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AUSTIN-WESTRAN PENSION PLAN 401k Plan overview

Plan NameAUSTIN-WESTRAN PENSION PLAN
Plan identification number 006

AUSTIN-WESTRAN PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

AUSTIN-WESTRAN, LLC has sponsored the creation of one or more 401k plans.

Company Name:AUSTIN-WESTRAN, LLC
Employer identification number (EIN):364462232
NAIC Classification:331200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AUSTIN-WESTRAN PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0062016-01-01BRIAN BJORK
0062015-01-01BERNADETTE BARRON
0062014-01-01WILLIAM DIEMEL WILLIAM DIEMEL2015-10-15
0062013-01-01WILLIAM DIEMEL WILLIAM DIEMEL2014-10-15
0062012-01-01WILLIAM DIEMEL WILLIAM DIEMEL2013-10-15
0062011-01-01TROY BERG
0062010-01-01TROY BERG
0062009-01-01ROBERT RAIMER ROBERT RAIMER2010-10-14
0062009-01-01 DREW DUBECK2010-10-14
0062009-01-01ROBERT RAIMER ROBERT RAIMER2010-10-14

Plan Statistics for AUSTIN-WESTRAN PENSION PLAN

401k plan membership statisitcs for AUSTIN-WESTRAN PENSION PLAN

Measure Date Value
2016: AUSTIN-WESTRAN PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-313,173,657
Acturial value of plan assets2016-12-313,173,657
Funding target for retired participants and beneficiaries receiving payment2016-12-311,656,046
Number of terminated vested participants2016-12-3176
Fundng target for terminated vested participants2016-12-311,131,636
Active participant vested funding target2016-12-31713,079
Number of active participants2016-12-3139
Total funding liabilities for active participants2016-12-31713,079
Total participant count2016-12-31174
Total funding target for all participants2016-12-313,500,761
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-311,516
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-311,516
Present value of excess contributions2016-12-315
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-315
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-315
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-311,526
Total employer contributions2016-12-31186,491
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31177,730
Liquidity shortfalls end of Q12016-12-310
Liquidity shortfalls end of Q22016-12-310
Liquidity shortfalls end of Q32016-12-310
Liquidity shortfalls end of Q42016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-3181,000
Net shortfall amortization installment of oustanding balance2016-12-31328,630
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-31177,730
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-31177,730
Contributions allocatedtoward minimum required contributions for current year2016-12-31177,730
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-01174
Total number of active participants reported on line 7a of the Form 55002016-01-0113
Number of retired or separated participants receiving benefits2016-01-0152
Number of other retired or separated participants entitled to future benefits2016-01-0192
Total of all active and inactive participants2016-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-017
Total participants2016-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: AUSTIN-WESTRAN PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01179
Total number of active participants reported on line 7a of the Form 55002015-01-0139
Number of retired or separated participants receiving benefits2015-01-0156
Number of other retired or separated participants entitled to future benefits2015-01-0172
Total of all active and inactive participants2015-01-01167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-017
Total participants2015-01-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: AUSTIN-WESTRAN PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01187
Total number of active participants reported on line 7a of the Form 55002014-01-0140
Number of retired or separated participants receiving benefits2014-01-0157
Number of other retired or separated participants entitled to future benefits2014-01-0176
Total of all active and inactive participants2014-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-016
Total participants2014-01-01179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: AUSTIN-WESTRAN PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01189
Total number of active participants reported on line 7a of the Form 55002013-01-0142
Number of retired or separated participants receiving benefits2013-01-0162
Number of other retired or separated participants entitled to future benefits2013-01-0177
Total of all active and inactive participants2013-01-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-01187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: AUSTIN-WESTRAN PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01191
Total number of active participants reported on line 7a of the Form 55002012-01-0143
Number of retired or separated participants receiving benefits2012-01-0161
Number of other retired or separated participants entitled to future benefits2012-01-0178
Total of all active and inactive participants2012-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-017
Total participants2012-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: AUSTIN-WESTRAN PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01193
Total number of active participants reported on line 7a of the Form 55002011-01-0145
Number of retired or separated participants receiving benefits2011-01-0162
Number of other retired or separated participants entitled to future benefits2011-01-0180
Total of all active and inactive participants2011-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: AUSTIN-WESTRAN PENSION PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01196
Total number of active participants reported on line 7a of the Form 55002010-01-0151
Number of retired or separated participants receiving benefits2010-01-0162
Number of other retired or separated participants entitled to future benefits2010-01-0176
Total of all active and inactive participants2010-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-014
Total participants2010-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: AUSTIN-WESTRAN PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01202
Total number of active participants reported on line 7a of the Form 55002009-01-0159
Number of retired or separated participants receiving benefits2009-01-0154
Number of other retired or separated participants entitled to future benefits2009-01-0179
Total of all active and inactive participants2009-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-01196

Financial Data on AUSTIN-WESTRAN PENSION PLAN

Measure Date Value
2016 : AUSTIN-WESTRAN PENSION PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$4,030
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$3,614
Total income from all sources (including contributions)2016-12-31$402,385
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$537,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$448,063
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$186,491
Value of total assets at end of year2016-12-31$3,044,828
Value of total assets at beginning of year2016-12-31$3,179,394
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$89,304
Total interest from all sources2016-12-31$27
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$134,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$134,558
Administrative expenses professional fees incurred2016-12-31$23,250
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$4,030
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$3,614
Administrative expenses (other) incurred2016-12-31$43,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-134,982
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,040,798
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,175,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$22,428
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,846,935
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,026,058
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$131,369
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$65,710
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$65,710
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$27
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$81,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$186,491
Employer contributions (assets) at end of year2016-12-31$66,524
Employer contributions (assets) at beginning of year2016-12-31$87,626
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$448,063
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2016-12-31410746749
2015 : AUSTIN-WESTRAN PENSION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$3,614
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$250,701
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$353,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$273,257
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$241,712
Value of total assets at end of year2015-12-31$3,179,394
Value of total assets at beginning of year2015-12-31$3,278,554
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$80,218
Total interest from all sources2015-12-31$60
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$157,013
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$157,013
Administrative expenses professional fees incurred2015-12-31$4,750
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$4,702
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$3,614
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Administrative expenses (other) incurred2015-12-31$32,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-102,774
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,175,780
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,278,554
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$42,593
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,026,058
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,015,210
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$65,710
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$168,042
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$168,042
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$60
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-148,084
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$241,712
Employer contributions (assets) at end of year2015-12-31$87,626
Employer contributions (assets) at beginning of year2015-12-31$90,600
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$273,257
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2015-12-31410746749
2014 : AUSTIN-WESTRAN PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$452,378
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$383,749
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$308,628
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$251,406
Value of total assets at end of year2014-12-31$3,278,554
Value of total assets at beginning of year2014-12-31$3,209,925
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$75,121
Total interest from all sources2014-12-31$13
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$46,500
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$4,702
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$3,327
Administrative expenses (other) incurred2014-12-31$24,507
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$68,629
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,278,554
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,209,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$4,114
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,015,210
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,008,767
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$168,042
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$92,874
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$92,874
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$13
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$200,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$251,406
Employer contributions (assets) at end of year2014-12-31$90,600
Employer contributions (assets) at beginning of year2014-12-31$104,957
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$308,628
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2014-12-31410746749
2013 : AUSTIN-WESTRAN PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$669,335
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$296,759
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$217,566
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$247,967
Value of total assets at end of year2013-12-31$3,209,925
Value of total assets at beginning of year2013-12-31$2,837,349
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$79,193
Total interest from all sources2013-12-31$19
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$40,625
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$3,327
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$2,893
Administrative expenses (other) incurred2013-12-31$24,849
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$372,576
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,209,925
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,837,349
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$13,719
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,008,767
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,711,317
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$92,874
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$49,736
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$49,736
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$19
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$421,349
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$247,967
Employer contributions (assets) at end of year2013-12-31$104,957
Employer contributions (assets) at beginning of year2013-12-31$73,403
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$217,566
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2013-12-31410746749
2012 : AUSTIN-WESTRAN PENSION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$466,499
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$256,394
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$192,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$202,112
Value of total assets at end of year2012-12-31$2,837,349
Value of total assets at beginning of year2012-12-31$2,627,244
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$63,858
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$23,215
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$250,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$2,893
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$3,784
Administrative expenses (other) incurred2012-12-31$21,472
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$210,105
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,837,349
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,627,244
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$19,171
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,711,317
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,380,476
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$49,736
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$150,641
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$150,641
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$264,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$202,112
Employer contributions (assets) at end of year2012-12-31$73,403
Employer contributions (assets) at beginning of year2012-12-31$92,343
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$192,536
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2012-12-31410746749
2011 : AUSTIN-WESTRAN PENSION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$256,829
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$247,631
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$192,402
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$251,434
Value of total assets at end of year2011-12-31$2,627,244
Value of total assets at beginning of year2011-12-31$2,618,046
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$55,229
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$55,229
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$250,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$3,784
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,045
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$9,198
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,627,244
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,618,046
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,380,476
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,465,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$150,641
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$63,218
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$63,218
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$5,395
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$251,434
Employer contributions (assets) at end of year2011-12-31$92,343
Employer contributions (assets) at beginning of year2011-12-31$88,658
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$192,402
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2011-12-31410746749
2010 : AUSTIN-WESTRAN PENSION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$484,250
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$218,468
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$183,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$218,819
Value of total assets at end of year2010-12-31$2,618,046
Value of total assets at beginning of year2010-12-31$2,352,264
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$35,210
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$18,015
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$250,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,045
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$2,294
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$265,782
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,618,046
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,352,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,465,125
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,302,531
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$63,218
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$47,439
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$47,439
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$265,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$218,819
Employer contributions (assets) at end of year2010-12-31$88,658
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$183,258
Contract administrator fees2010-12-31$17,195
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CLIFTON GUNDERSON, LLP
Accountancy firm EIN2010-12-31370802863
2009 : AUSTIN-WESTRAN PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AUSTIN-WESTRAN PENSION PLAN

2016: AUSTIN-WESTRAN PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AUSTIN-WESTRAN PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AUSTIN-WESTRAN PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AUSTIN-WESTRAN PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AUSTIN-WESTRAN PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AUSTIN-WESTRAN PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: AUSTIN-WESTRAN PENSION PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: AUSTIN-WESTRAN PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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