401k Plan data: GOLDY LOCKS, INC. 401(K) PLAN & TRUST plan

GOLDY LOCKS, INC. 401(K) PLAN & TRUST 401k Plan overview

Plan Name	GOLDY LOCKS, INC. 401(K) PLAN & TRUST
Plan identification number	001

GOLDY LOCKS, INC. 401(K) PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GOLDY LOCKS, INC. has sponsored the creation of one or more 401k plans.

Company Name: GOLDY LOCKS, INC.

Employer identification number (EIN): 364265105

NAIC Classification: 811490
NAIC Description: Other Personal and Household Goods Repair and Maintenance

Additional information about GOLDY LOCKS, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 2017-01-09

Company Identification Number: 5064738

Legal Registered Office Address: 310 LEXINGTON AVENUE
APT.13HJ
NEW YORK
United States of America (USA)
10016

More information about GOLDY LOCKS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GOLDY LOCKS, INC. 401(K) PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 GERALD J GRIFFIN 2023-05-16
001 2021-01-01 GERALD J GRIFFIN 2022-07-27
001 2020-01-01 GERALD J GRIFFIN 2021-06-22
001 2019-01-01 GERALD J GRIFFIN 2020-03-31
001 2018-01-01 GERALD J GRIFFIN 2019-07-25
001 2017-01-01 GERALD J GRIFFIN 2018-09-12
001 2016-01-01 GERALD J GRIFFIN 2017-09-20
001 2015-01-01 GERALD J GRIFFIN 2016-09-09
001 2014-01-01 GERALD J GRIFFIN 2015-09-18
001 2013-01-01 GERALD J GRIFFIN
001 2012-01-01 GERALD J GRIFFIN 2013-10-08
001 2011-01-01 GERALD J GRIFFIN
001 2010-01-01 GERALD J. GRIFFIN
001 2009-01-01 MELANIE PHALEN GERALD J GRIFFIN 2010-07-20

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	GERALD J GRIFFIN	2023-05-16
001	2021-01-01	GERALD J GRIFFIN	2022-07-27
001	2020-01-01	GERALD J GRIFFIN	2021-06-22
001	2019-01-01	GERALD J GRIFFIN	2020-03-31
001	2018-01-01	GERALD J GRIFFIN	2019-07-25
001	2017-01-01	GERALD J GRIFFIN	2018-09-12
001	2016-01-01	GERALD J GRIFFIN	2017-09-20
001	2015-01-01	GERALD J GRIFFIN	2016-09-09
001	2014-01-01	GERALD J GRIFFIN	2015-09-18
001	2013-01-01	GERALD J GRIFFIN
001	2012-01-01	GERALD J GRIFFIN	2013-10-08
001	2011-01-01	GERALD J GRIFFIN
001	2010-01-01	GERALD J. GRIFFIN
001	2009-01-01	MELANIE PHALEN		GERALD J GRIFFIN	2010-07-20

Plan Statistics for GOLDY LOCKS, INC. 401(K) PLAN & TRUST

401k plan membership statisitcs for GOLDY LOCKS, INC. 401(K) PLAN & TRUST

Measure Date Value
2013: GOLDY LOCKS, INC. 401(K) PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 11
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 3
Total of all active and inactive participants 2013-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 14
Number of participants with account balances 2013-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2011: GOLDY LOCKS, INC. 401(K) PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 29
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 24
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 7
Total of all active and inactive participants 2011-01-01 31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 31
Number of participants with account balances 2011-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: GOLDY LOCKS, INC. 401(K) PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 31
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 22
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 7
Total of all active and inactive participants 2010-01-01 29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 29
Number of participants with account balances 2010-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: GOLDY LOCKS, INC. 401(K) PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 28
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 23
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 8
Total of all active and inactive participants 2009-01-01 31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 31
Number of participants with account balances 2009-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: GOLDY LOCKS, INC. 401(K) PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	11
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	3
Total of all active and inactive participants	2013-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	14
Number of participants with account balances	2013-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2011: GOLDY LOCKS, INC. 401(K) PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	29
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	24
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	7
Total of all active and inactive participants	2011-01-01	31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	31
Number of participants with account balances	2011-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: GOLDY LOCKS, INC. 401(K) PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	31
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	22
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	7
Total of all active and inactive participants	2010-01-01	29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	29
Number of participants with account balances	2010-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: GOLDY LOCKS, INC. 401(K) PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	28
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	23
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	8
Total of all active and inactive participants	2009-01-01	31
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	31
Number of participants with account balances	2009-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on GOLDY LOCKS, INC. 401(K) PLAN & TRUST

Measure	Date	Value
2013 : GOLDY LOCKS, INC. 401(K) PLAN & TRUST 2013 401k financial data
Total income from all sources	2013-12-31	$202,171
Expenses. Total of all expenses incurred	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$837,147
Total plan assets at beginning of year	2013-12-31	$634,976
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$33,320
Other income received	2013-12-31	$167,287
Net income (gross income less expenses)	2013-12-31	$202,171
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$837,147
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$634,976
Assets. Value of participant loans	2013-12-31	$55,964
Total contributions received or receivable from employer(s)	2013-12-31	$1,564
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2011 : GOLDY LOCKS, INC. 401(K) PLAN & TRUST 2011 401k financial data
Total income from all sources	2011-12-31	$28,249
Expenses. Total of all expenses incurred	2011-12-31	$12,503
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$547,607
Total plan assets at beginning of year	2011-12-31	$531,861
Value of fidelity bond covering the plan	2011-12-31	$50,000
Total contributions received or receivable from participants	2011-12-31	$28,080
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-1,143
Net income (gross income less expenses)	2011-12-31	$15,746
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$547,607
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$531,861
Assets. Value of participant loans	2011-12-31	$85,919
Total contributions received or receivable from employer(s)	2011-12-31	$1,312
Value of certain deemed distributions of participant loans	2011-12-31	$11,483
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$1,020
2010 : GOLDY LOCKS, INC. 401(K) PLAN & TRUST 2010 401k financial data
Total income from all sources	2010-12-31	$102,427
Expenses. Total of all expenses incurred	2010-12-31	$12,391
Benefits paid (including direct rollovers)	2010-12-31	$11,341
Total plan assets at end of year	2010-12-31	$531,861
Total plan assets at beginning of year	2010-12-31	$441,825
Value of fidelity bond covering the plan	2010-12-31	$50,000
Total contributions received or receivable from participants	2010-12-31	$27,103
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$74,061
Net income (gross income less expenses)	2010-12-31	$90,036
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$531,861
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$441,825
Assets. Value of participant loans	2010-12-31	$64,400
Total contributions received or receivable from employer(s)	2010-12-31	$1,263
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$1,050

Form 5500 Responses for GOLDY LOCKS, INC. 401(K) PLAN & TRUST

2013: GOLDY LOCKS, INC. 401(K) PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2011: GOLDY LOCKS, INC. 401(K) PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2010: GOLDY LOCKS, INC. 401(K) PLAN & TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2009: GOLDY LOCKS, INC. 401(K) PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

874197

Policy instance

Insurance contract or identification number	874197
Number of Individuals Covered	14
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $1,697
Total amount of fees paid to insurance company	USD $434
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,511
Insurance broker organization code?	4
Amount paid for insurance broker fees	434
Additional information about fees paid to insurance broker	THIRD PARTY ADMINISTRATION FEES
Insurance broker name	MORGAN STANLEY SMITH BARNEY, LLC

METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )

Policy contract number

931348

Policy instance

Insurance contract or identification number	931348
Number of Individuals Covered	19
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $2,193
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )

Policy contract number

931348

Policy instance

Insurance contract or identification number	931348
Number of Individuals Covered	19
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $1,929
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,929
Insurance broker organization code?	4
Insurance broker name	PRIMERICA FINANCIAL SERVICES, INC.

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Company Name:	GOLDY LOCKS, INC.
Employer identification number (EIN):	364265105
NAIC Classification:	811490
NAIC Description:	Other Personal and Household Goods Repair and Maintenance

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	2017-01-09
Company Identification Number:	5064738
Legal Registered Office Address:	310 LEXINGTON AVENUE APT.13HJ NEW YORK United States of America (USA) 10016