VERTICAL/TRIGEN HOLDINGS DBA OSMOTICA PHARMACEUTICAL has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan OSMOTICA PHARMACEUTICAL 401K RETIREMENT PLAN
Measure | Date | Value |
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2018 : OSMOTICA PHARMACEUTICAL 401K RETIREMENT PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $4,299,586 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $859,674 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $816,503 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $5,105,731 |
Value of total assets at end of year | 2018-12-31 | $14,921,321 |
Value of total assets at beginning of year | 2018-12-31 | $11,481,409 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $43,171 |
Total interest from all sources | 2018-12-31 | $10,555 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $185,466 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $185,466 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $2,166,041 |
Participant contributions at end of year | 2018-12-31 | $259,502 |
Participant contributions at beginning of year | 2018-12-31 | $165,116 |
Participant contributions at end of year | 2018-12-31 | $17 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,842,166 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $3,439,912 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $14,921,321 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $11,481,409 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $13,696,976 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $11,030,443 |
Interest on participant loans | 2018-12-31 | $10,555 |
Income. Interest from loans (other than to participants) | 2018-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $964,809 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $243,583 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $33,064 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $33,064 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,022,247 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $20,081 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $1,097,524 |
Employer contributions (assets) at end of year | 2018-12-31 | $17 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $9,203 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $816,503 |
Contract administrator fees | 2018-12-31 | $43,171 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BAKER TILLY |
Accountancy firm EIN | 2018-12-31 | 390859910 |
2017 : OSMOTICA PHARMACEUTICAL 401K RETIREMENT PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets to this plan | 2017-12-31 | $7,078,173 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $5,002,137 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $598,901 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $494,370 |
Value of total corrective distributions | 2017-12-31 | $71,944 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,465,719 |
Value of total assets at end of year | 2017-12-31 | $11,481,409 |
Value of total assets at beginning of year | 2017-12-31 | $0 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $32,587 |
Total interest from all sources | 2017-12-31 | $5,932 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $124,071 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $124,071 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $400,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,569,932 |
Participant contributions at end of year | 2017-12-31 | $165,116 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $884,755 |
Other income not declared elsewhere | 2017-12-31 | $193 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $4,403,236 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $11,481,409 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $0 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $11,030,443 |
Interest on participant loans | 2017-12-31 | $5,932 |
Income. Interest from loans (other than to participants) | 2017-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $243,583 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $33,064 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,402,552 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $3,670 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,011,032 |
Employer contributions (assets) at end of year | 2017-12-31 | $9,203 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $494,370 |
Contract administrator fees | 2017-12-31 | $32,587 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BAKER TILLY |
Accountancy firm EIN | 2017-12-31 | 390859910 |