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| Plan Name | CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN |
| Plan identification number | 531 |
| 401k Plan Type | Welfare Benefit |
| Plan Features/Benefits |
|
| Company Name: | CATERPILLAR INC. |
| Employer identification number (EIN): | 370602744 |
| NAIC Classification: | 333100 |
Additional information about CATERPILLAR INC.
| Jurisdiction of Incorporation: | Texas Secretary of State |
| Incorporation Date: | 1986-05-07 |
| Company Identification Number: | 0006917606 |
| Legal Registered Office Address: |
100 NE ADAMS ST PEORIA United States of America (USA) 61629 |
More information about CATERPILLAR INC.
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 531 | 2023-01-01 | TODD BISPING | 2024-05-14 | ||
| 531 | 2022-01-01 | TODD BISPING | 2023-05-30 | ||
| 531 | 2021-01-01 | TODD BISPING | 2022-06-07 | ||
| 531 | 2020-01-01 | TODD BISPING | 2021-06-30 | ||
| 531 | 2019-01-01 | TODD BISPING | 2020-06-26 | ||
| 531 | 2018-01-01 | ||||
| 531 | 2017-01-01 | ||||
| 531 | 2016-01-01 | ||||
| 531 | 2015-01-01 | ||||
| 531 | 2014-01-01 | LEANNE MORITZ | |||
| 531 | 2013-01-01 | FILED WITH AUTHORIZED SIGNATURE | |||
| 531 | 2012-01-01 | FILED WITH AUTHORIZED SIGNATURE | |||
| 531 | 2011-01-01 | LEANNE MORITZ | |||
| 531 | 2010-01-01 | JONATHAN D GINZEL | |||
| 531 | 2009-01-01 | JONATHAN D GINZEL |
| Measure | Date | Value |
|---|---|---|
| 2023: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2023 401k membership | ||
| Total participants, beginning-of-year | 2023-01-01 | 5,148 |
| Total number of active participants reported on line 7a of the Form 5500 | 2023-01-01 | 5,243 |
| Number of retired or separated participants receiving benefits | 2023-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2023-01-01 | 0 |
| Total of all active and inactive participants | 2023-01-01 | 5,243 |
| 2022: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2022 401k membership | ||
| Total participants, beginning-of-year | 2022-01-01 | 5,126 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 5,206 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 0 |
| Total of all active and inactive participants | 2022-01-01 | 5,206 |
| 2021: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2021 401k membership | ||
| Total participants, beginning-of-year | 2021-01-01 | 5,131 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 5,306 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 0 |
| Total of all active and inactive participants | 2021-01-01 | 5,306 |
| 2020: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2020 401k membership | ||
| Total participants, beginning-of-year | 2020-01-01 | 6,342 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 5,812 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 6 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 0 |
| Total of all active and inactive participants | 2020-01-01 | 5,818 |
| 2019: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2019 401k membership | ||
| Total participants, beginning-of-year | 2019-01-01 | 6,546 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 6,317 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 0 |
| Total of all active and inactive participants | 2019-01-01 | 6,319 |
| 2018: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2018 401k membership | ||
| Total participants, beginning-of-year | 2018-01-01 | 6,476 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 6,538 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 0 |
| Total of all active and inactive participants | 2018-01-01 | 6,540 |
| 2017: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2017 401k membership | ||
| Total participants, beginning-of-year | 2017-01-01 | 6,699 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 7,226 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 0 |
| Total of all active and inactive participants | 2017-01-01 | 7,228 |
| 2016: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2016 401k membership | ||
| Total participants, beginning-of-year | 2016-01-01 | 11,923 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 11,823 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 6 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
| Total of all active and inactive participants | 2016-01-01 | 11,829 |
| 2015: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2015 401k membership | ||
| Total participants, beginning-of-year | 2015-01-01 | 12,801 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 12,434 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 0 |
| Total of all active and inactive participants | 2015-01-01 | 12,435 |
| 2014: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2014 401k membership | ||
| Total participants, beginning-of-year | 2014-01-01 | 13,054 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 11,935 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 0 |
| Total of all active and inactive participants | 2014-01-01 | 11,935 |
| 2013: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2013 401k membership | ||
| Total participants, beginning-of-year | 2013-01-01 | 12,366 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 12,032 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 7 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 0 |
| Total of all active and inactive participants | 2013-01-01 | 12,039 |
| 2012: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2012 401k membership | ||
| Total participants, beginning-of-year | 2012-01-01 | 12,141 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 12,174 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 3 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
| Total of all active and inactive participants | 2012-01-01 | 12,177 |
| 2011: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2011 401k membership | ||
| Total participants, beginning-of-year | 2011-01-01 | 11,529 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 11,596 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 2 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
| Total of all active and inactive participants | 2011-01-01 | 11,598 |
| 2010: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2010 401k membership | ||
| Total participants, beginning-of-year | 2010-01-01 | 12,746 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 12,976 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 0 |
| Total of all active and inactive participants | 2010-01-01 | 12,976 |
| 2009: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2009 401k membership | ||
| Total participants, beginning-of-year | 2009-01-01 | 14,081 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 12,746 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 0 |
| Total of all active and inactive participants | 2009-01-01 | 12,746 |
| 2023: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2023 form 5500 responses | ||
|---|---|---|
| 2023-01-01 | Type of plan entity | Single employer plan |
| 2023-01-01 | Submission has been amended | No |
| 2023-01-01 | This submission is the final filing | No |
| 2023-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2023-01-01 | Plan is a collectively bargained plan | No |
| 2023-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2023-01-01 | Plan benefit arrangement – General assets of the sponsor | Yes |
| 2022: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2022 form 5500 responses | ||
| 2022-01-01 | Type of plan entity | Single employer plan |
| 2022-01-01 | Submission has been amended | No |
| 2022-01-01 | This submission is the final filing | No |
| 2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2022-01-01 | Plan is a collectively bargained plan | No |
| 2022-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2022-01-01 | Plan benefit arrangement – General assets of the sponsor | Yes |
| 2021: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2021 form 5500 responses | ||
| 2021-01-01 | Type of plan entity | Single employer plan |
| 2021-01-01 | Submission has been amended | No |
| 2021-01-01 | This submission is the final filing | No |
| 2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2021-01-01 | Plan is a collectively bargained plan | No |
| 2021-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2021-01-01 | Plan benefit arrangement – General assets of the sponsor | Yes |
| 2020: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2020 form 5500 responses | ||
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Submission has been amended | No |
| 2020-01-01 | This submission is the final filing | No |
| 2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-01-01 | Plan is a collectively bargained plan | No |
| 2020-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2020-01-01 | Plan benefit arrangement – General assets of the sponsor | Yes |
| 2019: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2019 form 5500 responses | ||
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2019-01-01 | Plan benefit arrangement – General assets of the sponsor | Yes |
| 2018: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2018 form 5500 responses | ||
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2018-01-01 | Plan benefit arrangement – General assets of the sponsor | Yes |
| 2017: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2017 form 5500 responses | ||
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2017-01-01 | Plan benefit arrangement – General assets of the sponsor | Yes |
| 2016: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2016 form 5500 responses | ||
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2016-01-01 | Plan benefit arrangement – General assets of the sponsor | Yes |
| 2015: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2015 form 5500 responses | ||
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2015-01-01 | Plan benefit arrangement – General assets of the sponsor | Yes |
| 2014: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2014 form 5500 responses | ||
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2014-01-01 | Plan benefit arrangement – General assets of the sponsor | Yes |
| 2013: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2013 form 5500 responses | ||
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2013-01-01 | Plan benefit arrangement – General assets of the sponsor | Yes |
| 2012: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2012 form 5500 responses | ||
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2012-01-01 | Plan benefit arrangement – General assets of the sponsor | Yes |
| 2011: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2011 form 5500 responses | ||
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2011-01-01 | Plan benefit arrangement – General assets of the sponsor | Yes |
| 2010: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2010 form 5500 responses | ||
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Submission has been amended | No |
| 2010-01-01 | This submission is the final filing | No |
| 2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-01-01 | Plan is a collectively bargained plan | No |
| 2010-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2010-01-01 | Plan benefit arrangement – General assets of the sponsor | Yes |
| 2009: CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN 2009 form 5500 responses | ||
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – General assets of the sponsor | Yes |
| 2009-01-01 | Plan benefit arrangement – General assets of the sponsor | Yes |