UPTOWN RESEARCH INSTITUTE, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan UPTOWN RESEARCH INSTITUTE, LLC 401(K) PROFIT SHARING PLAN
401k plan membership statisitcs for UPTOWN RESEARCH INSTITUTE, LLC 401(K) PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2019: UPTOWN RESEARCH INSTITUTE, LLC 401(K) PROFIT SHARING PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 13 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 7 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 4 |
| Total of all active and inactive participants | 2019-01-01 | 12 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 12 |
| Number of participants with account balances | 2019-01-01 | 12 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: UPTOWN RESEARCH INSTITUTE, LLC 401(K) PROFIT SHARING PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 9 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 6 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 3 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 2 |
| Total of all active and inactive participants | 2018-01-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 11 |
| Number of participants with account balances | 2018-01-01 | 9 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2012: UPTOWN RESEARCH INSTITUTE, LLC 401(K) PROFIT SHARING PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 8 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 5 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 2 |
| Total of all active and inactive participants | 2012-01-01 | 7 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 7 |
| Number of participants with account balances | 2012-01-01 | 7 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: UPTOWN RESEARCH INSTITUTE, LLC 401(K) PROFIT SHARING PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 7 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 5 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 2 |
| Total of all active and inactive participants | 2011-01-01 | 7 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 7 |
| Number of participants with account balances | 2011-01-01 | 7 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2009: UPTOWN RESEARCH INSTITUTE, LLC 401(K) PROFIT SHARING PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 8 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 6 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 1 |
| Total of all active and inactive participants | 2009-01-01 | 7 |
| Total participants | 2009-01-01 | 7 |
| Number of participants with account balances | 2009-01-01 | 7 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2019 : UPTOWN RESEARCH INSTITUTE, LLC 401(K) PROFIT SHARING PLAN 2019 401k financial data |
|---|
| Total income from all sources | 2019-12-31 | $109,325 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $30,110 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $27,948 |
| Total plan assets at end of year | 2019-12-31 | $412,243 |
| Total plan assets at beginning of year | 2019-12-31 | $333,028 |
| Value of fidelity bond covering the plan | 2019-12-31 | $33,303 |
| Total contributions received or receivable from participants | 2019-12-31 | $20,041 |
| Other income received | 2019-12-31 | $70,797 |
| Net income (gross income less expenses) | 2019-12-31 | $79,215 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $412,243 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $333,028 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $18,487 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $2,162 |
| 2018 : UPTOWN RESEARCH INSTITUTE, LLC 401(K) PROFIT SHARING PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $25,422 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $1,682 |
| Total plan assets at end of year | 2018-12-31 | $329,157 |
| Total plan assets at beginning of year | 2018-12-31 | $305,417 |
| Value of fidelity bond covering the plan | 2018-12-31 | $30,000 |
| Total contributions received or receivable from participants | 2018-12-31 | $27,571 |
| Other income received | 2018-12-31 | $-25,353 |
| Net income (gross income less expenses) | 2018-12-31 | $23,740 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $329,157 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $305,417 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $23,204 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $1,682 |
| 2012 : UPTOWN RESEARCH INSTITUTE, LLC 401(K) PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $49,355 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $7,214 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $5,943 |
| Total plan assets at end of year | 2012-12-31 | $236,386 |
| Total plan assets at beginning of year | 2012-12-31 | $194,245 |
| Total contributions received or receivable from participants | 2012-12-31 | $17,542 |
| Other income received | 2012-12-31 | $22,849 |
| Net income (gross income less expenses) | 2012-12-31 | $42,141 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $236,386 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $194,245 |
| Assets. Value of participant loans | 2012-12-31 | $22,616 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2012-12-31 | $77 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $8,964 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $1,271 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| 2011 : UPTOWN RESEARCH INSTITUTE, LLC 401(K) PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $25,216 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $0 |
| Total plan assets at end of year | 2011-12-31 | $194,245 |
| Total plan assets at beginning of year | 2011-12-31 | $169,029 |
| Total contributions received or receivable from participants | 2011-12-31 | $18,736 |
| Other income received | 2011-12-31 | $-5,613 |
| Net income (gross income less expenses) | 2011-12-31 | $25,216 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $194,245 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $169,029 |
| Assets. Value of participant loans | 2011-12-31 | $27,728 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $12,093 |
| 2010 : UPTOWN RESEARCH INSTITUTE, LLC 401(K) PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $61,453 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $0 |
| Total plan assets at end of year | 2010-12-31 | $169,029 |
| Total plan assets at beginning of year | 2010-12-31 | $107,576 |
| Total contributions received or receivable from participants | 2010-12-31 | $24,936 |
| Other income received | 2010-12-31 | $20,894 |
| Net income (gross income less expenses) | 2010-12-31 | $61,453 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $169,029 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $107,576 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $15,623 |
| 2009 : UPTOWN RESEARCH INSTITUTE, LLC 401(K) PROFIT SHARING PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2019: UPTOWN RESEARCH INSTITUTE, LLC 401(K) PROFIT SHARING PLAN 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: UPTOWN RESEARCH INSTITUTE, LLC 401(K) PROFIT SHARING PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: UPTOWN RESEARCH INSTITUTE, LLC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: UPTOWN RESEARCH INSTITUTE, LLC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: UPTOWN RESEARCH INSTITUTE, LLC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 79324 |
| Policy instance | 1 |
| Insurance contract or identification number | 79324 | | Number of Individuals Covered | 10 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Total amount of commissions paid to insurance broker | USD $1,367 | | Total amount of fees paid to insurance company | USD $385 | | Commission paid to Insurance Broker | USD $1,367 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 385 | | Additional information about fees paid to insurance broker | TPA FEES AND COMPENSATION |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 79324 |
| Policy instance | 1 |
| Insurance contract or identification number | 79324 | | Number of Individuals Covered | 9 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Total amount of commissions paid to insurance broker | USD $1,221 | | Total amount of fees paid to insurance company | USD $165 | | Commission paid to Insurance Broker | USD $1,221 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 165 |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 79324 |
| Policy instance | 1 |
| Insurance contract or identification number | 79324 | | Number of Individuals Covered | 7 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $749 | | Total amount of fees paid to insurance company | USD $141 | | Commission paid to Insurance Broker | USD $749 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 141 | | Insurance broker name | E.R.I.S.A., INC. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 79324 |
| Policy instance | 1 |
| Insurance contract or identification number | 79324 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $677 | | Total amount of fees paid to insurance company | USD $151 |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 79324 |
| Policy instance | 1 |
| Insurance contract or identification number | 79324 | | Number of Individuals Covered | 7 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $471 | | Total amount of fees paid to insurance company | USD $52 |
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