401k Plan data: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST plan

KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 401k Plan overview

Plan Name	KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST
Plan identification number	001

KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KATZ, GOLDSTEIN & WARREN, P.C. has sponsored the creation of one or more 401k plans.

Company Name: KATZ, GOLDSTEIN & WARREN, P.C.

Employer identification number (EIN): 364223368

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01 ILENE GOLDSTEIN 2022-07-20
001 2020-01-01 ILENE GOLDSTEIN 2021-04-13
001 2019-01-01 ILENE GOLDSTEIN 2020-05-14
001 2018-01-01
001 2017-01-01 ILENE GOLDSTEIN ILENE GOLDSTEIN 2018-05-24
001 2016-01-01 ILENE GOLDSTEIN ILENE GOLDSTEIN 2017-04-14
001 2015-01-01 ILENE GOLDSTEIN ILENE GOLDSTEIN 2016-04-28
001 2014-01-01 ILENE GOLDSTEIN ILENE GOLDSTEIN 2015-03-25
001 2013-01-01 ILENE GOLDSTEIN ILENE GOLDSTEIN 2014-05-09
001 2012-01-01 ILENE GOLDSTEIN 2013-05-14 ILENE GOLDSTEIN 2013-05-14
001 2011-01-01 ILENE GOLDSTEIN 2012-06-01 ILENE GOLDSTEIN 2012-06-01
001 2010-01-01 ILENE GOLDSTEIN 2011-05-10 ILENE GOLDSTEIN 2011-05-10

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01	ILENE GOLDSTEIN	2022-07-20
001	2020-01-01	ILENE GOLDSTEIN	2021-04-13
001	2019-01-01	ILENE GOLDSTEIN	2020-05-14
001	2018-01-01
001	2017-01-01	ILENE GOLDSTEIN		ILENE GOLDSTEIN	2018-05-24
001	2016-01-01	ILENE GOLDSTEIN		ILENE GOLDSTEIN	2017-04-14
001	2015-01-01	ILENE GOLDSTEIN		ILENE GOLDSTEIN	2016-04-28
001	2014-01-01	ILENE GOLDSTEIN		ILENE GOLDSTEIN	2015-03-25
001	2013-01-01	ILENE GOLDSTEIN		ILENE GOLDSTEIN	2014-05-09
001	2012-01-01	ILENE GOLDSTEIN	2013-05-14	ILENE GOLDSTEIN	2013-05-14
001	2011-01-01	ILENE GOLDSTEIN	2012-06-01	ILENE GOLDSTEIN	2012-06-01
001	2010-01-01	ILENE GOLDSTEIN	2011-05-10	ILENE GOLDSTEIN	2011-05-10

Plan Statistics for KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST

401k plan membership statisitcs for KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST

Measure Date Value
2021: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year 2021-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 12
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 1
Total of all active and inactive participants 2021-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 13
Number of participants with account balances 2021-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 12
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 1
Total of all active and inactive participants 2020-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 14
Number of participants with account balances 2020-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 1
2019: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 12
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 1
Total of all active and inactive participants 2019-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 13
Number of participants with account balances 2019-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 11
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 2
Total of all active and inactive participants 2018-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 13
Number of participants with account balances 2018-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 10
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 3
Total of all active and inactive participants 2017-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 13
Number of participants with account balances 2017-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 1
2016: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 10
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 1
Total of all active and inactive participants 2016-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 11
Number of participants with account balances 2016-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 9
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 2
Total of all active and inactive participants 2015-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 11
Number of participants with account balances 2015-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 11
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 10
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 11
Number of participants with account balances 2014-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 10
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 10
Number of participants with account balances 2013-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0

Measure	Date	Value
2021: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year	2021-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	12
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	1
Total of all active and inactive participants	2021-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	13
Number of participants with account balances	2021-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	12
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	1
Total of all active and inactive participants	2020-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	14
Number of participants with account balances	2020-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	1
2019: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	12
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	1
Total of all active and inactive participants	2019-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	13
Number of participants with account balances	2019-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	11
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	2
Total of all active and inactive participants	2018-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	13
Number of participants with account balances	2018-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	10
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	3
Total of all active and inactive participants	2017-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	13
Number of participants with account balances	2017-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	1
2016: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	10
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	1
Total of all active and inactive participants	2016-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	11
Number of participants with account balances	2016-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	9
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	2
Total of all active and inactive participants	2015-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	11
Number of participants with account balances	2015-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	11
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	10
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	11
Number of participants with account balances	2014-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	10
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	10
Number of participants with account balances	2013-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0

Financial Data on KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST

Measure	Date	Value
2021 : KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2021 401k financial data
Total plan liabilities at end of year	2021-12-31	$0
Total plan liabilities at beginning of year	2021-12-31	$0
Total income from all sources	2021-12-31	$795,644
Expenses. Total of all expenses incurred	2021-12-31	$27,455
Benefits paid (including direct rollovers)	2021-12-31	$5,305
Total plan assets at end of year	2021-12-31	$6,603,340
Total plan assets at beginning of year	2021-12-31	$5,835,151
Value of fidelity bond covering the plan	2021-12-31	$500,000
Total contributions received or receivable from participants	2021-12-31	$126,860
Expenses. Other expenses not covered elsewhere	2021-12-31	$0
Contributions received from other sources (not participants or employers)	2021-12-31	$0
Other income received	2021-12-31	$493,837
Noncash contributions received	2021-12-31	$0
Net income (gross income less expenses)	2021-12-31	$768,189
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$6,603,340
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$5,835,151
Assets. Value of participant loans	2021-12-31	$1,173
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$23
Total contributions received or receivable from employer(s)	2021-12-31	$174,947
Value of certain deemed distributions of participant loans	2021-12-31	$0
Value of corrective distributions	2021-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$22,150
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
2020 : KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2020 401k financial data
Total income from all sources	2020-12-31	$790,040
Expenses. Total of all expenses incurred	2020-12-31	$32,709
Benefits paid (including direct rollovers)	2020-12-31	$15,282
Total plan assets at end of year	2020-12-31	$5,835,151
Total plan assets at beginning of year	2020-12-31	$5,077,820
Value of fidelity bond covering the plan	2020-12-31	$500,000
Total contributions received or receivable from participants	2020-12-31	$118,918
Other income received	2020-12-31	$509,497
Net income (gross income less expenses)	2020-12-31	$757,331
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$5,835,151
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$5,077,820
Assets. Value of participant loans	2020-12-31	$1,535
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$590
Total contributions received or receivable from employer(s)	2020-12-31	$161,625
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$17,427
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2019 : KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2019 401k financial data
Total income from all sources	2019-12-31	$1,100,352
Expenses. Total of all expenses incurred	2019-12-31	$17,433
Total plan assets at end of year	2019-12-31	$5,077,820
Total plan assets at beginning of year	2019-12-31	$3,994,901
Value of fidelity bond covering the plan	2019-12-31	$500,000
Total contributions received or receivable from participants	2019-12-31	$119,779
Other income received	2019-12-31	$809,390
Net income (gross income less expenses)	2019-12-31	$1,082,919
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$5,077,820
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$3,994,901
Assets. Value of participant loans	2019-12-31	$3,746
Assets. Value of assets in partnership/joint-venture interests	2019-12-31	$573
Total contributions received or receivable from employer(s)	2019-12-31	$171,183
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$17,433
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$128,582
Expenses. Total of all expenses incurred	2018-12-31	$116,384
Benefits paid (including direct rollovers)	2018-12-31	$99,956
Total plan assets at end of year	2018-12-31	$3,994,901
Total plan assets at beginning of year	2018-12-31	$3,982,703
Value of fidelity bond covering the plan	2018-12-31	$500,000
Total contributions received or receivable from participants	2018-12-31	$113,089
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-124,840
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$12,198
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$3,994,901
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$3,982,703
Assets. Value of assets in partnership/joint-venture interests	2018-12-31	$542
Total contributions received or receivable from employer(s)	2018-12-31	$140,333
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$16,428
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$704,238
Expenses. Total of all expenses incurred	2017-12-31	$14,264
Benefits paid (including direct rollovers)	2017-12-31	$0
Total plan assets at end of year	2017-12-31	$3,982,703
Total plan assets at beginning of year	2017-12-31	$3,292,729
Value of fidelity bond covering the plan	2017-12-31	$350,000
Total contributions received or receivable from participants	2017-12-31	$95,681
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$473,155
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$689,974
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$3,982,703
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$3,292,729
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$1,112
Total contributions received or receivable from employer(s)	2017-12-31	$135,402
Value of certain deemed distributions of participant loans	2017-12-31	$14,264
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$483,524
Expenses. Total of all expenses incurred	2016-12-31	$12,410
Benefits paid (including direct rollovers)	2016-12-31	$370
Total plan assets at end of year	2016-12-31	$3,292,729
Total plan assets at beginning of year	2016-12-31	$2,821,615
Value of fidelity bond covering the plan	2016-12-31	$350,000
Total contributions received or receivable from participants	2016-12-31	$106,455
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$228,074
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$471,114
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$3,292,729
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$2,821,615
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$284
Total contributions received or receivable from employer(s)	2016-12-31	$148,995
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$12,040
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$177,671
Expenses. Total of all expenses incurred	2015-12-31	$49,280
Benefits paid (including direct rollovers)	2015-12-31	$38,133
Total plan assets at end of year	2015-12-31	$2,821,615
Total plan assets at beginning of year	2015-12-31	$2,693,224
Value of fidelity bond covering the plan	2015-12-31	$350,000
Total contributions received or receivable from participants	2015-12-31	$96,865
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-28,665
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$128,391
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$2,821,615
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$2,693,224
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$15,923
Total contributions received or receivable from employer(s)	2015-12-31	$109,471
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$11,147
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$379,617
Expenses. Total of all expenses incurred	2014-12-31	$1,140,455
Benefits paid (including direct rollovers)	2014-12-31	$1,127,955
Total plan assets at end of year	2014-12-31	$2,693,224
Total plan assets at beginning of year	2014-12-31	$3,454,062
Value of fidelity bond covering the plan	2014-12-31	$350,000
Total contributions received or receivable from participants	2014-12-31	$99,601
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$171,918
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$-760,838
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,693,224
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$3,454,062
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$15,923
Total contributions received or receivable from employer(s)	2014-12-31	$108,098
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$12,500
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$459,717
Expenses. Total of all expenses incurred	2013-12-31	$50,766
Benefits paid (including direct rollovers)	2013-12-31	$38,278
Total plan assets at end of year	2013-12-31	$3,454,062
Total plan assets at beginning of year	2013-12-31	$3,045,111
Value of fidelity bond covering the plan	2013-12-31	$350,000
Total contributions received or receivable from participants	2013-12-31	$83,358
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$274,506
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$408,951
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$3,454,062
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$3,045,111
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$15,923
Total contributions received or receivable from employer(s)	2013-12-31	$101,853
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$12,488
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0

Form 5500 Responses for KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST

2021: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: KATZ, GOLDSTEIN & WARREN 401(K) SAVINGS PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	KATZ, GOLDSTEIN & WARREN, P.C.
Employer identification number (EIN):	364223368
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers