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ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 401k Plan overview

Plan NameANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST
Plan identification number 001

ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.

401k Sponsoring company profile

ANDERSON, RASOR & PARTNERS, LLP has sponsored the creation of one or more 401k plans.

Company Name:ANDERSON, RASOR & PARTNERS, LLP
Employer identification number (EIN):364359138
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01MARY HUMPHREY2023-09-19 MARY HUMPHREY2023-09-19
0012021-01-01MARY HUMPHREY2022-07-28
0012020-01-01MARY HUMPHREY2021-08-20 MARY HUMPHREY2021-08-20
0012019-01-01MARY HUMPHREY2020-07-29 MARY HUMPHREY2020-07-29
0012018-01-01MARY HUMPHREY2019-09-10 MARY HUMPHREY2019-09-10
0012017-01-01MARY HUMPHREY2018-07-10
0012016-01-01MARY HUMPHREY2017-09-01 MARY HUMPHREY2017-09-01
0012015-01-01MARY HUMPHREY
0012014-01-01KAREN SEWICK KAREN SEWICK2015-07-22
0012013-01-01MARY HUMPHREY
0012012-01-01MARY HUMPHEY
0012011-01-01MARY HUMPHREY
0012009-01-01MARY HUMPHREY MARY HUMPHREY2010-07-14
0012009-01-01MARY HUMPHREY MARY HUMPHREY2010-07-14
0012009-01-01MARY HUMPHREY

Plan Statistics for ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST

401k plan membership statisitcs for ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST

Measure Date Value
2015: ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-0162
Total number of active participants reported on line 7a of the Form 55002015-01-0133
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0125
Total of all active and inactive participants2015-01-0158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0158
Number of participants with account balances2015-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-017
2014: ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-0159
Total number of active participants reported on line 7a of the Form 55002014-01-0153
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-019
Total of all active and inactive participants2014-01-0162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0162
Number of participants with account balances2014-01-0161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-0161
Total number of active participants reported on line 7a of the Form 55002013-01-0151
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-018
Total of all active and inactive participants2013-01-0159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0159
Number of participants with account balances2013-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0160
Total number of active participants reported on line 7a of the Form 55002012-01-0151
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0110
Total of all active and inactive participants2012-01-0161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0161
Number of participants with account balances2012-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0160
Total number of active participants reported on line 7a of the Form 55002011-01-0151
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-019
Total of all active and inactive participants2011-01-0160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0160
Number of participants with account balances2011-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0159
Total number of active participants reported on line 7a of the Form 55002009-01-0152
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-018
Total of all active and inactive participants2009-01-0160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0160
Number of participants with account balances2009-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST

Measure Date Value
2015 : ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 2015 401k financial data
Total income from all sources2015-12-31$804,364
Expenses. Total of all expenses incurred2015-12-31$2,072,098
Benefits paid (including direct rollovers)2015-12-31$2,070,997
Total plan assets at end of year2015-12-31$9,379,915
Total plan assets at beginning of year2015-12-31$10,647,649
Value of fidelity bond covering the plan2015-12-31$1,000,000
Total contributions received or receivable from participants2015-12-31$239,854
Other income received2015-12-31$95,503
Net income (gross income less expenses)2015-12-31$-1,267,734
Net plan assets at end of year (total assets less liabilities)2015-12-31$9,379,915
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$10,647,649
Assets. Value of participant loans2015-12-31$83,088
Total contributions received or receivable from employer(s)2015-12-31$469,007
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$1,101
2014 : ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 2014 401k financial data
Total income from all sources2014-12-31$1,383,801
Expenses. Total of all expenses incurred2014-12-31$255,569
Benefits paid (including direct rollovers)2014-12-31$255,144
Total plan assets at end of year2014-12-31$10,647,649
Total plan assets at beginning of year2014-12-31$9,519,417
Value of fidelity bond covering the plan2014-12-31$1,000,000
Total contributions received or receivable from participants2014-12-31$364,716
Expenses. Other expenses not covered elsewhere2014-12-31$425
Other income received2014-12-31$584,929
Net income (gross income less expenses)2014-12-31$1,128,232
Net plan assets at end of year (total assets less liabilities)2014-12-31$10,647,649
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$9,519,417
Assets. Value of participant loans2014-12-31$107,046
Total contributions received or receivable from employer(s)2014-12-31$434,156
2013 : ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 2013 401k financial data
Transfers to/from the plan2013-12-31$21,440
Total income from all sources2013-12-31$2,517,191
Expenses. Total of all expenses incurred2013-12-31$42,154
Benefits paid (including direct rollovers)2013-12-31$41,879
Total plan assets at end of year2013-12-31$9,519,417
Total plan assets at beginning of year2013-12-31$7,022,940
Value of fidelity bond covering the plan2013-12-31$1,000,000
Total contributions received or receivable from participants2013-12-31$338,871
Contributions received from other sources (not participants or employers)2013-12-31$490,648
Other income received2013-12-31$1,245,578
Net income (gross income less expenses)2013-12-31$2,475,037
Net plan assets at end of year (total assets less liabilities)2013-12-31$9,519,417
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$7,022,940
Assets. Value of participant loans2013-12-31$104,640
Total contributions received or receivable from employer(s)2013-12-31$442,094
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$275
2012 : ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 2012 401k financial data
Total income from all sources2012-12-31$1,479,626
Expenses. Total of all expenses incurred2012-12-31$371,948
Benefits paid (including direct rollovers)2012-12-31$371,598
Total plan assets at end of year2012-12-31$7,022,940
Total plan assets at beginning of year2012-12-31$5,915,262
Value of fidelity bond covering the plan2012-12-31$1,000,000
Total contributions received or receivable from participants2012-12-31$291,856
Other income received2012-12-31$777,713
Net income (gross income less expenses)2012-12-31$1,107,678
Net plan assets at end of year (total assets less liabilities)2012-12-31$7,022,940
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$5,915,262
Assets. Value of participant loans2012-12-31$72,080
Total contributions received or receivable from employer(s)2012-12-31$410,057
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$350
2011 : ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 2011 401k financial data
Total income from all sources2011-12-31$678,298
Expenses. Total of all expenses incurred2011-12-31$432,064
Benefits paid (including direct rollovers)2011-12-31$385,336
Total plan assets at end of year2011-12-31$5,915,262
Total plan assets at beginning of year2011-12-31$5,669,028
Value of fidelity bond covering the plan2011-12-31$1,000,000
Total contributions received or receivable from participants2011-12-31$407,163
Expenses. Other expenses not covered elsewhere2011-12-31$500
Other income received2011-12-31$-147,936
Net income (gross income less expenses)2011-12-31$246,234
Net plan assets at end of year (total assets less liabilities)2011-12-31$5,915,262
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$5,669,028
Assets. Value of participant loans2011-12-31$26,517
Total contributions received or receivable from employer(s)2011-12-31$419,071
Value of certain deemed distributions of participant loans2011-12-31$46,228
2010 : ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 2010 401k financial data
Total income from all sources2010-12-31$1,389,170
Expenses. Total of all expenses incurred2010-12-31$446,817
Benefits paid (including direct rollovers)2010-12-31$446,040
Total plan assets at end of year2010-12-31$5,669,028
Total plan assets at beginning of year2010-12-31$4,726,675
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$321,142
Contributions received from other sources (not participants or employers)2010-12-31$10,354
Other income received2010-12-31$635,573
Net income (gross income less expenses)2010-12-31$942,353
Net plan assets at end of year (total assets less liabilities)2010-12-31$5,669,028
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$4,726,675
Assets. Value of participant loans2010-12-31$10,152
Total contributions received or receivable from employer(s)2010-12-31$422,101
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$777

Form 5500 Responses for ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST

2015: ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ANDERSON, RASOR & PARTNERS PROFIT SHARING AND 401K PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number932749
Policy instance 1
Insurance contract or identification number932749
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $17,827
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number932749
Policy instance 1
Insurance contract or identification number932749
Number of Individuals Covered58
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $15,735
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,735
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY SMITH BARNEY LLC

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