entitled to future benefits	2009-10-01	306
Total of all active and inactive participants	2009-10-01	1,039
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	4
Total participants	2009-10-01	1,043
Number of participants with account balances	2009-10-01	993
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	48

Financial Data on EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN

Measure	Date	Value
2014 : EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-09-26	$0
Total transfer of assets from this plan	2014-09-26	$51,573,057
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-26	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-26	$0
Total income from all sources (including contributions)	2014-09-26	$7,669,944
Total loss/gain on sale of assets	2014-09-26	$0
Total of all expenses incurred	2014-09-26	$5,562,732
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-26	$5,572,194
Expenses. Certain deemed distributions of participant loans	2014-09-26	$-23,408
Value of total corrective distributions	2014-09-26	$7,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-26	$3,110,226
Value of total assets at end of year	2014-09-26	$0
Value of total assets at beginning of year	2014-09-26	$49,465,845
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-26	$5,985
Total interest from all sources	2014-09-26	$37,296
Total dividends received (eg from common stock, registered investment company shares)	2014-09-26	$1,253,233
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-26	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-09-26	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-09-26	$1,253,233
Was this plan covered by a fidelity bond	2014-09-26	Yes
Value of fidelity bond cover	2014-09-26	$50,000,000
If this is an individual account plan, was there a blackout period	2014-09-26	No
Were there any nonexempt tranactions with any party-in-interest	2014-09-26	No
Contributions received from participants	2014-09-26	$2,315,039
Participant contributions at end of year	2014-09-26	$0
Participant contributions at beginning of year	2014-09-26	$864,859
Participant contributions at end of year	2014-09-26	$0
Participant contributions at beginning of year	2014-09-26	$75,279
Income. Received or receivable in cash from other sources (including rollovers)	2014-09-26	$145,410
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-09-26	$7,715
Other income not declared elsewhere	2014-09-26	$11,463
Administrative expenses (other) incurred	2014-09-26	$5,985
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-26	No
Value of net income/loss	2014-09-26	$2,107,212
Value of net assets at end of year (total assets less liabilities)	2014-09-26	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-09-26	$49,465,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-26	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-26	No
Were any leases to which the plan was party in default or uncollectible	2014-09-26	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-09-26	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-09-26	$33,810,876
Interest on participant loans	2014-09-26	$37,296
Value of interest in common/collective trusts at end of year	2014-09-26	$0
Value of interest in common/collective trusts at beginning of year	2014-09-26	$14,714,831
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-09-26	$3,029,123
Net investment gain or loss from common/collective trusts	2014-09-26	$228,603
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-26	No
Was there a failure to transmit to the plan any participant contributions	2014-09-26	No
Has the plan failed to provide any benefit when due under the plan	2014-09-26	No
Contributions received in cash from employer	2014-09-26	$649,777
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-26	$5,564,479
Did the plan have assets held for investment	2014-09-26	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-26	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-26	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-26	Yes
Opinion of an independent qualified public accountant for this plan	2014-09-26	Disclaimer
Accountancy firm name	2014-09-26	GRANT THORNTON LLP
Accountancy firm EIN	2014-09-26	366055558
2013 : EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total income from all sources (including contributions)	2013-09-30	$7,952,265
Total loss/gain on sale of assets	2013-09-30	$0
Total of all expenses incurred	2013-09-30	$4,208,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$4,164,822
Expenses. Certain deemed distributions of participant loans	2013-09-30	$22,323
Value of total corrective distributions	2013-09-30	$15,326
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$3,211,262
Value of total assets at end of year	2013-09-30	$49,867,633
Value of total assets at beginning of year	2013-09-30	$46,124,274
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$6,435
Total interest from all sources	2013-09-30	$39,093
Total dividends received (eg from common stock, registered investment company shares)	2013-09-30	$930,871
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-09-30	$930,871
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$50,000,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Contributions received from participants	2013-09-30	$2,224,685
Participant contributions at end of year	2013-09-30	$864,859
Participant contributions at beginning of year	2013-09-30	$1,022,237
Participant contributions at end of year	2013-09-30	$75,279
Participant contributions at beginning of year	2013-09-30	$72,653
Income. Received or receivable in cash from other sources (including rollovers)	2013-09-30	$320,333
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-09-30	$498
Other income not declared elsewhere	2013-09-30	$-22,837
Administrative expenses (other) incurred	2013-09-30	$6,435
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$3,743,359
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$49,867,633
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$46,124,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-09-30	$33,810,876
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-09-30	$30,894,034
Interest on participant loans	2013-09-30	$39,093
Value of interest in common/collective trusts at end of year	2013-09-30	$15,116,619
Value of interest in common/collective trusts at beginning of year	2013-09-30	$14,112,177
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-09-30	$3,840,572
Net investment gain or loss from common/collective trusts	2013-09-30	$-46,696
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Contributions received in cash from employer	2013-09-30	$666,244
Employer contributions (assets) at end of year	2013-09-30	$0
Employer contributions (assets) at beginning of year	2013-09-30	$23,173
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$4,164,324
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-09-30	Disclaimer
Accountancy firm name	2013-09-30	KPMG, LLP
Accountancy firm EIN	2013-09-30	135565207
2012 : EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total income from all sources (including contributions)	2012-09-30	$9,661,398
Total loss/gain on sale of assets	2012-09-30	$0
Total of all expenses incurred	2012-09-30	$3,106,115
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$3,101,135
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$3,535,759
Value of total assets at end of year	2012-09-30	$46,124,274
Value of total assets at beginning of year	2012-09-30	$39,568,991
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$4,980
Total interest from all sources	2012-09-30	$38,052
Total dividends received (eg from common stock, registered investment company shares)	2012-09-30	$649,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-09-30	$649,142
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$50,000,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Contributions received from participants	2012-09-30	$2,189,876
Participant contributions at end of year	2012-09-30	$1,022,237
Participant contributions at beginning of year	2012-09-30	$904,146
Participant contributions at end of year	2012-09-30	$72,653
Participant contributions at beginning of year	2012-09-30	$66,624
Income. Received or receivable in cash from other sources (including rollovers)	2012-09-30	$269,262
Administrative expenses (other) incurred	2012-09-30	$4,980
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$6,555,283
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$46,124,274
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$39,568,991
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-09-30	$30,894,034
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-09-30	$25,772,019
Interest on participant loans	2012-09-30	$38,052
Value of interest in common/collective trusts at end of year	2012-09-30	$14,112,177
Value of interest in common/collective trusts at beginning of year	2012-09-30	$12,805,224
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-09-30	$5,006,809
Net investment gain or loss from common/collective trusts	2012-09-30	$431,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Contributions received in cash from employer	2012-09-30	$1,076,621
Employer contributions (assets) at end of year	2012-09-30	$23,173
Employer contributions (assets) at beginning of year	2012-09-30	$20,978
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$3,101,135
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-09-30	Disclaimer
Accountancy firm name	2012-09-30	KPMG, LLP
Accountancy firm EIN	2012-09-30	135565207
2011 : EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total income from all sources (including contributions)	2011-09-30	$3,299,587
Total loss/gain on sale of assets	2011-09-30	$0
Total of all expenses incurred	2011-09-30	$4,789,174
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$4,784,142
Value of total corrective distributions	2011-09-30	$2,422
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$2,947,010
Value of total assets at end of year	2011-09-30	$39,568,991
Value of total assets at beginning of year	2011-09-30	$41,058,578
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$2,610
Total interest from all sources	2011-09-30	$41,872
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$664,044
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-09-30	$664,044
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$50,000,000
If this is an individual account plan, was there a blackout period	2011-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Contributions received from participants	2011-09-30	$2,205,436
Participant contributions at end of year	2011-09-30	$904,146
Participant contributions at beginning of year	2011-09-30	$938,916
Participant contributions at end of year	2011-09-30	$66,624
Participant contributions at beginning of year	2011-09-30	$50,648
Income. Received or receivable in cash from other sources (including rollovers)	2011-09-30	$253,814
Other income not declared elsewhere	2011-09-30	$18,193
Administrative expenses (other) incurred	2011-09-30	$2,610
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$-1,489,587
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$39,568,991
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$41,058,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-09-30	$25,772,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$26,476,864
Interest on participant loans	2011-09-30	$41,872
Value of interest in common/collective trusts at end of year	2011-09-30	$12,805,224
Value of interest in common/collective trusts at beginning of year	2011-09-30	$13,574,148
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-09-30	$-675,960
Net investment gain or loss from common/collective trusts	2011-09-30	$304,428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Contributions received in cash from employer	2011-09-30	$487,760
Employer contributions (assets) at end of year	2011-09-30	$20,978
Employer contributions (assets) at beginning of year	2011-09-30	$18,002
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$4,784,142
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	KPMG, LLP
Accountancy firm EIN	2011-09-30	135565207

Form 5500 Responses for EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN

2013: EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	Yes
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	No
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2009: EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes
2008: EGS ELECTRICAL GROUP, LLC 401(K) RETIREMENT SAVINGS PLAN 2008 form 5500 responses
2008-10-01	Type of plan entity	Single employer plan
2008-10-01	Submission has been amended	No
2008-10-01	This submission is the final filing	No
2008-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-10-01	Plan is a collectively bargained plan	No

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	APPLETON GROUP LLC
Employer identification number (EIN):	364178995
NAIC Classification:	335310

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2791168