CATERPILLAR INC. has sponsored the creation of one or more 401k plans.
Additional information about CATERPILLAR INC.
Submission information for form 5500 for 401k plan CATERPILLAR INC. RETIREMENT INCOME PLAN
| Measure | Date | Value |
|---|
| 2023 : CATERPILLAR INC. RETIREMENT INCOME PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $457,172 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $220,452 |
| Total income from all sources (including contributions) | 2023-12-31 | $947,070,412 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $685,479,716 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $679,101,057 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $0 |
| Value of total assets at end of year | 2023-12-31 | $9,803,014,695 |
| Value of total assets at beginning of year | 2023-12-31 | $9,541,187,279 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $6,378,659 |
| Total interest from all sources | 2023-12-31 | $7,655 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $45,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Administrative expenses (other) incurred | 2023-12-31 | $3,847,296 |
| Liabilities. Value of operating payables at end of year | 2023-12-31 | $457,172 |
| Liabilities. Value of operating payables at beginning of year | 2023-12-31 | $220,452 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $261,590,696 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $9,802,557,523 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $9,540,966,827 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Interest earned on other investments | 2023-12-31 | $7,655 |
| Value of interest in master investment trust accounts at end of year | 2023-12-31 | $9,802,760,069 |
| Value of interest in master investment trust accounts at beginning of year | 2023-12-31 | $9,540,936,249 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $254,626 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $251,030 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $679,101,057 |
| Contract administrator fees | 2023-12-31 | $714,810 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2023-12-31 | 134008324 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $457,172 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $220,452 |
| Total income from all sources (including contributions) | 2023-01-01 | $947,070,412 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $685,479,716 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $679,101,057 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $0 |
| Value of total assets at end of year | 2023-01-01 | $9,803,014,695 |
| Value of total assets at beginning of year | 2023-01-01 | $9,541,187,279 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $6,378,659 |
| Total interest from all sources | 2023-01-01 | $7,655 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $45,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Administrative expenses (other) incurred | 2023-01-01 | $3,847,296 |
| Liabilities. Value of operating payables at end of year | 2023-01-01 | $457,172 |
| Liabilities. Value of operating payables at beginning of year | 2023-01-01 | $220,452 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $261,590,696 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $9,802,557,523 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $9,540,966,827 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Interest earned on other investments | 2023-01-01 | $7,655 |
| Value of interest in master investment trust accounts at end of year | 2023-01-01 | $9,802,760,069 |
| Value of interest in master investment trust accounts at beginning of year | 2023-01-01 | $9,540,936,249 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $254,626 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $251,030 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $679,101,057 |
| Contract administrator fees | 2023-01-01 | $714,810 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2023-01-01 | 134008324 |
| 2022 : CATERPILLAR INC. RETIREMENT INCOME PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $220,452 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $420,275 |
| Total income from all sources (including contributions) | 2022-12-31 | $-2,915,550,814 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $688,278,462 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $682,278,924 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $0 |
| Value of total assets at end of year | 2022-12-31 | $9,541,187,279 |
| Value of total assets at beginning of year | 2022-12-31 | $13,145,216,378 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $5,999,538 |
| Total interest from all sources | 2022-12-31 | $7,471 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Administrative expenses professional fees incurred | 2022-12-31 | $605,794 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $45,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $1,414 |
| Administrative expenses (other) incurred | 2022-12-31 | $3,623,930 |
| Liabilities. Value of operating payables at end of year | 2022-12-31 | $220,452 |
| Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $420,275 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-3,603,829,276 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $9,540,966,827 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $13,144,796,103 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Interest earned on other investments | 2022-12-31 | $7,471 |
| Value of interest in master investment trust accounts at end of year | 2022-12-31 | $9,540,936,249 |
| Value of interest in master investment trust accounts at beginning of year | 2022-12-31 | $13,144,964,657 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $251,030 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $250,307 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $682,278,924 |
| Contract administrator fees | 2022-12-31 | $1,769,814 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2022-12-31 | 134008324 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $220,452 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $420,275 |
| Total income from all sources (including contributions) | 2022-01-01 | $-2,915,550,814 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $688,278,462 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $682,278,924 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $0 |
| Value of total assets at end of year | 2022-01-01 | $9,541,187,279 |
| Value of total assets at beginning of year | 2022-01-01 | $13,145,216,378 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $5,999,538 |
| Total interest from all sources | 2022-01-01 | $7,471 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Administrative expenses professional fees incurred | 2022-01-01 | $605,794 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $45,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-01-01 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-01-01 | $1,414 |
| Administrative expenses (other) incurred | 2022-01-01 | $3,623,930 |
| Liabilities. Value of operating payables at end of year | 2022-01-01 | $220,452 |
| Liabilities. Value of operating payables at beginning of year | 2022-01-01 | $420,275 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-3,603,829,276 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $9,540,966,827 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $13,144,796,103 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Interest earned on other investments | 2022-01-01 | $7,471 |
| Value of interest in master investment trust accounts at end of year | 2022-01-01 | $9,540,936,249 |
| Value of interest in master investment trust accounts at beginning of year | 2022-01-01 | $13,144,964,657 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $251,030 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $250,307 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $682,278,924 |
| Contract administrator fees | 2022-01-01 | $1,769,814 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2022-01-01 | 134008324 |
| 2021 : CATERPILLAR INC. RETIREMENT INCOME PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total transfer of assets to this plan | 2021-12-31 | $62,964,704 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $420,275 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $467,206 |
| Total income from all sources (including contributions) | 2021-12-31 | $463,764,427 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $681,848,379 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $675,670,251 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $0 |
| Value of total assets at end of year | 2021-12-31 | $13,145,216,378 |
| Value of total assets at beginning of year | 2021-12-31 | $13,300,382,557 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $6,178,128 |
| Total interest from all sources | 2021-12-31 | $7,376 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Administrative expenses professional fees incurred | 2021-12-31 | $1,036,181 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $1,414 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $0 |
| Administrative expenses (other) incurred | 2021-12-31 | $3,515,459 |
| Liabilities. Value of operating payables at end of year | 2021-12-31 | $420,275 |
| Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $467,206 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $-218,083,952 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $13,144,796,103 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $13,299,915,351 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Interest earned on other investments | 2021-12-31 | $7,376 |
| Value of interest in master investment trust accounts at end of year | 2021-12-31 | $13,144,964,657 |
| Value of interest in master investment trust accounts at beginning of year | 2021-12-31 | $13,300,132,543 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $250,307 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $250,014 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $675,670,251 |
| Contract administrator fees | 2021-12-31 | $1,626,488 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2021-12-31 | 134008324 |
| 2020 : CATERPILLAR INC. RETIREMENT INCOME PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $467,206 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $411,284 |
| Total income from all sources (including contributions) | 2020-12-31 | $1,938,730,784 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $671,249,692 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $664,878,511 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $0 |
| Value of total assets at end of year | 2020-12-31 | $13,300,382,557 |
| Value of total assets at beginning of year | 2020-12-31 | $12,032,845,543 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $6,371,181 |
| Total interest from all sources | 2020-12-31 | $7,282 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Administrative expenses professional fees incurred | 2020-12-31 | $1,232,360 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Administrative expenses (other) incurred | 2020-12-31 | $3,448,644 |
| Liabilities. Value of operating payables at end of year | 2020-12-31 | $467,206 |
| Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $411,284 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $1,267,481,092 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $13,299,915,351 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $12,032,434,259 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Interest earned on other investments | 2020-12-31 | $7,282 |
| Value of interest in master investment trust accounts at end of year | 2020-12-31 | $13,300,132,543 |
| Value of interest in master investment trust accounts at beginning of year | 2020-12-31 | $12,032,595,922 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $250,014 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $249,621 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $664,878,511 |
| Contract administrator fees | 2020-12-31 | $1,690,177 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2020-12-31 | 134008324 |
| 2019 : CATERPILLAR INC. RETIREMENT INCOME PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $411,284 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $560,711 |
| Total income from all sources (including contributions) | 2019-12-31 | $2,005,370,570 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $653,095,985 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $646,823,749 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $0 |
| Value of total assets at end of year | 2019-12-31 | $12,032,845,543 |
| Value of total assets at beginning of year | 2019-12-31 | $10,680,720,385 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $6,272,236 |
| Total interest from all sources | 2019-12-31 | $7,224 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Administrative expenses professional fees incurred | 2019-12-31 | $1,071,423 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Administrative expenses (other) incurred | 2019-12-31 | $3,398,865 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $411,284 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $560,711 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $1,352,274,585 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $12,032,434,259 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $10,680,159,674 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Interest earned on other investments | 2019-12-31 | $7,224 |
| Value of interest in master investment trust accounts at end of year | 2019-12-31 | $12,032,595,922 |
| Value of interest in master investment trust accounts at beginning of year | 2019-12-31 | $9,180,470,624 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $249,621 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $249,761 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Employer contributions (assets) at end of year | 2019-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $1,500,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $646,823,749 |
| Contract administrator fees | 2019-12-31 | $1,801,948 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
| Accountancy firm name | 2019-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2019-12-31 | 134008324 |
| 2018 : CATERPILLAR INC. RETIREMENT INCOME PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $560,711 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $432,233 |
| Total income from all sources (including contributions) | 2018-12-31 | $956,380,212 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $663,116,716 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $637,263,121 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,500,000,000 |
| Value of total assets at end of year | 2018-12-31 | $10,680,720,385 |
| Value of total assets at beginning of year | 2018-12-31 | $10,387,328,411 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $25,853,595 |
| Total interest from all sources | 2018-12-31 | $7,216 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Administrative expenses professional fees incurred | 2018-12-31 | $1,302,260 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Administrative expenses (other) incurred | 2018-12-31 | $22,605,866 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $560,711 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $432,233 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $293,263,496 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $10,680,159,674 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $10,386,896,178 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Interest earned on other investments | 2018-12-31 | $7,216 |
| Value of interest in master investment trust accounts at end of year | 2018-12-31 | $9,180,470,624 |
| Value of interest in master investment trust accounts at beginning of year | 2018-12-31 | $9,589,678,377 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $249,761 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $250,034 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $1,500,000,000 |
| Employer contributions (assets) at end of year | 2018-12-31 | $1,500,000,000 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $797,400,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $637,263,121 |
| Contract administrator fees | 2018-12-31 | $1,945,469 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
| Accountancy firm name | 2018-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2018-12-31 | 134008324 |
| 2017 : CATERPILLAR INC. RETIREMENT INCOME PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $432,233 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $432,525 |
| Total income from all sources (including contributions) | 2017-12-31 | $3,017,877,034 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $668,974,202 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $639,831,711 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,812,037,000 |
| Value of total assets at end of year | 2017-12-31 | $10,387,328,411 |
| Value of total assets at beginning of year | 2017-12-31 | $8,038,425,871 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $29,142,491 |
| Total interest from all sources | 2017-12-31 | $7,034 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Administrative expenses professional fees incurred | 2017-12-31 | $1,239,114 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Administrative expenses (other) incurred | 2017-12-31 | $25,994,463 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $432,233 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $432,525 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $2,348,902,832 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $10,386,896,178 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $8,037,993,346 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Interest earned on other investments | 2017-12-31 | $7,034 |
| Value of interest in master investment trust accounts at end of year | 2017-12-31 | $9,589,678,377 |
| Value of interest in master investment trust accounts at beginning of year | 2017-12-31 | $7,834,183,859 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $250,034 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $252,012 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $1,812,037,000 |
| Employer contributions (assets) at end of year | 2017-12-31 | $797,400,000 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $203,990,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $639,831,711 |
| Contract administrator fees | 2017-12-31 | $1,908,914 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2017-12-31 | 134008324 |
| 2016 : CATERPILLAR INC. RETIREMENT INCOME PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $432,525 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $445,261 |
| Total income from all sources (including contributions) | 2016-12-31 | $830,292,958 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $654,087,185 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $625,102,599 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $203,990,000 |
| Value of total assets at end of year | 2016-12-31 | $8,038,425,871 |
| Value of total assets at beginning of year | 2016-12-31 | $7,862,232,834 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $28,984,586 |
| Total interest from all sources | 2016-12-31 | $7,082 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Administrative expenses professional fees incurred | 2016-12-31 | $1,372,554 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $489,841 |
| Administrative expenses (other) incurred | 2016-12-31 | $25,694,975 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $432,525 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $445,261 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $176,205,773 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $8,037,993,346 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $7,861,787,573 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Interest earned on other investments | 2016-12-31 | $7,082 |
| Value of interest in master investment trust accounts at end of year | 2016-12-31 | $7,834,183,859 |
| Value of interest in master investment trust accounts at beginning of year | 2016-12-31 | $7,861,485,300 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $252,012 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $257,693 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $203,990,000 |
| Employer contributions (assets) at end of year | 2016-12-31 | $203,990,000 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $625,102,599 |
| Contract administrator fees | 2016-12-31 | $1,917,057 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2016-12-31 | 134008324 |
| 2015 : CATERPILLAR INC. RETIREMENT INCOME PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $445,261 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $794,576 |
| Total income from all sources (including contributions) | 2015-12-31 | $-130,497,069 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $569,484,626 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $544,460,932 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $489,841 |
| Value of total assets at end of year | 2015-12-31 | $7,862,232,834 |
| Value of total assets at beginning of year | 2015-12-31 | $8,562,563,844 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $25,023,694 |
| Total interest from all sources | 2015-12-31 | $7,105 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Administrative expenses professional fees incurred | 2015-12-31 | $871,397 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $489,841 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $489,841 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $0 |
| Administrative expenses (other) incurred | 2015-12-31 | $22,099,264 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $445,261 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $794,576 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-699,981,695 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $7,861,787,573 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $8,561,769,268 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Interest earned on other investments | 2015-12-31 | $7,105 |
| Value of interest in master investment trust accounts at end of year | 2015-12-31 | $7,861,485,300 |
| Value of interest in master investment trust accounts at beginning of year | 2015-12-31 | $8,562,299,404 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $257,693 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $264,440 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $544,460,932 |
| Contract administrator fees | 2015-12-31 | $2,053,033 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2015-12-31 | 134008324 |
| 2014 : CATERPILLAR INC. RETIREMENT INCOME PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets to this plan | 2014-12-31 | $297,242,677 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $794,576 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $840,491 |
| Total income from all sources (including contributions) | 2014-12-31 | $568,469,994 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $602,972,519 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $590,521,074 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
| Value of total assets at end of year | 2014-12-31 | $8,562,563,844 |
| Value of total assets at beginning of year | 2014-12-31 | $8,299,869,607 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $12,451,445 |
| Total interest from all sources | 2014-12-31 | $7,447 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $1,198,399 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Administrative expenses (other) incurred | 2014-12-31 | $8,550,669 |
| Liabilities. Value of operating payables at end of year | 2014-12-31 | $794,576 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $840,491 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-34,502,525 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $8,561,769,268 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $8,299,029,116 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $1,128 |
| Interest earned on other investments | 2014-12-31 | $7,447 |
| Value of interest in master investment trust accounts at end of year | 2014-12-31 | $8,562,299,404 |
| Value of interest in master investment trust accounts at beginning of year | 2014-12-31 | $8,154,598,329 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $264,440 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $271,278 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Employer contributions (assets) at end of year | 2014-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $145,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $590,521,074 |
| Contract administrator fees | 2014-12-31 | $2,701,249 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2014-12-31 | 134008324 |
| 2013 : CATERPILLAR INC. RETIREMENT INCOME PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $840,491 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $830,048 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,628,182,486 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $490,844,949 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $473,706,529 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $495,000,000 |
| Value of total assets at end of year | 2013-12-31 | $8,299,869,607 |
| Value of total assets at beginning of year | 2013-12-31 | $7,162,521,627 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $17,138,420 |
| Total interest from all sources | 2013-12-31 | $7,362 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Administrative expenses professional fees incurred | 2013-12-31 | $45,000 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Administrative expenses (other) incurred | 2013-12-31 | $14,168,410 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $840,491 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $830,048 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $1,137,337,537 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $8,299,029,116 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $7,161,691,579 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $922,576 |
| Interest earned on other investments | 2013-12-31 | $7,362 |
| Value of interest in master investment trust accounts at end of year | 2013-12-31 | $8,154,598,329 |
| Value of interest in master investment trust accounts at beginning of year | 2013-12-31 | $7,162,242,362 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $271,278 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $279,265 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $495,000,000 |
| Employer contributions (assets) at end of year | 2013-12-31 | $145,000,000 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $473,706,529 |
| Contract administrator fees | 2013-12-31 | $2,002,434 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2013-12-31 | 134008324 |
| 2012 : CATERPILLAR INC. RETIREMENT INCOME PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $830,048 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $933,395 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,186,787,042 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $471,324,228 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $454,993,017 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $365,000,000 |
| Value of total assets at end of year | 2012-12-31 | $7,162,521,627 |
| Value of total assets at beginning of year | 2012-12-31 | $6,447,162,160 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $16,331,211 |
| Total interest from all sources | 2012-12-31 | $8,110 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $636,194 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $45,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Administrative expenses (other) incurred | 2012-12-31 | $12,704,732 |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $830,048 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $933,395 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $715,462,814 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $7,161,691,579 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $6,446,228,765 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $925,023 |
| Interest earned on other investments | 2012-12-31 | $8,110 |
| Value of interest in master investment trust accounts at end of year | 2012-12-31 | $7,162,242,362 |
| Value of interest in master investment trust accounts at beginning of year | 2012-12-31 | $6,446,874,618 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $279,265 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $287,542 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $365,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $454,993,017 |
| Contract administrator fees | 2012-12-31 | $2,065,262 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2012-12-31 | 134008324 |
| 2011 : CATERPILLAR INC. RETIREMENT INCOME PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $933,395 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $594,422 |
| Total income from all sources (including contributions) | 2011-12-31 | $-169,165,321 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $452,761,243 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $447,002,939 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $6,447,162,160 |
| Value of total assets at beginning of year | 2011-12-31 | $7,068,749,751 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $5,758,304 |
| Total interest from all sources | 2011-12-31 | $8,211 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $1,336,956 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $45,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Administrative expenses (other) incurred | 2011-12-31 | $1,773,247 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $933,395 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $594,422 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-621,926,564 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $6,446,228,765 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $7,068,155,329 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Interest earned on other investments | 2011-12-31 | $8,211 |
| Value of interest in master investment trust accounts at end of year | 2011-12-31 | $6,446,874,618 |
| Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $7,068,454,067 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $287,542 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $295,684 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $447,002,939 |
| Contract administrator fees | 2011-12-31 | $2,648,101 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2011-12-31 | 134008324 |
| 2010 : CATERPILLAR INC. RETIREMENT INCOME PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $594,422 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $824,699 |
| Total income from all sources (including contributions) | 2010-12-31 | $1,212,864,617 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $450,443,269 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $442,548,649 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $150,000,000 |
| Value of total assets at end of year | 2010-12-31 | $7,068,749,751 |
| Value of total assets at beginning of year | 2010-12-31 | $6,306,558,680 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $7,894,620 |
| Total interest from all sources | 2010-12-31 | $9,669 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $1,934,058 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $45,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Administrative expenses (other) incurred | 2010-12-31 | $2,890,906 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $594,422 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $824,699 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $762,421,348 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $7,068,155,329 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $6,305,733,981 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | Yes |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Interest earned on other investments | 2010-12-31 | $9,669 |
| Value of interest in master investment trust accounts at end of year | 2010-12-31 | $7,068,454,067 |
| Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $5,576,254,605 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $295,684 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $304,075 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $150,000,000 |
| Employer contributions (assets) at end of year | 2010-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $730,000,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $442,548,649 |
| Contract administrator fees | 2010-12-31 | $3,069,656 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2010-12-31 | 134008324 |
| 2009 : CATERPILLAR INC. RETIREMENT INCOME PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
