AUSTIN-WESTRAN, LLC has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2016: AUSTIN-WESTRAN PENSION PLAN 2016 401k membership |
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Market value of plan assets | 2016-12-31 | 3,173,657 |
Acturial value of plan assets | 2016-12-31 | 3,173,657 |
Funding target for retired participants and beneficiaries receiving payment | 2016-12-31 | 1,656,046 |
Number of terminated vested participants | 2016-12-31 | 76 |
Fundng target for terminated vested participants | 2016-12-31 | 1,131,636 |
Active participant vested funding target | 2016-12-31 | 713,079 |
Number of active participants | 2016-12-31 | 39 |
Total funding liabilities for active participants | 2016-12-31 | 713,079 |
Total participant count | 2016-12-31 | 174 |
Total funding target for all participants | 2016-12-31 | 3,500,761 |
Balance at beginning of prior year after applicable adjustments | 2016-12-31 | 0 |
Prefunding balance at beginning of prior year after applicable adjustments | 2016-12-31 | 1,516 |
Carryover balanced portion elected for use to offset prior years funding requirement | 2016-12-31 | 0 |
Prefunding balanced used to offset prior years funding requirement | 2016-12-31 | 0 |
Amount remaining of carryover balance | 2016-12-31 | 0 |
Amount remaining of prefunding balance | 2016-12-31 | 1,516 |
Present value of excess contributions | 2016-12-31 | 5 |
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2016-12-31 | 5 |
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2016-12-31 | 5 |
Reductions in caryover balances due to elections or deemed elections | 2016-12-31 | 0 |
Reductions in prefunding balances due to elections or deemed elections | 2016-12-31 | 0 |
Balance of carryovers at beginning of current year | 2016-12-31 | 0 |
Balance of prefunding at beginning of current year | 2016-12-31 | 1,526 |
Total employer contributions | 2016-12-31 | 186,491 |
Total employee contributions | 2016-12-31 | 0 |
Contributions allocated toward unpaid minimum require contributions from prior years | 2016-12-31 | 0 |
Contributions made to avoid restrictions adjusted to valuation date | 2016-12-31 | 0 |
Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2016-12-31 | 177,730 |
Liquidity shortfalls end of Q1 | 2016-12-31 | 0 |
Liquidity shortfalls end of Q2 | 2016-12-31 | 0 |
Liquidity shortfalls end of Q3 | 2016-12-31 | 0 |
Liquidity shortfalls end of Q4 | 2016-12-31 | 0 |
Unpaid minimum required contributions for all prior years | 2016-12-31 | 0 |
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2016-12-31 | 0 |
Remaining amount of unpaid minimum required contributions | 2016-12-31 | 0 |
Minimum required contributions for current year target normal cost | 2016-12-31 | 81,000 |
Net shortfall amortization installment of oustanding balance | 2016-12-31 | 328,630 |
Waiver amortization installment | 2016-12-31 | 0 |
Total funding amount beforereflecting carryover/prefunding balances | 2016-12-31 | 177,730 |
Carryover balance elected to use to offset funding requirement | 2016-12-31 | 0 |
Prefunding balance elected to use to offset funding requirement | 2016-12-31 | 0 |
Additional cash requirement | 2016-12-31 | 177,730 |
Contributions allocatedtoward minimum required contributions for current year | 2016-12-31 | 177,730 |
Unpaid minimum required contributions for current year | 2016-12-31 | 0 |
Unpaid minimum required contributions for all years | 2016-12-31 | 0 |
Total participants, beginning-of-year | 2016-01-01 | 174 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 13 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 52 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 92 |
Total of all active and inactive participants | 2016-01-01 | 157 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 7 |
Total participants | 2016-01-01 | 164 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: AUSTIN-WESTRAN PENSION PLAN 2015 401k membership |
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Total participants, beginning-of-year | 2015-01-01 | 179 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 39 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 56 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 72 |
Total of all active and inactive participants | 2015-01-01 | 167 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 7 |
Total participants | 2015-01-01 | 174 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: AUSTIN-WESTRAN PENSION PLAN 2014 401k membership |
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Total participants, beginning-of-year | 2014-01-01 | 187 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 40 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 57 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 76 |
Total of all active and inactive participants | 2014-01-01 | 173 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 6 |
Total participants | 2014-01-01 | 179 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
2013: AUSTIN-WESTRAN PENSION PLAN 2013 401k membership |
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Total participants, beginning-of-year | 2013-01-01 | 189 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 42 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 62 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 77 |
Total of all active and inactive participants | 2013-01-01 | 181 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 6 |
Total participants | 2013-01-01 | 187 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: AUSTIN-WESTRAN PENSION PLAN 2012 401k membership |
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Total participants, beginning-of-year | 2012-01-01 | 191 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 43 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 61 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 78 |
Total of all active and inactive participants | 2012-01-01 | 182 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 7 |
Total participants | 2012-01-01 | 189 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: AUSTIN-WESTRAN PENSION PLAN 2011 401k membership |
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Total participants, beginning-of-year | 2011-01-01 | 193 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 45 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 62 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 80 |
Total of all active and inactive participants | 2011-01-01 | 187 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 4 |
Total participants | 2011-01-01 | 191 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2010: AUSTIN-WESTRAN PENSION PLAN 2010 401k membership |
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Total participants, beginning-of-year | 2010-01-01 | 196 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 51 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 62 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 76 |
Total of all active and inactive participants | 2010-01-01 | 189 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 4 |
Total participants | 2010-01-01 | 193 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 1 |
2009: AUSTIN-WESTRAN PENSION PLAN 2009 401k membership |
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Total participants, beginning-of-year | 2009-01-01 | 202 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 59 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 54 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 79 |
Total of all active and inactive participants | 2009-01-01 | 192 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 4 |
Total participants | 2009-01-01 | 196 |
Measure | Date | Value |
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2016 : AUSTIN-WESTRAN PENSION PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $4,030 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $3,614 |
Total income from all sources (including contributions) | 2016-12-31 | $402,385 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $537,367 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $448,063 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $186,491 |
Value of total assets at end of year | 2016-12-31 | $3,044,828 |
Value of total assets at beginning of year | 2016-12-31 | $3,179,394 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $89,304 |
Total interest from all sources | 2016-12-31 | $27 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $134,558 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $134,558 |
Administrative expenses professional fees incurred | 2016-12-31 | $23,250 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $4,030 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $3,614 |
Administrative expenses (other) incurred | 2016-12-31 | $43,626 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $-134,982 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $3,040,798 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,175,780 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $22,428 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $2,846,935 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $3,026,058 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $131,369 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $65,710 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $65,710 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $27 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $81,309 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $186,491 |
Employer contributions (assets) at end of year | 2016-12-31 | $66,524 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $87,626 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $448,063 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2016-12-31 | 410746749 |
2015 : AUSTIN-WESTRAN PENSION PLAN 2015 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $3,614 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $250,701 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $353,475 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $273,257 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $241,712 |
Value of total assets at end of year | 2015-12-31 | $3,179,394 |
Value of total assets at beginning of year | 2015-12-31 | $3,278,554 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $80,218 |
Total interest from all sources | 2015-12-31 | $60 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $157,013 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $157,013 |
Administrative expenses professional fees incurred | 2015-12-31 | $4,750 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $4,702 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $3,614 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
Administrative expenses (other) incurred | 2015-12-31 | $32,875 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-102,774 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $3,175,780 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $3,278,554 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $42,593 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $3,026,058 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $3,015,210 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $65,710 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $168,042 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $168,042 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $60 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-148,084 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $241,712 |
Employer contributions (assets) at end of year | 2015-12-31 | $87,626 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $90,600 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $273,257 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2015-12-31 | 410746749 |
2014 : AUSTIN-WESTRAN PENSION PLAN 2014 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $452,378 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $383,749 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $308,628 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $251,406 |
Value of total assets at end of year | 2014-12-31 | $3,278,554 |
Value of total assets at beginning of year | 2014-12-31 | $3,209,925 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $75,121 |
Total interest from all sources | 2014-12-31 | $13 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Administrative expenses professional fees incurred | 2014-12-31 | $46,500 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $4,702 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $3,327 |
Administrative expenses (other) incurred | 2014-12-31 | $24,507 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $68,629 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $3,278,554 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,209,925 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $4,114 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $3,015,210 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $3,008,767 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $168,042 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $92,874 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $92,874 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $13 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $200,959 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $251,406 |
Employer contributions (assets) at end of year | 2014-12-31 | $90,600 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $104,957 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $308,628 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2014-12-31 | 410746749 |
2013 : AUSTIN-WESTRAN PENSION PLAN 2013 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $669,335 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $296,759 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $217,566 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $247,967 |
Value of total assets at end of year | 2013-12-31 | $3,209,925 |
Value of total assets at beginning of year | 2013-12-31 | $2,837,349 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $79,193 |
Total interest from all sources | 2013-12-31 | $19 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Administrative expenses professional fees incurred | 2013-12-31 | $40,625 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $3,327 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $2,893 |
Administrative expenses (other) incurred | 2013-12-31 | $24,849 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $372,576 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $3,209,925 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,837,349 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $13,719 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $3,008,767 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $2,711,317 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $92,874 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $49,736 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $49,736 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $19 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $421,349 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $247,967 |
Employer contributions (assets) at end of year | 2013-12-31 | $104,957 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $73,403 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $217,566 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2013-12-31 | 410746749 |
2012 : AUSTIN-WESTRAN PENSION PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $466,499 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $256,394 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $192,536 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $202,112 |
Value of total assets at end of year | 2012-12-31 | $2,837,349 |
Value of total assets at beginning of year | 2012-12-31 | $2,627,244 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $63,858 |
Total interest from all sources | 2012-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Administrative expenses professional fees incurred | 2012-12-31 | $23,215 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $250,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $2,893 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $3,784 |
Administrative expenses (other) incurred | 2012-12-31 | $21,472 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $210,105 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $2,837,349 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,627,244 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $19,171 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $2,711,317 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $2,380,476 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $49,736 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $150,641 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $150,641 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $264,387 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $202,112 |
Employer contributions (assets) at end of year | 2012-12-31 | $73,403 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $92,343 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $192,536 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2012-12-31 | 410746749 |
2011 : AUSTIN-WESTRAN PENSION PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $256,829 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $247,631 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $192,402 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $251,434 |
Value of total assets at end of year | 2011-12-31 | $2,627,244 |
Value of total assets at beginning of year | 2011-12-31 | $2,618,046 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $55,229 |
Total interest from all sources | 2011-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Administrative expenses professional fees incurred | 2011-12-31 | $55,229 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $250,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $3,784 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $1,045 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $9,198 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,627,244 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,618,046 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $2,380,476 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $2,465,125 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $150,641 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $63,218 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $63,218 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $5,395 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $251,434 |
Employer contributions (assets) at end of year | 2011-12-31 | $92,343 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $88,658 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $192,402 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2011-12-31 | 410746749 |
2010 : AUSTIN-WESTRAN PENSION PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $484,250 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $218,468 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $183,258 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $218,819 |
Value of total assets at end of year | 2010-12-31 | $2,618,046 |
Value of total assets at beginning of year | 2010-12-31 | $2,352,264 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $35,210 |
Total interest from all sources | 2010-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Administrative expenses professional fees incurred | 2010-12-31 | $18,015 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $250,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $1,045 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $2,294 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $265,782 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,618,046 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,352,264 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $2,465,125 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $2,302,531 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $63,218 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $47,439 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $47,439 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $265,431 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $218,819 |
Employer contributions (assets) at end of year | 2010-12-31 | $88,658 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $183,258 |
Contract administrator fees | 2010-12-31 | $17,195 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | CLIFTON GUNDERSON, LLP |
Accountancy firm EIN | 2010-12-31 | 370802863 |
2009 : AUSTIN-WESTRAN PENSION PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |