401k Plan data: THRIFT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 317, SUPERIOR, WI plan

THRIFT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 317, SUPERIOR, WI 401k Plan overview

Plan Name	THRIFT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 317, SUPERIOR, WI
Plan identification number	006

THRIFT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 317, SUPERIOR, WI Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

CALUMET GP, LLC has sponsored the creation of one or more 401k plans.

Company Name: CALUMET GP, LLC

Employer identification number (EIN): 364579817

NAIC Classification: 213110
NAIC Description: Support Activities for Mining

Additional information about CALUMET GP, LLC

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2012-01-09

Company Identification Number: 0801532157

Legal Registered Office Address: 2780 WATERFRONT PARKWAY EAST DR STE 200

INDIANAPOLIS
United States of America (USA)
46214

More information about CALUMET GP, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THRIFT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 317, SUPERIOR, WI

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
006 2012-01-01 CAROL HUTTON DAVID BURFORD 2013-10-14
006 2011-01-01 CAROL HUTTON DAVID BURFORD 2012-10-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
006	2012-01-01	CAROL HUTTON		DAVID BURFORD	2013-10-14
006	2011-01-01	CAROL HUTTON		DAVID BURFORD	2012-10-15

Plan Statistics for THRIFT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 317, SUPERIOR, WI

401k plan membership statisitcs for THRIFT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 317, SUPERIOR, WI

Measure Date Value
2012: THRIFT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 317, SUPERIOR, WI 2012 401k membership
Total participants, beginning-of-year 2012-01-01 119
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 0
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THRIFT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 317, SUPERIOR, WI 2011 401k membership
Total participants, beginning-of-year 2011-01-01 121
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 111
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 7
Total of all active and inactive participants 2011-01-01 119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 119
Number of participants with account balances 2011-01-01 98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 9

Measure	Date	Value
2012: THRIFT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 317, SUPERIOR, WI 2012 401k membership
Total participants, beginning-of-year	2012-01-01	119
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	0
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THRIFT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 317, SUPERIOR, WI 2011 401k membership
Total participants, beginning-of-year	2011-01-01	121
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	111
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	7
Total of all active and inactive participants	2011-01-01	119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	119
Number of participants with account balances	2011-01-01	98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	9

Financial Data on THRIFT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 317, SUPERIOR, WI

Measure	Date	Value
2012 : THRIFT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 317, SUPERIOR, WI 2012 401k financial data
Total transfer of assets from this plan	2012-12-31	$11,666,614
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$4,237,557
Total loss/gain on sale of assets	2012-12-31	$56,979
Total of all expenses incurred	2012-12-31	$1,766,879
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,763,643
Value of total corrective distributions	2012-12-31	$1,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,259,357
Value of total assets at end of year	2012-12-31	$0
Value of total assets at beginning of year	2012-12-31	$9,195,936
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,892
Total interest from all sources	2012-12-31	$9,586
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$286,319
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$254,305
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$596,571
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$282,439
Administrative expenses (other) incurred	2012-12-31	$1,892
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,470,678
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$9,195,936
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$6,685,683
Interest on participant loans	2012-12-31	$9,208
Value of interest in common/collective trusts at end of year	2012-12-31	$0
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,304,337
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$11,083
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$11,083
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$378
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$642,746
Net investment gain or loss from common/collective trusts	2012-12-31	$-17,430
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,662,786
Income. Dividends from common stock	2012-12-31	$32,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,763,643
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$912,394
Did the plan have assets held for investment	2012-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	Yes
Aggregate proceeds on sale of assets	2012-12-31	$1,001,387
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$944,408
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	KATZ SAPPER & MILLER
Accountancy firm EIN	2012-12-31	351090346
2011 : THRIFT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 317, SUPERIOR, WI 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-13,725
Total unrealized appreciation/depreciation of assets	2011-12-31	$-13,725
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$371,138
Total loss/gain on sale of assets	2011-12-31	$22,894
Total of all expenses incurred	2011-12-31	$488,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$487,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$775,732
Value of total assets at end of year	2011-12-31	$9,195,936
Value of total assets at beginning of year	2011-12-31	$9,313,212
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,341
Total interest from all sources	2011-12-31	$12,317
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$112,855
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$112,855
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$524,718
Participant contributions at end of year	2011-12-31	$282,439
Participant contributions at beginning of year	2011-12-31	$0
Administrative expenses (other) incurred	2011-12-31	$1,341
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-117,276
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$9,195,936
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$9,313,212
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$6,685,683
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$0
Interest on participant loans	2011-12-31	$12,317
Value of interest in master investment trust accounts at end of year	2011-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$9,313,212
Value of interest in common/collective trusts at end of year	2011-12-31	$1,304,337
Value of interest in common/collective trusts at beginning of year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$11,083
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-174,719
Net investment gain or loss from common/collective trusts	2011-12-31	$35,883
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$251,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$487,073
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$912,394
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$960,316
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$937,422
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	BKD, LLP
Accountancy firm EIN	2011-12-31	440160260

Form 5500 Responses for THRIFT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 317, SUPERIOR, WI

2012: THRIFT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 317, SUPERIOR, WI 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THRIFT PLAN FOR EMPLOYEES OF CALUMET GP, LLC REPRESENTED BY INTL UNION OF OPERATING ENGINEERS, AFL-CIO, LOCAL NO. 317, SUPERIOR, WI 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	CALUMET GP, LLC
Employer identification number (EIN):	364579817
NAIC Classification:	213110
NAIC Description:	Support Activities for Mining

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2012-01-09
Company Identification Number:	0801532157
Legal Registered Office Address:	2780 WATERFRONT PARKWAY EAST DR STE 200 INDIANAPOLIS United States of America (USA) 46214