CALUMET GP, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan MONTANA REFINING COMPANY, INC. 401(K) THRIFT PLAN
| Measure | Date | Value |
|---|
| 2013 : MONTANA REFINING COMPANY, INC. 401(K) THRIFT PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $801,796 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $411,572 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $399,175 |
| Total plan assets at end of year | 2013-12-31 | $3,809,386 |
| Total plan assets at beginning of year | 2013-12-31 | $3,419,162 |
| Value of fidelity bond covering the plan | 2013-12-31 | $500,000 |
| Other income received | 2013-12-31 | $704,187 |
| Net income (gross income less expenses) | 2013-12-31 | $390,224 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $3,809,386 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $3,419,162 |
| Assets. Value of participant loans | 2013-12-31 | $102,635 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $97,609 |
| Value of certain deemed distributions of participant loans | 2013-12-31 | $3,848 |
| Value of corrective distributions | 2013-12-31 | $8,349 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $200 |
| 2012 : MONTANA REFINING COMPANY, INC. 401(K) THRIFT PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $2,541 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,594,037 |
| Total loss/gain on sale of assets | 2012-12-31 | $7,999 |
| Total of all expenses incurred | 2012-12-31 | $834,995 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $830,441 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $860,914 |
| Value of total assets at end of year | 2012-12-31 | $6,266,176 |
| Value of total assets at beginning of year | 2012-12-31 | $5,504,593 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $4,554 |
| Total interest from all sources | 2012-12-31 | $14,951 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $143,881 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $142,501 |
| Administrative expenses professional fees incurred | 2012-12-31 | $475 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $535,847 |
| Participant contributions at end of year | 2012-12-31 | $252,609 |
| Participant contributions at beginning of year | 2012-12-31 | $314,829 |
| Participant contributions at end of year | 2012-12-31 | $0 |
| Participant contributions at beginning of year | 2012-12-31 | $10,823 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $2,541 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $0 |
| Total non interest bearing cash at end of year | 2012-12-31 | $2,541 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $75 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $759,042 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $6,263,635 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $5,504,593 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $6,011,026 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $5,036,174 |
| Interest on participant loans | 2012-12-31 | $14,951 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $140,598 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $140,598 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $566,292 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $325,067 |
| Employer contributions (assets) at end of year | 2012-12-31 | $51,037 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $31,390 |
| Income. Dividends from common stock | 2012-12-31 | $1,380 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $830,441 |
| Contract administrator fees | 2012-12-31 | $4,079 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $12,917 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $20,916 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $12,917 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | KATZ, SAPPER & MILLER, LLP |
| Accountancy firm EIN | 2012-12-31 | 351090346 |
