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PLS FINANCIAL SERVICES, INC. 401(K) PLAN 401k Plan overview

Plan NamePLS FINANCIAL SERVICES, INC. 401(K) PLAN
Plan identification number 001

PLS FINANCIAL SERVICES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PLS FINANCIAL SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name:PLS FINANCIAL SERVICES, INC.
Employer identification number (EIN):364179718
NAIC Classification:522291
NAIC Description:Consumer Lending

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PLS FINANCIAL SERVICES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01TRACIE MARCUS TRACIE MARCUS2018-10-12
0012016-01-01ARTHUR SANDERS ARTHUR SANDERS2017-07-28
0012015-01-01ART SANDERS ART SANDERS2016-07-28
0012014-01-01ARTHUR SANDERS ARTHUR SANDERS2015-07-29
0012013-01-01ARTHUR SANDERS ARTHUR SANDERS2015-07-29
0012012-01-01ARTHUR SANDERS ARTHUR SANDERS2013-07-31
0012011-01-01ARTHUR SANDERS ARTHUR SANDERS2012-10-15
0012010-01-01ARTHUR SANDERS ARTHUR SANDERS2011-07-01
0012009-01-01ARTHUR SANDERS ARTHUR SANDERS2011-06-01
0012009-01-01ARTHUR SANDERS ARTHUR SANDERS2011-05-23
0012009-01-01LARRY T. ROACH LARRY T. ROACH2010-10-15

Plan Statistics for PLS FINANCIAL SERVICES, INC. 401(K) PLAN

401k plan membership statisitcs for PLS FINANCIAL SERVICES, INC. 401(K) PLAN

Measure Date Value
2021: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-012,106
Total number of active participants reported on line 7a of the Form 55002021-01-011,595
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01122
Total of all active and inactive participants2021-01-011,717
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,717
Number of participants with account balances2021-01-01637
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,069
Total number of active participants reported on line 7a of the Form 55002020-01-011,893
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01133
Total of all active and inactive participants2020-01-012,026
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-012,026
Number of participants with account balances2020-01-01750
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,129
Total number of active participants reported on line 7a of the Form 55002019-01-011,845
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01122
Total of all active and inactive participants2019-01-011,967
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,967
Number of participants with account balances2019-01-01731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,936
Total number of active participants reported on line 7a of the Form 55002018-01-011,913
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01107
Total of all active and inactive participants2018-01-012,020
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-012,020
Number of participants with account balances2018-01-01618
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,862
Total number of active participants reported on line 7a of the Form 55002017-01-011,787
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0195
Total of all active and inactive participants2017-01-011,882
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,882
Number of participants with account balances2017-01-01534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,955
Total number of active participants reported on line 7a of the Form 55002016-01-011,675
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01125
Total of all active and inactive participants2016-01-011,800
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,800
Number of participants with account balances2016-01-01566
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,080
Total number of active participants reported on line 7a of the Form 55002015-01-011,807
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0171
Total of all active and inactive participants2015-01-011,878
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,878
Number of participants with account balances2015-01-01523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,123
Total number of active participants reported on line 7a of the Form 55002014-01-011,950
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0164
Total of all active and inactive participants2014-01-012,014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-012,014
Number of participants with account balances2014-01-01457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,952
Total number of active participants reported on line 7a of the Form 55002013-01-011,985
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0150
Total of all active and inactive participants2013-01-012,035
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-012,035
Number of participants with account balances2013-01-01394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,790
Total number of active participants reported on line 7a of the Form 55002012-01-011,877
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0129
Total of all active and inactive participants2012-01-011,906
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,906
Number of participants with account balances2012-01-01360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,566
Total number of active participants reported on line 7a of the Form 55002011-01-011,892
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0120
Total of all active and inactive participants2011-01-011,912
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,912
Number of participants with account balances2011-01-01259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-012,339
Total number of active participants reported on line 7a of the Form 55002010-01-011,872
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01402
Total of all active and inactive participants2010-01-012,274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-012,274
Number of participants with account balances2010-01-01272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,119
Total number of active participants reported on line 7a of the Form 55002009-01-011,875
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01422
Total of all active and inactive participants2009-01-012,297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-012,297
Number of participants with account balances2009-01-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on PLS FINANCIAL SERVICES, INC. 401(K) PLAN

Measure Date Value
2021 : PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$7,140,652
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,707,324
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,613,145
Expenses. Certain deemed distributions of participant loans2021-12-31$6,788
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,582,042
Value of total assets at end of year2021-12-31$26,217,716
Value of total assets at beginning of year2021-12-31$22,784,388
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$87,391
Total interest from all sources2021-12-31$31,939
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$218,508
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$218,508
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,295,074
Participant contributions at end of year2021-12-31$629,946
Participant contributions at beginning of year2021-12-31$660,383
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$50,574
Other income not declared elsewhere2021-12-31$19,012
Administrative expenses (other) incurred2021-12-31$32,389
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,433,328
Value of net assets at end of year (total assets less liabilities)2021-12-31$26,217,716
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$22,784,388
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$24,521,191
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$20,679,838
Interest on participant loans2021-12-31$31,939
Value of interest in common/collective trusts at end of year2021-12-31$1,066,579
Value of interest in common/collective trusts at beginning of year2021-12-31$1,444,167
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,242,769
Net investment gain or loss from common/collective trusts2021-12-31$46,382
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,236,394
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,613,145
Contract administrator fees2021-12-31$55,002
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Qualified
Accountancy firm name2021-12-31GRANT THORNTON LLP
Accountancy firm EIN2021-12-31366055558
2020 : PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$6,630,147
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,295,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,249,272
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,477,263
Value of total assets at end of year2020-12-31$22,784,388
Value of total assets at beginning of year2020-12-31$18,449,495
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$45,982
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$32,120
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$193,850
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$193,850
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$2,220,741
Participant contributions at end of year2020-12-31$660,383
Participant contributions at beginning of year2020-12-31$553,391
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$31,745
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$1,898
Administrative expenses (other) incurred2020-12-31$45,982
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$4,334,893
Value of net assets at end of year (total assets less liabilities)2020-12-31$22,784,388
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$18,449,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$20,679,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$16,727,918
Interest on participant loans2020-12-31$32,120
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$1,444,167
Value of interest in common/collective trusts at beginning of year2020-12-31$1,168,186
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,896,327
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$28,689
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,224,777
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,249,272
Contract administrator fees2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GRANT THORNTON LLP
Accountancy firm EIN2020-12-31366055558
2019 : PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$6,767,071
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,813,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,750,328
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,450,730
Value of total assets at end of year2019-12-31$18,449,495
Value of total assets at beginning of year2019-12-31$13,495,874
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$63,122
Total interest from all sources2019-12-31$27,469
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$251,572
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$251,572
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,180,676
Participant contributions at end of year2019-12-31$553,391
Participant contributions at beginning of year2019-12-31$368,005
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$52,237
Other income not declared elsewhere2019-12-31$6,089
Administrative expenses (other) incurred2019-12-31$63,122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,953,621
Value of net assets at end of year (total assets less liabilities)2019-12-31$18,449,495
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,495,874
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$16,727,918
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$12,372,461
Interest on participant loans2019-12-31$27,469
Value of interest in common/collective trusts at end of year2019-12-31$1,168,186
Value of interest in common/collective trusts at beginning of year2019-12-31$755,408
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,009,158
Net investment gain or loss from common/collective trusts2019-12-31$22,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,217,817
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,750,328
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GRANT THORNTON, LLP
Accountancy firm EIN2019-12-31366055558
2018 : PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,274,087
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,657,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,599,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,125,192
Value of total assets at end of year2018-12-31$13,495,874
Value of total assets at beginning of year2018-12-31$12,879,157
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$58,030
Total interest from all sources2018-12-31$15,557
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$196,729
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$196,729
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,827,676
Participant contributions at end of year2018-12-31$368,005
Participant contributions at beginning of year2018-12-31$340,740
Participant contributions at beginning of year2018-12-31$43,622
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$272,607
Other income not declared elsewhere2018-12-31$6,838
Administrative expenses (other) incurred2018-12-31$58,030
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$616,717
Value of net assets at end of year (total assets less liabilities)2018-12-31$13,495,874
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$12,879,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$12,372,461
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$11,778,127
Interest on participant loans2018-12-31$15,557
Value of interest in common/collective trusts at end of year2018-12-31$755,408
Value of interest in common/collective trusts at beginning of year2018-12-31$689,688
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,083,983
Net investment gain or loss from common/collective trusts2018-12-31$13,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,024,909
Employer contributions (assets) at beginning of year2018-12-31$26,980
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,599,340
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GRANT THORNTON, LLP
Accountancy firm EIN2018-12-31366055558
2017 : PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,775,975
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,835,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,787,764
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,863,012
Value of total assets at end of year2017-12-31$12,879,157
Value of total assets at beginning of year2017-12-31$9,939,011
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$48,065
Total interest from all sources2017-12-31$12,180
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$160,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$160,579
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,704,040
Participant contributions at end of year2017-12-31$340,740
Participant contributions at beginning of year2017-12-31$291,857
Participant contributions at end of year2017-12-31$43,622
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$238,612
Other income not declared elsewhere2017-12-31$658
Administrative expenses (other) incurred2017-12-31$48,065
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,940,146
Value of net assets at end of year (total assets less liabilities)2017-12-31$12,879,157
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$9,939,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$11,778,127
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$9,280,192
Interest on participant loans2017-12-31$12,180
Value of interest in common/collective trusts at end of year2017-12-31$689,688
Value of interest in common/collective trusts at beginning of year2017-12-31$366,962
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,730,515
Net investment gain or loss from common/collective trusts2017-12-31$9,031
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$920,360
Employer contributions (assets) at end of year2017-12-31$26,980
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,787,764
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRANT THORNTON, LLP
Accountancy firm EIN2017-12-31366055558
2016 : PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,269,001
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,442,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,406,516
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,550,253
Value of total assets at end of year2016-12-31$9,939,011
Value of total assets at beginning of year2016-12-31$8,112,855
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$36,329
Total interest from all sources2016-12-31$9,905
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$139,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$139,099
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,625,391
Participant contributions at end of year2016-12-31$291,857
Participant contributions at beginning of year2016-12-31$175,452
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,615
Other income not declared elsewhere2016-12-31$110
Administrative expenses (other) incurred2016-12-31$36,329
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,826,156
Value of net assets at end of year (total assets less liabilities)2016-12-31$9,939,011
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,112,855
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$9,280,192
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,586,018
Interest on participant loans2016-12-31$9,905
Value of interest in common/collective trusts at end of year2016-12-31$366,962
Value of interest in common/collective trusts at beginning of year2016-12-31$351,385
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$562,749
Net investment gain or loss from common/collective trusts2016-12-31$6,885
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$922,247
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,406,516
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GRANT THORNTON, LLP
Accountancy firm EIN2016-12-31366055558
2015 : PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,245,463
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,643,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,608,377
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,250,422
Value of total assets at end of year2015-12-31$8,112,855
Value of total assets at beginning of year2015-12-31$7,510,833
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$35,064
Total interest from all sources2015-12-31$8,057
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$113,779
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$113,779
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,307,392
Participant contributions at end of year2015-12-31$175,452
Participant contributions at beginning of year2015-12-31$232,647
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$167,453
Other income not declared elsewhere2015-12-31$373
Administrative expenses (other) incurred2015-12-31$35,064
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$602,022
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,112,855
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,510,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,586,018
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,039,985
Interest on participant loans2015-12-31$8,057
Value of interest in common/collective trusts at end of year2015-12-31$351,385
Value of interest in common/collective trusts at beginning of year2015-12-31$238,201
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-131,708
Net investment gain or loss from common/collective trusts2015-12-31$4,540
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$775,577
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,608,377
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRANT THORNTON, LLP
Accountancy firm EIN2015-12-31366055558
2014 : PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,138,543
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,288,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,258,566
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,686,043
Value of total assets at end of year2014-12-31$7,510,833
Value of total assets at beginning of year2014-12-31$6,660,749
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$29,893
Total interest from all sources2014-12-31$8,671
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$273,568
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$273,568
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,021,182
Participant contributions at end of year2014-12-31$232,647
Participant contributions at beginning of year2014-12-31$223,398
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$10,648
Administrative expenses (other) incurred2014-12-31$29,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$850,084
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,510,833
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,660,749
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,039,985
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,333,237
Interest on participant loans2014-12-31$8,671
Value of interest in common/collective trusts at end of year2014-12-31$238,201
Value of interest in common/collective trusts at beginning of year2014-12-31$104,114
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$167,239
Net investment gain or loss from common/collective trusts2014-12-31$3,022
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$654,213
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,258,566
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRANT THORNTON, LLP
Accountancy firm EIN2014-12-31366055558
2013 : PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,654,142
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$932,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$913,797
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,503,000
Value of total assets at end of year2013-12-31$6,660,749
Value of total assets at beginning of year2013-12-31$4,939,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$18,842
Total interest from all sources2013-12-31$3,932
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$172,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$172,215
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$916,395
Participant contributions at end of year2013-12-31$223,398
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,236
Assets. Loans (other than to participants) at end of year2013-12-31$223,398
Other income not declared elsewhere2013-12-31$216
Administrative expenses (other) incurred2013-12-31$18,842
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,721,503
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,660,749
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,939,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,333,237
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,939,246
Interest on participant loans2013-12-31$3,932
Value of interest in common/collective trusts at end of year2013-12-31$104,114
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$693,170
Net investment gain/loss from pooled separate accounts2013-12-31$280,411
Net investment gain or loss from common/collective trusts2013-12-31$1,198
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$585,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$913,797
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRANT THORNTON, LLP
Accountancy firm EIN2013-12-31366055558
2012 : PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,949,631
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$419,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$411,473
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,409,997
Value of total assets at end of year2012-12-31$4,939,246
Value of total assets at beginning of year2012-12-31$3,409,590
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$8,502
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$250,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$814,530
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$38,669
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$73,880
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$5,321
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,529,656
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,939,246
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,409,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in pooled separate accounts at end of year2012-12-31$4,939,246
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,344,371
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$0
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$534,313
Net investment gain or loss from common/collective trusts2012-12-31$0
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$521,587
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$26,550
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$411,473
Contract administrator fees2012-12-31$8,502
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRANT THORNTON, LLP
Accountancy firm EIN2012-12-31366055558
2011 : PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$852,356
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$660,141
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$651,639
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$994,007
Value of total assets at end of year2011-12-31$3,409,590
Value of total assets at beginning of year2011-12-31$3,217,375
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,502
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$250,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$624,550
Participant contributions at end of year2011-12-31$38,669
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$26,442
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$379
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$192,215
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,409,590
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,217,375
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in pooled separate accounts at end of year2011-12-31$3,344,371
Value of interest in pooled separate accounts at beginning of year2011-12-31$3,217,375
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$-142,030
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$369,457
Employer contributions (assets) at end of year2011-12-31$26,550
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$625,197
Contract administrator fees2011-12-31$8,502
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON LLP
Accountancy firm EIN2011-12-31366055558
2010 : PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,425,115
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$266,371
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$259,652
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,039,723
Value of total assets at end of year2010-12-31$3,217,375
Value of total assets at beginning of year2010-12-31$2,058,631
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,719
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$250,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$589,934
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$11,659
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$60,853
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$1,330
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,158,744
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,217,375
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,058,631
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$3,217,375
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,039,408
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$384,062
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$388,936
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$7,564
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$259,652
Contract administrator fees2010-12-31$6,719
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MAYER HOFFMAN MCCANN P.C.
Accountancy firm EIN2010-12-31431947695
2009 : PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PLS FINANCIAL SERVICES, INC. 401(K) PLAN

2021: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: PLS FINANCIAL SERVICES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number453184
Policy instance 1
Insurance contract or identification number453184
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-04-01
Total amount of commissions paid to insurance brokerUSD $3,087
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,087
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameNFP INSURANCE SERVICES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number453184
Policy instance 1
Insurance contract or identification number453184
Number of Individuals Covered1906
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $7,966
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,623
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameNFP INSURANCE SERVICES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number453184
Policy instance 1
Insurance contract or identification number453184
Number of Individuals Covered1912
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $7,959
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number453184
Policy instance 1
Insurance contract or identification number453184
Number of Individuals Covered2274
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $6,185
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,185
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameLINDA R GORDON CHFC CLU

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