401k Plan data: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST plan

WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 401k Plan overview

Plan Name	WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST
Plan identification number	001

WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Plan covering Self-Employed individuals.

401k Sponsoring company profile

WESTERVELT, JOHNSON,NICOLL & KELLER, LLC has sponsored the creation of one or more 401k plans.

Company Name: WESTERVELT, JOHNSON,NICOLL & KELLER, LLC

Employer identification number (EIN): 371416160

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 S. LINN PERKINS 2020-10-15
001 2018-01-01 S. LINN PERKINS 2020-09-06
001 2017-01-01 MS. S. LINN PERKINS
001 2016-01-01 SUSAN LINN PERKINS
001 2016-01-01
001 2015-01-01
001 2014-01-01 ROGER HOLZGRAFE ROGER HOLZGRAFE 2015-10-15
001 2013-01-01 CHARLES COURI CHARLES COURI 2014-11-25
001 2012-01-01 ROGER HOLZGRAFE
001 2011-01-01 ROGER HOLZGRAFE

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01	S. LINN PERKINS	2020-10-15
001	2018-01-01	S. LINN PERKINS	2020-09-06
001	2017-01-01	MS. S. LINN PERKINS
001	2016-01-01	SUSAN LINN PERKINS
001	2016-01-01
001	2015-01-01
001	2014-01-01	ROGER HOLZGRAFE		ROGER HOLZGRAFE	2015-10-15
001	2013-01-01	CHARLES COURI		CHARLES COURI	2014-11-25
001	2012-01-01	ROGER HOLZGRAFE
001	2011-01-01	ROGER HOLZGRAFE

Plan Statistics for WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST

401k plan membership statisitcs for WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST

Measure Date Value
2019: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 15
Number of retired or separated participants receiving benefits 2019-01-01 2
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 17
Number of participants with account balances 2019-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 14
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 3
Total of all active and inactive participants 2018-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 18
Number of participants with account balances 2018-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 13
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 13
Number of participants with account balances 2017-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 9
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 3
Total of all active and inactive participants 2016-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 12
Number of participants with account balances 2016-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 12
Number of retired or separated participants receiving benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 13
Total participants 2015-01-01 13
2014: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 13
Number of retired or separated participants receiving benefits 2014-01-01 4
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 17
Number of participants with account balances 2014-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 15
Number of other retired or separated participants entitled to future benefits 2013-01-01 5
Total of all active and inactive participants 2013-01-01 20
Total participants 2013-01-01 20
Number of participants with account balances 2013-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 13
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 5
Total of all active and inactive participants 2012-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 19
Number of participants with account balances 2012-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 13
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 5
Total of all active and inactive participants 2011-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 19
Number of participants with account balances 2011-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2019: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	15
Number of retired or separated participants receiving benefits	2019-01-01	2
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	17
Number of participants with account balances	2019-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	14
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	3
Total of all active and inactive participants	2018-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	18
Number of participants with account balances	2018-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	13
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	13
Number of participants with account balances	2017-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	9
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	3
Total of all active and inactive participants	2016-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	12
Number of participants with account balances	2016-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	12
Number of retired or separated participants receiving benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	13
Total participants	2015-01-01	13
2014: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	13
Number of retired or separated participants receiving benefits	2014-01-01	4
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	17
Number of participants with account balances	2014-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	15
Number of other retired or separated participants entitled to future benefits	2013-01-01	5
Total of all active and inactive participants	2013-01-01	20
Total participants	2013-01-01	20
Number of participants with account balances	2013-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	13
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	5
Total of all active and inactive participants	2012-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	19
Number of participants with account balances	2012-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	13
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	5
Total of all active and inactive participants	2011-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	19
Number of participants with account balances	2011-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST

Measure	Date	Value
2019 : WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2019 401k financial data
Transfers to/from the plan	2019-12-31	$0
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$279,375
Expenses. Total of all expenses incurred	2019-12-31	$359,186
Benefits paid (including direct rollovers)	2019-12-31	$354,755
Total plan assets at end of year	2019-12-31	$1,653,320
Total plan assets at beginning of year	2019-12-31	$1,733,131
Total contributions received or receivable from participants	2019-12-31	$0
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Contributions received from other sources (not participants or employers)	2019-12-31	$0
Other income received	2019-12-31	$273,301
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$-79,811
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$1,653,320
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$1,733,131
Total contributions received or receivable from employer(s)	2019-12-31	$6,074
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$4,431
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2018 401k financial data
Total income from all sources	2018-12-31	$54,037
Expenses. Total of all expenses incurred	2018-12-31	$1,635,746
Benefits paid (including direct rollovers)	2018-12-31	$1,625,913
Total plan assets at end of year	2018-12-31	$1,733,131
Total plan assets at beginning of year	2018-12-31	$3,314,840
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Other income received	2018-12-31	$-39,307
Net income (gross income less expenses)	2018-12-31	$-1,581,709
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$1,733,131
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$3,314,840
Total contributions received or receivable from employer(s)	2018-12-31	$93,344
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$9,833
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2017 401k financial data
Total income from all sources	2017-12-31	$-388,176
Expenses. Total of all expenses incurred	2017-12-31	$149,789
Benefits paid (including direct rollovers)	2017-12-31	$125,000
Total plan assets at end of year	2017-12-31	$3,314,840
Total plan assets at beginning of year	2017-12-31	$3,852,805
Assets. Value of tangible personal property	2017-12-31	$12,710
Total contributions received or receivable from participants	2017-12-31	$38,989
Expenses. Other expenses not covered elsewhere	2017-12-31	$10,949
Contributions received from other sources (not participants or employers)	2017-12-31	$18,026
Other income received	2017-12-31	$-477,383
Net income (gross income less expenses)	2017-12-31	$-537,965
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$3,314,840
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$3,852,805
Assets. Value of real-estate (other than employer real property)	2017-12-31	$118,000
Total contributions received or receivable from employer(s)	2017-12-31	$32,192
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$13,840
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2016 401k financial data
Total income from all sources	2016-12-31	$470,227
Expenses. Total of all expenses incurred	2016-12-31	$108,323
Benefits paid (including direct rollovers)	2016-12-31	$84,982
Total plan assets at end of year	2016-12-31	$3,852,805
Total plan assets at beginning of year	2016-12-31	$3,490,901
Assets. Value of tangible personal property	2016-12-31	$24,385
Total contributions received or receivable from participants	2016-12-31	$45,471
Expenses. Other expenses not covered elsewhere	2016-12-31	$5,285
Other income received	2016-12-31	$389,081
Net income (gross income less expenses)	2016-12-31	$361,904
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$3,852,805
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$3,490,901
Assets. Value of participant loans	2016-12-31	$6,528
Assets. Value of real-estate (other than employer real property)	2016-12-31	$118,000
Total contributions received or receivable from employer(s)	2016-12-31	$35,675
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$18,056
2015 : WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2015 401k financial data
Total income from all sources	2015-12-31	$493,488
Expenses. Total of all expenses incurred	2015-12-31	$513,920
Benefits paid (including direct rollovers)	2015-12-31	$465,763
Total plan assets at end of year	2015-12-31	$3,490,901
Total plan assets at beginning of year	2015-12-31	$4,672,933
Total contributions received or receivable from participants	2015-12-31	$51,523
Expenses. Other expenses not covered elsewhere	2015-12-31	$28,101
Contributions received from other sources (not participants or employers)	2015-12-31	$14,378
Other income received	2015-12-31	$399,382
Net income (gross income less expenses)	2015-12-31	$-20,432
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$3,490,901
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$4,672,933
Assets. Value of participant loans	2015-12-31	$11,850
Assets. Value of real-estate (other than employer real property)	2015-12-31	$118,000
Total contributions received or receivable from employer(s)	2015-12-31	$28,205
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$20,056
2014 : WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2014 401k financial data
Total income from all sources	2014-12-31	$573,601
Expenses. Total of all expenses incurred	2014-12-31	$838,146
Benefits paid (including direct rollovers)	2014-12-31	$798,824
Total plan assets at end of year	2014-12-31	$4,672,933
Total plan assets at beginning of year	2014-12-31	$4,943,521
Total contributions received or receivable from participants	2014-12-31	$31,476
Expenses. Other expenses not covered elsewhere	2014-12-31	$14,757
Contributions received from other sources (not participants or employers)	2014-12-31	$14,405
Other income received	2014-12-31	$498,578
Net income (gross income less expenses)	2014-12-31	$-264,545
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$4,672,933
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$4,943,521
Assets. Value of participant loans	2014-12-31	$42,793
Assets. Value of real-estate (other than employer real property)	2014-12-31	$180,000
Total contributions received or receivable from employer(s)	2014-12-31	$29,142
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$24,565
2013 : WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2013 401k financial data
Total income from all sources	2013-12-31	$975,980
Expenses. Total of all expenses incurred	2013-12-31	$106,841
Benefits paid (including direct rollovers)	2013-12-31	$79,690
Total plan assets at end of year	2013-12-31	$5,006,013
Total plan assets at beginning of year	2013-12-31	$4,136,874
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$9,126
Expenses. Other expenses not covered elsewhere	2013-12-31	$27,151
Other income received	2013-12-31	$913,738
Net income (gross income less expenses)	2013-12-31	$869,139
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$5,006,013
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$4,136,874
Assets. Value of participant loans	2013-12-31	$59,011
Assets. Value of real-estate (other than employer real property)	2013-12-31	$18,000
Total contributions received or receivable from employer(s)	2013-12-31	$53,116
2012 : WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2012 401k financial data
Total income from all sources	2012-12-31	$427,355
Expenses. Total of all expenses incurred	2012-12-31	$625,757
Benefits paid (including direct rollovers)	2012-12-31	$576,940
Total plan assets at end of year	2012-12-31	$4,053,112
Total plan assets at beginning of year	2012-12-31	$4,233,731
Total contributions received or receivable from participants	2012-12-31	$7,786
Expenses. Other expenses not covered elsewhere	2012-12-31	$30,099
Contributions received from other sources (not participants or employers)	2012-12-31	$31,536
Other income received	2012-12-31	$334,105
Net income (gross income less expenses)	2012-12-31	$-198,402
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$4,053,112
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$4,233,731
Assets. Value of participant loans	2012-12-31	$48,409
Assets. Value of real-estate (other than employer real property)	2012-12-31	$180,000
Total contributions received or receivable from employer(s)	2012-12-31	$53,928
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$18,718
2011 : WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2011 401k financial data
Total income from all sources	2011-12-31	$172,941
Expenses. Total of all expenses incurred	2011-12-31	$200,596
Benefits paid (including direct rollovers)	2011-12-31	$132,000
Total plan assets at end of year	2011-12-31	$4,233,731
Total plan assets at beginning of year	2011-12-31	$4,243,213
Total contributions received or receivable from participants	2011-12-31	$7,711
Expenses. Other expenses not covered elsewhere	2011-12-31	$55,237
Contributions received from other sources (not participants or employers)	2011-12-31	$68,764
Other income received	2011-12-31	$55,033
Net income (gross income less expenses)	2011-12-31	$-27,655
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$4,233,731
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$4,243,213
Assets. Value of participant loans	2011-12-31	$48,984
Assets. Value of real-estate (other than employer real property)	2011-12-31	$180,000
Total contributions received or receivable from employer(s)	2011-12-31	$41,433
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$13,359
2010 : WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2010 401k financial data
Total income from all sources	2010-12-31	$816,720
Expenses. Total of all expenses incurred	2010-12-31	$465,274
Benefits paid (including direct rollovers)	2010-12-31	$439,565
Total plan assets at end of year	2010-12-31	$5,440,289
Total plan assets at beginning of year	2010-12-31	$5,088,843
Value of fidelity bond covering the plan	2010-12-31	$3,000,000
Total contributions received or receivable from participants	2010-12-31	$61,914
Expenses. Other expenses not covered elsewhere	2010-12-31	$25,709
Other income received	2010-12-31	$641,922
Net income (gross income less expenses)	2010-12-31	$351,446
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$5,440,289
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$5,088,843
Assets. Value of participant loans	2010-12-31	$59,900
Assets. Value of real-estate (other than employer real property)	2010-12-31	$165,000
Total contributions received or receivable from employer(s)	2010-12-31	$112,884

Form 5500 Responses for WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST

2019: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: WESTERVELT JOHNSON NICOLL & KELLER LLC RETIREMENT SAVINGS PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

K15545

Policy instance

Insurance contract or identification number	K15545
Number of Individuals Covered	1
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

K15545

Policy instance

Insurance contract or identification number	K15545
Number of Individuals Covered	1
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

K15545

Policy instance

Insurance contract or identification number	K15545
Number of Individuals Covered	2
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	WESTERVELT, JOHNSON,NICOLL & KELLER, LLC
Employer identification number (EIN):	371416160
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers