401k Plan data: WELLSPRING RESOURCES 401(K) PLAN plan

WELLSPRING RESOURCES 401(K) PLAN 401k Plan overview

Plan Name	WELLSPRING RESOURCES 401(K) PLAN
Plan identification number	002

WELLSPRING RESOURCES 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WELLSPRING RESOURCES has sponsored the creation of one or more 401k plans.

Company Name: WELLSPRING RESOURCES

Employer identification number (EIN): 370798015

NAIC Classification: 624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WELLSPRING RESOURCES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-07-01
002 2014-07-01
002 2013-07-01
002 2012-07-01 KAREN SOPRONYI-TOMPKINS KAREN SOPRONYI-TOMPKINS 2014-04-15
002 2011-07-01 KAREN SOPRONYI-TOMPKINS KAREN SOPRONYI-TOMPKINS 2013-01-31
002 2010-07-01 JENNIFER CRAIG 2012-01-23 JENNIFER CRAIG 2012-01-23

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2015-07-01
002	2014-07-01
002	2013-07-01
002	2012-07-01	KAREN SOPRONYI-TOMPKINS		KAREN SOPRONYI-TOMPKINS	2014-04-15
002	2011-07-01	KAREN SOPRONYI-TOMPKINS		KAREN SOPRONYI-TOMPKINS	2013-01-31
002	2010-07-01	JENNIFER CRAIG	2012-01-23	JENNIFER CRAIG	2012-01-23

Plan Statistics for WELLSPRING RESOURCES 401(K) PLAN

401k plan membership statisitcs for WELLSPRING RESOURCES 401(K) PLAN

Measure Date Value
2015: WELLSPRING RESOURCES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 207
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 0
Number of retired or separated participants receiving benefits 2015-07-01 0
Number of other retired or separated participants entitled to future benefits 2015-07-01 0
Total of all active and inactive participants 2015-07-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 0
Number of participants with account balances 2015-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 20
2014: WELLSPRING RESOURCES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 169
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 123
Number of retired or separated participants receiving benefits 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 68
Total of all active and inactive participants 2014-07-01 191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 191
Number of participants with account balances 2014-07-01 180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 7
2013: WELLSPRING RESOURCES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 146
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 99
Number of retired or separated participants receiving benefits 2013-07-01 0
Number of other retired or separated participants entitled to future benefits 2013-07-01 73
Total of all active and inactive participants 2013-07-01 172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 172
Number of participants with account balances 2013-07-01 172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 11
2012: WELLSPRING RESOURCES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 148
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 103
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 53
Total of all active and inactive participants 2012-07-01 156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 156
Number of participants with account balances 2012-07-01 156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 7
2011: WELLSPRING RESOURCES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 129
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 96
Number of retired or separated participants receiving benefits 2011-07-01 0
Number of other retired or separated participants entitled to future benefits 2011-07-01 42
Total of all active and inactive participants 2011-07-01 138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 0
Total participants 2011-07-01 138
Number of participants with account balances 2011-07-01 138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 3

Measure	Date	Value
2015: WELLSPRING RESOURCES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	207
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	0
Number of retired or separated participants receiving benefits	2015-07-01	0
Number of other retired or separated participants entitled to future benefits	2015-07-01	0
Total of all active and inactive participants	2015-07-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	0
Number of participants with account balances	2015-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	20
2014: WELLSPRING RESOURCES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	169
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	123
Number of retired or separated participants receiving benefits	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	68
Total of all active and inactive participants	2014-07-01	191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	191
Number of participants with account balances	2014-07-01	180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	7
2013: WELLSPRING RESOURCES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	146
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	99
Number of retired or separated participants receiving benefits	2013-07-01	0
Number of other retired or separated participants entitled to future benefits	2013-07-01	73
Total of all active and inactive participants	2013-07-01	172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	172
Number of participants with account balances	2013-07-01	172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	11
2012: WELLSPRING RESOURCES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	148
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	103
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	53
Total of all active and inactive participants	2012-07-01	156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	156
Number of participants with account balances	2012-07-01	156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	7
2011: WELLSPRING RESOURCES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	129
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	96
Number of retired or separated participants receiving benefits	2011-07-01	0
Number of other retired or separated participants entitled to future benefits	2011-07-01	42
Total of all active and inactive participants	2011-07-01	138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	0
Total participants	2011-07-01	138
Number of participants with account balances	2011-07-01	138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	3

Financial Data on WELLSPRING RESOURCES 401(K) PLAN

Measure	Date	Value
2016 : WELLSPRING RESOURCES 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-06-30	$0
Total transfer of assets from this plan	2016-06-30	$1,607,731
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total income from all sources (including contributions)	2016-06-30	$264,432
Total loss/gain on sale of assets	2016-06-30	$0
Total of all expenses incurred	2016-06-30	$312,011
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$301,120
Value of total corrective distributions	2016-06-30	$1,901
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$299,587
Value of total assets at end of year	2016-06-30	$0
Value of total assets at beginning of year	2016-06-30	$1,655,310
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$8,990
Total interest from all sources	2016-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	No
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$250,000
If this is an individual account plan, was there a blackout period	2016-06-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Contributions received from participants	2016-06-30	$133,353
Other income not declared elsewhere	2016-06-30	$367
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$-47,579
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$1,655,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Investment advisory and management fees	2016-06-30	$8,990
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-06-30	$1,650,480
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-06-30	$4,830
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-06-30	$-35,522
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$166,234
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$301,120
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-06-30	Yes
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-06-30	Disclaimer
Accountancy firm name	2016-06-30	SHEFFEL BOYLE CO.
Accountancy firm EIN	2016-06-30	371206530
2015 : WELLSPRING RESOURCES 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-06-30	$317,650
Total of all expenses incurred	2015-06-30	$289,715
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$282,038
Value of total corrective distributions	2015-06-30	$388
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$301,040
Value of total assets at end of year	2015-06-30	$1,655,310
Value of total assets at beginning of year	2015-06-30	$1,627,375
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$7,289
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$250,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Contributions received from participants	2015-06-30	$148,018
Income. Received or receivable in cash from other sources (including rollovers)	2015-06-30	$9,714
Other income not declared elsewhere	2015-06-30	$86
Administrative expenses (other) incurred	2015-06-30	$6,489
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$27,935
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$1,655,310
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$1,627,375
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Investment advisory and management fees	2015-06-30	$800
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$1,650,480
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$1,623,420
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-06-30	$4,830
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-06-30	$3,955
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$16,524
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$143,308
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$282,038
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	SCHEFFEL AND BOYLE
Accountancy firm EIN	2015-06-30	371206530
2014 : WELLSPRING RESOURCES 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-06-30	$487,418
Total of all expenses incurred	2014-06-30	$195,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$190,141
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$266,366
Value of total assets at end of year	2014-06-30	$1,627,375
Value of total assets at beginning of year	2014-06-30	$1,335,561
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$5,463
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$250,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Contributions received from participants	2014-06-30	$132,559
Other income not declared elsewhere	2014-06-30	$83
Administrative expenses (other) incurred	2014-06-30	$4,763
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$291,814
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$1,627,375
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$1,335,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Investment advisory and management fees	2014-06-30	$700
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$1,623,420
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$1,331,643
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$3,955
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$3,918
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$220,969
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$133,807
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$190,141
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	SCHEFFEL & BOYLE, P.C.
Accountancy firm EIN	2014-06-30	371206530
2013 : WELLSPRING RESOURCES 401(K) PLAN 2013 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$443,297
Total of all expenses incurred	2013-06-30	$277,178
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$277,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$322,978
Value of total assets at end of year	2013-06-30	$1,335,561
Value of total assets at beginning of year	2013-06-30	$1,169,442
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$250,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Contributions received from participants	2013-06-30	$127,500
Income. Received or receivable in cash from other sources (including rollovers)	2013-06-30	$65,340
Other income not declared elsewhere	2013-06-30	$86
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$166,119
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$1,335,561
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$1,169,442
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$1,331,643
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$1,165,638
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-06-30	$3,918
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-06-30	$3,804
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-06-30	$120,233
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$130,138
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$277,178
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	SCHEFFEL & COMPANY, P.C.
Accountancy firm EIN	2013-06-30	371206530
2012 : WELLSPRING RESOURCES 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$218,571
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$78,769
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$77,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$226,072
Value of total assets at end of year	2012-06-30	$1,169,442
Value of total assets at beginning of year	2012-06-30	$1,029,640
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$921
Total interest from all sources	2012-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-06-30	$0
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$250,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Contributions received from participants	2012-06-30	$105,074
Other income not declared elsewhere	2012-06-30	$235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$139,802
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$1,169,442
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$1,029,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$1,165,638
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$1,018,472
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$3,804
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$11,168
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$-7,736
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$120,998
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$77,848
Contract administrator fees	2012-06-30	$921
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	SCHEFFEL & COMPANY, P.C.
Accountancy firm EIN	2012-06-30	371206530

Form 5500 Responses for WELLSPRING RESOURCES 401(K) PLAN

2015: WELLSPRING RESOURCES 401(K) PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	Yes
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement – Insurance	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: WELLSPRING RESOURCES 401(K) PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: WELLSPRING RESOURCES 401(K) PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: WELLSPRING RESOURCES 401(K) PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: WELLSPRING RESOURCES 401(K) PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

GH5260

Policy instance

Insurance contract or identification number	GH5260
Number of Individuals Covered	0
Insurance policy start date	2015-07-01
Insurance policy end date	2016-06-30
Total amount of commissions paid to insurance broker	USD $7,919
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	VARIABLE INVESTMENT FUNDS
Commission paid to Insurance Broker	USD $7,919
Insurance broker organization code?	3
Insurance broker name	FIRST ALLIED SECURITIES INC

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

GH5260

Policy instance

Insurance contract or identification number	GH5260
Number of Individuals Covered	209
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Total amount of commissions paid to insurance broker	USD $8,245
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	VARIABLE INVESTMENT FUNDS
Commission paid to Insurance Broker	USD $8,245
Insurance broker organization code?	3
Insurance broker name	FIRST ALLIED SECURITIES INC

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

GH5260

Policy instance

Insurance contract or identification number	GH5260
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Total amount of commissions paid to insurance broker	USD $7,522
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	VARIABLE INVESTMENT FUNDS
Commission paid to Insurance Broker	USD $7,522
Insurance broker organization code?	3
Insurance broker name	FIRST ALLIED SECURITIES INC

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

GH5260

Policy instance

Insurance contract or identification number	GH5260
Number of Individuals Covered	156
Insurance policy start date	2012-07-01
Insurance policy end date	2013-06-30
Total amount of commissions paid to insurance broker	USD $6,510
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Other information about contract	VARIABLE INVESTMENT FUNDS
Commission paid to Insurance Broker	USD $6,510
Insurance broker organization code?	3
Insurance broker name	FIRST ALLIED SECURITIES INC

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

GH5260

Policy instance

Insurance contract or identification number	GH5260
Number of Individuals Covered	132
Insurance policy start date	2011-07-01
Insurance policy end date	2012-06-30
Total amount of commissions paid to insurance broker	USD $5,333
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	VARIABLE INVESTMENT FUNDS

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Company Name:	WELLSPRING RESOURCES
Employer identification number (EIN):	370798015
NAIC Classification:	624100
NAIC Description:	Individual and Family Services