401k Plan data: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN plan

PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PRIZM FINANCIAL ADVISORS has sponsored the creation of one or more 401k plans.

Company Name: PRIZM FINANCIAL ADVISORS

Employer identification number (EIN): 364394923

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 NADIM K ZAYED 2023-07-27
001 2021-01-01 NADIM K ZAYED 2022-01-18
001 2020-01-01 NADIM K ZAYED 2021-03-11
001 2019-01-01 NADIM K ZAYED 2020-03-04
001 2018-01-01 NADIM K ZAYED 2019-04-08
001 2017-01-01 NADIM K ZAYED
001 2016-01-01 NADIM K ZAYED
001 2015-01-01 NADIM K ZAYED
001 2014-01-01 NADIM K ZAYED
001 2013-01-01 NADIM K ZAYED
001 2012-01-01 NADIM K ZAYED
001 2011-01-01 NADIM K ZAYED
001 2010-01-01 MR. DEAN ZAYED 2011-06-30 MR. DEAN ZAYED 2011-06-30

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	NADIM K ZAYED	2023-07-27
001	2021-01-01	NADIM K ZAYED	2022-01-18
001	2020-01-01	NADIM K ZAYED	2021-03-11
001	2019-01-01	NADIM K ZAYED	2020-03-04
001	2018-01-01	NADIM K ZAYED	2019-04-08
001	2017-01-01	NADIM K ZAYED
001	2016-01-01	NADIM K ZAYED
001	2015-01-01	NADIM K ZAYED
001	2014-01-01	NADIM K ZAYED
001	2013-01-01	NADIM K ZAYED
001	2012-01-01	NADIM K ZAYED
001	2011-01-01	NADIM K ZAYED
001	2010-01-01	MR. DEAN ZAYED	2011-06-30	MR. DEAN ZAYED	2011-06-30

Plan Statistics for PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2017: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 9
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 9
Number of participants with account balances 2017-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 8
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 8
Number of participants with account balances 2016-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 8
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 8
Number of participants with account balances 2015-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 5
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 5
Number of participants with account balances 2014-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 5
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 5
Number of participants with account balances 2013-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 5
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 5
Number of participants with account balances 2012-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 5
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 5
Number of participants with account balances 2011-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2017: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	9
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	9
Number of participants with account balances	2017-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	8
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	8
Number of participants with account balances	2016-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	8
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	8
Number of participants with account balances	2015-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	5
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	5
Number of participants with account balances	2014-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	5
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	5
Number of participants with account balances	2013-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	5
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	5
Number of participants with account balances	2012-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	5
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	5
Number of participants with account balances	2011-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2017 : PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$254,276
Expenses. Total of all expenses incurred	2017-12-31	$151,923
Benefits paid (including direct rollovers)	2017-12-31	$150,978
Total plan assets at end of year	2017-12-31	$1,320,877
Total plan assets at beginning of year	2017-12-31	$1,218,524
Value of fidelity bond covering the plan	2017-12-31	$600,000
Total contributions received or receivable from participants	2017-12-31	$90,733
Other income received	2017-12-31	$124,714
Net income (gross income less expenses)	2017-12-31	$102,353
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$1,320,877
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,218,524
Assets. Value of participant loans	2017-12-31	$49,048
Assets. Value of employer securities	2017-12-31	$694,252
Total contributions received or receivable from employer(s)	2017-12-31	$38,829
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$945
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$0
Total income from all sources	2016-12-31	$156,538
Expenses. Total of all expenses incurred	2016-12-31	$72,252
Benefits paid (including direct rollovers)	2016-12-31	$70,747
Total plan assets at end of year	2016-12-31	$1,218,524
Total plan assets at beginning of year	2016-12-31	$1,134,238
Value of fidelity bond covering the plan	2016-12-31	$600,000
Total contributions received or receivable from participants	2016-12-31	$90,838
Other income received	2016-12-31	$25,370
Net income (gross income less expenses)	2016-12-31	$84,286
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,218,524
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,134,238
Assets. Value of participant loans	2016-12-31	$73,101
Assets. Value of employer securities	2016-12-31	$694,252
Total contributions received or receivable from employer(s)	2016-12-31	$40,330
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$1,505
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$151,451
Expenses. Total of all expenses incurred	2015-12-31	$16,145
Benefits paid (including direct rollovers)	2015-12-31	$13,800
Total plan assets at end of year	2015-12-31	$1,134,238
Total plan assets at beginning of year	2015-12-31	$998,932
Value of fidelity bond covering the plan	2015-12-31	$600,000
Total contributions received or receivable from participants	2015-12-31	$110,985
Other income received	2015-12-31	$5,938
Net income (gross income less expenses)	2015-12-31	$135,306
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,134,238
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$998,932
Assets. Value of participant loans	2015-12-31	$57,073
Assets. Value of employer securities	2015-12-31	$694,252
Total contributions received or receivable from employer(s)	2015-12-31	$34,528
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$2,345
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$131,638
Expenses. Total of all expenses incurred	2014-12-31	$93,564
Benefits paid (including direct rollovers)	2014-12-31	$91,974
Total plan assets at end of year	2014-12-31	$998,932
Total plan assets at beginning of year	2014-12-31	$960,858
Value of fidelity bond covering the plan	2014-12-31	$600,000
Total contributions received or receivable from participants	2014-12-31	$43,596
Noncash contributions received	2014-12-31	$8,381
Net income (gross income less expenses)	2014-12-31	$38,074
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$998,932
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$960,858
Assets. Value of participant loans	2014-12-31	$83,361
Assets. Value of employer securities	2014-12-31	$694,252
Total contributions received or receivable from employer(s)	2014-12-31	$79,661
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$1,590
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$69,472
Expenses. Total of all expenses incurred	2013-12-31	$10,045
Benefits paid (including direct rollovers)	2013-12-31	$8,375
Total plan assets at end of year	2013-12-31	$960,858
Total plan assets at beginning of year	2013-12-31	$901,431
Value of fidelity bond covering the plan	2013-12-31	$600,000
Total contributions received or receivable from participants	2013-12-31	$13,446
Other income received	2013-12-31	$39,764
Net income (gross income less expenses)	2013-12-31	$59,427
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$960,858
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$901,431
Assets. Value of participant loans	2013-12-31	$83,361
Assets. Value of employer securities	2013-12-31	$694,252
Total contributions received or receivable from employer(s)	2013-12-31	$16,262
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$1,670
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$93,392
Expenses. Total of all expenses incurred	2012-12-31	$7,150
Benefits paid (including direct rollovers)	2012-12-31	$6,350
Total plan assets at end of year	2012-12-31	$901,431
Total plan assets at beginning of year	2012-12-31	$815,189
Value of fidelity bond covering the plan	2012-12-31	$600,000
Total contributions received or receivable from participants	2012-12-31	$56,432
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$33,449
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$86,242
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$901,431
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$815,189
Assets. Value of employer securities	2012-12-31	$694,252
Total contributions received or receivable from employer(s)	2012-12-31	$3,511
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$800
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$490,907
Expenses. Total of all expenses incurred	2011-12-31	$3,000
Benefits paid (including direct rollovers)	2011-12-31	$2,500
Total plan assets at end of year	2011-12-31	$815,189
Total plan assets at beginning of year	2011-12-31	$327,282
Value of fidelity bond covering the plan	2011-12-31	$600,000
Total contributions received or receivable from participants	2011-12-31	$31,603
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$400,000
Other income received	2011-12-31	$-22,235
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$487,907
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$815,189
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$327,282
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2011-12-31	$53,409
Assets. Value of employer securities	2011-12-31	$594,252
Total contributions received or receivable from employer(s)	2011-12-31	$81,539
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$500

Form 5500 Responses for PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN

2017: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PRIZM FINANCIAL ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PRIZM FINANCIAL ADVISORS
Employer identification number (EIN):	364394923
NAIC Classification:	523900