RCG HOLDINGS, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ROSENTHAL COLLINS GROUP 401(K) SAVINGS PLAN
| Measure | Date | Value |
|---|
| 2019 : ROSENTHAL COLLINS GROUP 401(K) SAVINGS PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-04 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-04 | $30,690 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-04 | $0 |
| Total income from all sources (including contributions) | 2019-12-04 | $3,486,843 |
| Total loss/gain on sale of assets | 2019-12-04 | $0 |
| Total of all expenses incurred | 2019-12-04 | $33,928,186 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-04 | $33,824,412 |
| Value of total corrective distributions | 2019-12-04 | $5,555 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-04 | $141,931 |
| Value of total assets at end of year | 2019-12-04 | $30,690 |
| Value of total assets at beginning of year | 2019-12-04 | $30,441,343 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-04 | $98,219 |
| Total interest from all sources | 2019-12-04 | $1,986 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-04 | $222,170 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-04 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2019-12-04 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-04 | $222,170 |
| Was this plan covered by a fidelity bond | 2019-12-04 | Yes |
| Value of fidelity bond cover | 2019-12-04 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-04 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-04 | No |
| Contributions received from participants | 2019-12-04 | $122,769 |
| Participant contributions at end of year | 2019-12-04 | $0 |
| Participant contributions at beginning of year | 2019-12-04 | $172,444 |
| Participant contributions at end of year | 2019-12-04 | $0 |
| Participant contributions at beginning of year | 2019-12-04 | $47,457 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2019-12-04 | $20,055 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-04 | $30,690 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-04 | $0 |
| Other income not declared elsewhere | 2019-12-04 | $12,254 |
| Administrative expenses (other) incurred | 2019-12-04 | $98,219 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-04 | No |
| Value of net income/loss | 2019-12-04 | $-30,441,343 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-04 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-04 | $30,441,343 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-04 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-04 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-04 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-04 | $30,690 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-04 | $30,214,147 |
| Interest on participant loans | 2019-12-04 | $1,986 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-04 | $3,108,502 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-04 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-04 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-04 | No |
| Contributions received in cash from employer | 2019-12-04 | $19,162 |
| Employer contributions (assets) at end of year | 2019-12-04 | $0 |
| Employer contributions (assets) at beginning of year | 2019-12-04 | $7,295 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-04 | $33,804,357 |
| Did the plan have assets held for investment | 2019-12-04 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-04 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-04 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-04 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-04 | Disclaimer |
| Accountancy firm name | 2019-12-04 | RSM US LLP |
| Accountancy firm EIN | 2019-12-04 | 420714325 |
| 2018 : ROSENTHAL COLLINS GROUP 401(K) SAVINGS PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $406,645 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $1,911,671 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,904,070 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,715,773 |
| Value of total assets at end of year | 2018-12-31 | $30,441,343 |
| Value of total assets at beginning of year | 2018-12-31 | $31,946,369 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $7,601 |
| Total interest from all sources | 2018-12-31 | $9,701 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,161,111 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,161,111 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $1,537,833 |
| Participant contributions at end of year | 2018-12-31 | $172,444 |
| Participant contributions at beginning of year | 2018-12-31 | $187,739 |
| Participant contributions at end of year | 2018-12-31 | $47,457 |
| Other income not declared elsewhere | 2018-12-31 | $1,016 |
| Administrative expenses (other) incurred | 2018-12-31 | $7,601 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-1,505,026 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $30,441,343 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $31,946,369 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $30,214,147 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $31,758,630 |
| Interest on participant loans | 2018-12-31 | $9,701 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,480,956 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $177,940 |
| Employer contributions (assets) at end of year | 2018-12-31 | $7,295 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,904,070 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | RSM US LLP |
| Accountancy firm EIN | 2018-12-31 | 420714325 |
| 2017 : ROSENTHAL COLLINS GROUP 401(K) SAVINGS PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $5,403,655 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $1,651,519 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,641,540 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,493,532 |
| Value of total assets at end of year | 2017-12-31 | $31,946,369 |
| Value of total assets at beginning of year | 2017-12-31 | $28,194,233 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $9,979 |
| Total interest from all sources | 2017-12-31 | $8,843 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $945,252 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $945,252 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,265,561 |
| Participant contributions at end of year | 2017-12-31 | $187,739 |
| Participant contributions at beginning of year | 2017-12-31 | $158,697 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $42,818 |
| Other income not declared elsewhere | 2017-12-31 | $736 |
| Administrative expenses (other) incurred | 2017-12-31 | $9,979 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $3,752,136 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $31,946,369 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $28,194,233 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $31,758,630 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $28,035,536 |
| Interest on participant loans | 2017-12-31 | $8,843 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,955,292 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $185,153 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,641,540 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | RSM US LLP |
| Accountancy firm EIN | 2017-12-31 | 420714325 |
| 2016 : ROSENTHAL COLLINS GROUP 401(K) SAVINGS PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $3,705,635 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $2,430,286 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,413,344 |
| Value of total corrective distributions | 2016-12-31 | $6,497 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,610,007 |
| Value of total assets at end of year | 2016-12-31 | $28,194,233 |
| Value of total assets at beginning of year | 2016-12-31 | $26,918,884 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $10,445 |
| Total interest from all sources | 2016-12-31 | $11,500 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $672,420 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $672,420 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,318,090 |
| Participant contributions at end of year | 2016-12-31 | $158,697 |
| Participant contributions at beginning of year | 2016-12-31 | $289,429 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $105,245 |
| Other income not declared elsewhere | 2016-12-31 | $709 |
| Administrative expenses (other) incurred | 2016-12-31 | $10,445 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $1,275,349 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $28,194,233 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $26,918,884 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $28,035,536 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $26,629,455 |
| Interest on participant loans | 2016-12-31 | $11,500 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,410,999 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $186,672 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,413,344 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | RSM US LLP |
| Accountancy firm EIN | 2016-12-31 | 420714325 |
| 2015 : ROSENTHAL COLLINS GROUP 401(K) SAVINGS PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $1,518,110 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $1,160,865 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,146,125 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,564,625 |
| Value of total assets at end of year | 2015-12-31 | $26,918,884 |
| Value of total assets at beginning of year | 2015-12-31 | $26,561,639 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $14,740 |
| Total interest from all sources | 2015-12-31 | $15,296 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $818,180 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $818,180 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,337,891 |
| Participant contributions at end of year | 2015-12-31 | $289,429 |
| Participant contributions at beginning of year | 2015-12-31 | $284,848 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $34,108 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
| Administrative expenses (other) incurred | 2015-12-31 | $14,740 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $357,245 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $26,918,884 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $26,561,639 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $26,629,455 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $26,276,791 |
| Interest on participant loans | 2015-12-31 | $15,296 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-879,991 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $192,626 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,146,125 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | RSM US LLP |
| Accountancy firm EIN | 2015-12-31 | 420714325 |
| 2014 : ROSENTHAL COLLINS GROUP 401(K) SAVINGS PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $3,112,418 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $2,591,077 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,576,042 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,428,386 |
| Value of total assets at end of year | 2014-12-31 | $26,561,639 |
| Value of total assets at beginning of year | 2014-12-31 | $26,040,298 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $15,035 |
| Total interest from all sources | 2014-12-31 | $16,799 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $688,129 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $688,129 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,258,035 |
| Participant contributions at end of year | 2014-12-31 | $284,848 |
| Participant contributions at beginning of year | 2014-12-31 | $357,456 |
| Administrative expenses (other) incurred | 2014-12-31 | $15,035 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $521,341 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $26,561,639 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $26,040,298 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $26,276,791 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $25,682,842 |
| Interest on participant loans | 2014-12-31 | $16,799 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $979,104 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $170,351 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,576,042 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | MCGLADREY LLP |
| Accountancy firm EIN | 2014-12-31 | 420714325 |
| 2013 : ROSENTHAL COLLINS GROUP 401(K) SAVINGS PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $5,806,125 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $3,138,687 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $3,118,375 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,865,603 |
| Value of total assets at end of year | 2013-12-31 | $26,040,298 |
| Value of total assets at beginning of year | 2013-12-31 | $23,372,860 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $20,312 |
| Total interest from all sources | 2013-12-31 | $19,252 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $558,848 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $558,848 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $1,419,714 |
| Participant contributions at end of year | 2013-12-31 | $357,456 |
| Participant contributions at beginning of year | 2013-12-31 | $384,235 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $247,708 |
| Administrative expenses (other) incurred | 2013-12-31 | $20,312 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $2,667,438 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $26,040,298 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $23,372,860 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $25,682,842 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $22,988,625 |
| Interest on participant loans | 2013-12-31 | $19,252 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,362,422 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $198,181 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $3,118,375 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | MCGLADREY LLP |
| Accountancy firm EIN | 2013-12-31 | 420714325 |
| 2012 : ROSENTHAL COLLINS GROUP 401(K) SAVINGS PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $4,654,943 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $1,874,012 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,853,109 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,524,918 |
| Value of total assets at end of year | 2012-12-31 | $23,372,860 |
| Value of total assets at beginning of year | 2012-12-31 | $20,591,929 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $20,903 |
| Total interest from all sources | 2012-12-31 | $18,940 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $482,352 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $482,352 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $1,551,746 |
| Participant contributions at end of year | 2012-12-31 | $384,235 |
| Participant contributions at beginning of year | 2012-12-31 | $363,455 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $780,846 |
| Administrative expenses (other) incurred | 2012-12-31 | $20,903 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $2,780,931 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $23,372,860 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $20,591,929 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $22,988,625 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $20,228,474 |
| Interest on participant loans | 2012-12-31 | $18,940 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,628,733 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $192,326 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,853,109 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | MCGLADREY LLP |
| Accountancy firm EIN | 2012-12-31 | 420714325 |
| 2011 : ROSENTHAL COLLINS GROUP 401(K) SAVINGS PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $2,024,309 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $1,486,031 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,465,180 |
| Value of total corrective distributions | 2011-12-31 | $114 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,819,386 |
| Value of total assets at end of year | 2011-12-31 | $20,591,929 |
| Value of total assets at beginning of year | 2011-12-31 | $20,053,651 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $20,737 |
| Total interest from all sources | 2011-12-31 | $21,426 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $396,353 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $396,353 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $1,587,544 |
| Participant contributions at end of year | 2011-12-31 | $363,455 |
| Participant contributions at beginning of year | 2011-12-31 | $382,019 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $1,379 |
| Other income not declared elsewhere | 2011-12-31 | $0 |
| Administrative expenses (other) incurred | 2011-12-31 | $20,737 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $538,278 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $20,591,929 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $20,053,651 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $20,228,474 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $19,671,632 |
| Interest on participant loans | 2011-12-31 | $21,426 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-212,856 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $230,463 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,465,180 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | MCGLADREY LLP |
| Accountancy firm EIN | 2011-12-31 | 420714325 |
| 2010 : ROSENTHAL COLLINS GROUP 401(K) SAVINGS PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $3,740,110 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $1,260,585 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,239,136 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,882,737 |
| Value of total assets at end of year | 2010-12-31 | $20,053,651 |
| Value of total assets at beginning of year | 2010-12-31 | $17,574,126 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $21,449 |
| Total interest from all sources | 2010-12-31 | $24,793 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $373,742 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $373,742 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $1,549,956 |
| Participant contributions at end of year | 2010-12-31 | $382,019 |
| Participant contributions at beginning of year | 2010-12-31 | $393,461 |
| Participant contributions at end of year | 2010-12-31 | $0 |
| Participant contributions at beginning of year | 2010-12-31 | $10 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $96,229 |
| Other income not declared elsewhere | 2010-12-31 | $6,257 |
| Administrative expenses (other) incurred | 2010-12-31 | $21,449 |
| Total non interest bearing cash at end of year | 2010-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $59,397 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $2,479,525 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $20,053,651 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $17,574,126 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $19,671,632 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $17,121,256 |
| Interest on participant loans | 2010-12-31 | $24,793 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,452,581 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $236,552 |
| Employer contributions (assets) at end of year | 2010-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $2 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,239,136 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | MCGLADREY & PULLEN, LLP |
| Accountancy firm EIN | 2010-12-31 | 420714325 |
