401k Plan data: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST plan

NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 401k Plan overview

Plan Name	NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST
Plan identification number	001

NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTHWEST ENT ASSOCIATES, S.C. has sponsored the creation of one or more 401k plans.

Company Name: NORTHWEST ENT ASSOCIATES, S.C.

Employer identification number (EIN): 364370485

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 THOMAS E. GARRITY
001 2017-01-01 THOMAS E. GARRITY
001 2016-01-01 THOMAS E. GARRITY
001 2015-01-01 THOMAS E. GARRITY
001 2014-01-01 THOMAS E. GARRITY
001 2013-01-01 THOMAS E. GARRITY
001 2012-01-01 THOMAS E. GARRITY
001 2011-01-01 THOMAS E. GARRITY
001 2010-01-01 THOMAS GARRITY
001 2009-01-01 THOMAS GARRITY
001 2009-01-01 THOMAS GARRITY

Plan Statistics for NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST

401k plan membership statisitcs for NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST

Measure Date Value
2018: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 19
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 3
Total of all active and inactive participants 2018-01-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 23
Number of participants with account balances 2018-01-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 18
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 4
Total of all active and inactive participants 2017-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 22
Number of participants with account balances 2017-01-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 18
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 4
Total of all active and inactive participants 2016-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 22
Number of participants with account balances 2016-01-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 1
2015: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 16
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 5
Total of all active and inactive participants 2015-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 21
Number of participants with account balances 2015-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 21
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 16
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 5
Total of all active and inactive participants 2014-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 21
Number of participants with account balances 2014-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 15
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 2
Total of all active and inactive participants 2013-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 17
Number of participants with account balances 2013-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 14
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 4
Total of all active and inactive participants 2012-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 18
Number of participants with account balances 2012-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 16
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 3
Total of all active and inactive participants 2011-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 19
Number of participants with account balances 2011-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 21
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 14
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 6
Total of all active and inactive participants 2010-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 20
Number of participants with account balances 2010-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 12
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 4
Total of all active and inactive participants 2009-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 16
Number of participants with account balances 2009-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2018: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	19
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	3
Total of all active and inactive participants	2018-01-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	23
Number of participants with account balances	2018-01-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	18
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	4
Total of all active and inactive participants	2017-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	22
Number of participants with account balances	2017-01-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	18
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	4
Total of all active and inactive participants	2016-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	22
Number of participants with account balances	2016-01-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	1
2015: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	16
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	5
Total of all active and inactive participants	2015-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	21
Number of participants with account balances	2015-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	21
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	16
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	5
Total of all active and inactive participants	2014-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	21
Number of participants with account balances	2014-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	15
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	2
Total of all active and inactive participants	2013-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	17
Number of participants with account balances	2013-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	14
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	4
Total of all active and inactive participants	2012-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	18
Number of participants with account balances	2012-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	16
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	3
Total of all active and inactive participants	2011-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	19
Number of participants with account balances	2011-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	21
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	14
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	6
Total of all active and inactive participants	2010-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	20
Number of participants with account balances	2010-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	12
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	4
Total of all active and inactive participants	2009-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	16
Number of participants with account balances	2009-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST

Measure	Date	Value
2018 : NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$198,710
Expenses. Total of all expenses incurred	2018-12-31	$125,421
Benefits paid (including direct rollovers)	2018-12-31	$114,926
Total plan assets at end of year	2018-12-31	$3,642,950
Total plan assets at beginning of year	2018-12-31	$3,569,661
Value of fidelity bond covering the plan	2018-12-31	$360,000
Total contributions received or receivable from participants	2018-12-31	$125,580
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$102,208
Other income received	2018-12-31	$-200,655
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$73,289
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$3,642,950
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$3,569,661
Assets. Value of participant loans	2018-12-31	$47,410
Total contributions received or receivable from employer(s)	2018-12-31	$171,577
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$10,495
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$757,000
Expenses. Total of all expenses incurred	2017-12-31	$70,122
Benefits paid (including direct rollovers)	2017-12-31	$58,275
Total plan assets at end of year	2017-12-31	$3,569,661
Total plan assets at beginning of year	2017-12-31	$2,882,783
Value of fidelity bond covering the plan	2017-12-31	$330,000
Total contributions received or receivable from participants	2017-12-31	$122,200
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$463,704
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$686,878
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$3,569,661
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$2,882,783
Assets. Value of participant loans	2017-12-31	$60,905
Total contributions received or receivable from employer(s)	2017-12-31	$171,096
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$11,847
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$457,692
Expenses. Total of all expenses incurred	2016-12-31	$12,856
Benefits paid (including direct rollovers)	2016-12-31	$1,328
Total plan assets at end of year	2016-12-31	$2,882,783
Total plan assets at beginning of year	2016-12-31	$2,437,947
Value of fidelity bond covering the plan	2016-12-31	$250,000
Total contributions received or receivable from participants	2016-12-31	$105,925
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$187,978
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$444,836
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$2,882,783
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$2,437,947
Assets. Value of participant loans	2016-12-31	$7,610
Total contributions received or receivable from employer(s)	2016-12-31	$163,789
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$11,528
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$272,750
Expenses. Total of all expenses incurred	2015-12-31	$207,789
Benefits paid (including direct rollovers)	2015-12-31	$197,787
Total plan assets at end of year	2015-12-31	$2,437,947
Total plan assets at beginning of year	2015-12-31	$2,372,986
Value of fidelity bond covering the plan	2015-12-31	$250,000
Total contributions received or receivable from participants	2015-12-31	$115,825
Expenses. Other expenses not covered elsewhere	2015-12-31	$10,002
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$335
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$64,961
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$2,437,947
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$2,372,986
Assets. Value of participant loans	2015-12-31	$9,874
Total contributions received or receivable from employer(s)	2015-12-31	$156,590
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$407,030
Expenses. Total of all expenses incurred	2014-12-31	$6,976
Benefits paid (including direct rollovers)	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$2,372,986
Total plan assets at beginning of year	2014-12-31	$1,972,932
Value of fidelity bond covering the plan	2014-12-31	$250,000
Total contributions received or receivable from participants	2014-12-31	$104,079
Expenses. Other expenses not covered elsewhere	2014-12-31	$6,976
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$156,279
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$400,054
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,372,986
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,972,932
Assets. Value of participant loans	2014-12-31	$15,327
Total contributions received or receivable from employer(s)	2014-12-31	$146,672
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$0
2013 : NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$409,535
Expenses. Total of all expenses incurred	2013-12-31	$4,668
Benefits paid (including direct rollovers)	2013-12-31	$251
Total plan assets at end of year	2013-12-31	$1,972,932
Total plan assets at beginning of year	2013-12-31	$1,568,065
Value of fidelity bond covering the plan	2013-12-31	$250,000
Total contributions received or receivable from participants	2013-12-31	$88,304
Expenses. Other expenses not covered elsewhere	2013-12-31	$4,417
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$186,052
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$404,867
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,972,932
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,568,065
Assets. Value of participant loans	2013-12-31	$29,497
Total contributions received or receivable from employer(s)	2013-12-31	$135,179
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$361,562
Expenses. Total of all expenses incurred	2012-12-31	$370,585
Benefits paid (including direct rollovers)	2012-12-31	$364,995
Total plan assets at end of year	2012-12-31	$1,568,065
Total plan assets at beginning of year	2012-12-31	$1,577,088
Value of fidelity bond covering the plan	2012-12-31	$250,000
Total contributions received or receivable from participants	2012-12-31	$84,750
Expenses. Other expenses not covered elsewhere	2012-12-31	$5,590
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$137,542
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$-9,023
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,568,065
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,577,088
Assets. Value of participant loans	2012-12-31	$36,786
Total contributions received or receivable from employer(s)	2012-12-31	$139,270
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$161,874
Expenses. Total of all expenses incurred	2011-12-31	$76,685
Benefits paid (including direct rollovers)	2011-12-31	$70,259
Total plan assets at end of year	2011-12-31	$1,577,088
Total plan assets at beginning of year	2011-12-31	$1,491,899
Value of fidelity bond covering the plan	2011-12-31	$250,000
Total contributions received or receivable from participants	2011-12-31	$63,150
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-24,892
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$85,189
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,577,088
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,491,899
Assets. Value of participant loans	2011-12-31	$30,805
Total contributions received or receivable from employer(s)	2011-12-31	$123,616
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$6,426
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$346,260
Expenses. Total of all expenses incurred	2010-12-31	$44,212
Benefits paid (including direct rollovers)	2010-12-31	$44,212
Total plan assets at end of year	2010-12-31	$1,490,727
Total plan assets at beginning of year	2010-12-31	$1,188,679
Value of fidelity bond covering the plan	2010-12-31	$120,000
Total contributions received or receivable from participants	2010-12-31	$57,340
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$165,245
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$302,048
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,490,727
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,188,679
Assets. Value of participant loans	2010-12-31	$41,050
Total contributions received or receivable from employer(s)	2010-12-31	$123,675
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST

2018: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: NORTHWEST ENT ASSOCIATES, S.C. EMPLOYEES RETIREMENT PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NORTHWEST ENT ASSOCIATES, S.C.
Employer identification number (EIN):	364370485
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Plan id#	Filing Submission Date	Name of Administrator
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01	THOMAS E. GARRITY
001	2017-01-01	THOMAS E. GARRITY
001	2016-01-01	THOMAS E. GARRITY
001	2015-01-01	THOMAS E. GARRITY
001	2014-01-01	THOMAS E. GARRITY
001	2013-01-01	THOMAS E. GARRITY
001	2012-01-01	THOMAS E. GARRITY
001	2011-01-01	THOMAS E. GARRITY
001	2010-01-01	THOMAS GARRITY
001	2009-01-01	THOMAS GARRITY
001	2009-01-01	THOMAS GARRITY