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BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameBARKLEY EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

BARKLEY HOLDING COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:BARKLEY HOLDING COMPANY, INC.
Employer identification number (EIN):371486044
NAIC Classification:541800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01
0022013-01-01DAWNHAFNER
0022012-01-01DAWN HAFNER
0022011-01-01DAWN HAFNER
0022009-01-01DAWN HAFNER
0022009-01-01DAWN HAFNER

Plan Statistics for BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2020: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01538
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01556
Total number of active participants reported on line 7a of the Form 55002019-01-01325
Number of retired or separated participants receiving benefits2019-01-0135
Number of other retired or separated participants entitled to future benefits2019-01-01176
Total of all active and inactive participants2019-01-01536
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01538
Number of participants with account balances2019-01-01500
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01364
Total number of active participants reported on line 7a of the Form 55002018-01-01325
Number of retired or separated participants receiving benefits2018-01-0112
Number of other retired or separated participants entitled to future benefits2018-01-01215
Total of all active and inactive participants2018-01-01552
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01553
Number of participants with account balances2018-01-01520
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0140
2017: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01637
Total number of active participants reported on line 7a of the Form 55002017-01-01343
Number of retired or separated participants receiving benefits2017-01-0140
Number of other retired or separated participants entitled to future benefits2017-01-01206
Total of all active and inactive participants2017-01-01589
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01591
Number of participants with account balances2017-01-01543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0155
2016: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01578
Total number of active participants reported on line 7a of the Form 55002016-01-01375
Number of retired or separated participants receiving benefits2016-01-0138
Number of other retired or separated participants entitled to future benefits2016-01-01222
Total of all active and inactive participants2016-01-01635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01637
Number of participants with account balances2016-01-01597
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0135
2015: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01551
Total number of active participants reported on line 7a of the Form 55002015-01-01347
Number of retired or separated participants receiving benefits2015-01-0148
Number of other retired or separated participants entitled to future benefits2015-01-01182
Total of all active and inactive participants2015-01-01577
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01578
Number of participants with account balances2015-01-01534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0122
2014: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01516
Total number of active participants reported on line 7a of the Form 55002014-01-01325
Number of retired or separated participants receiving benefits2014-01-0146
Number of other retired or separated participants entitled to future benefits2014-01-01178
Total of all active and inactive participants2014-01-01549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01551
Number of participants with account balances2014-01-01491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01589
Total number of active participants reported on line 7a of the Form 55002013-01-01258
Number of retired or separated participants receiving benefits2013-01-0161
Number of other retired or separated participants entitled to future benefits2013-01-01194
Total of all active and inactive participants2013-01-01513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01515
Number of participants with account balances2013-01-01515
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0121
2012: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01477
Total number of active participants reported on line 7a of the Form 55002012-01-01229
Number of retired or separated participants receiving benefits2012-01-0174
Number of other retired or separated participants entitled to future benefits2012-01-01286
Total of all active and inactive participants2012-01-01589
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01589
Number of participants with account balances2012-01-01589
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0128
2011: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01438
Total number of active participants reported on line 7a of the Form 55002011-01-01218
Number of retired or separated participants receiving benefits2011-01-0146
Number of other retired or separated participants entitled to future benefits2011-01-01213
Total of all active and inactive participants2011-01-01477
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01477
Number of participants with account balances2011-01-01477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0120
2009: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01391
Total number of active participants reported on line 7a of the Form 55002009-01-01271
Number of retired or separated participants receiving benefits2009-01-0118
Number of other retired or separated participants entitled to future benefits2009-01-01141
Total of all active and inactive participants2009-01-01430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01430
Number of participants with account balances2009-01-01430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0155

Financial Data on BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2020 : BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-23$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-23$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-23$0
Total income from all sources (including contributions)2020-12-23$98,972
Total loss/gain on sale of assets2020-12-23$0
Total of all expenses incurred2020-12-23$26,345,292
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-23$26,345,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-23$0
Value of total assets at end of year2020-12-23$0
Value of total assets at beginning of year2020-12-23$26,246,320
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-23$0
Total interest from all sources2020-12-23$98,972
Total dividends received (eg from common stock, registered investment company shares)2020-12-23$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-23Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-23$0
Was this plan covered by a fidelity bond2020-12-23Yes
Value of fidelity bond cover2020-12-23$1,000,000
If this is an individual account plan, was there a blackout period2020-12-23No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-23$0
Were there any nonexempt tranactions with any party-in-interest2020-12-23No
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-23$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-23$32,029
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-23$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-23$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-23No
Value of net income/loss2020-12-23$-26,246,320
Value of net assets at end of year (total assets less liabilities)2020-12-23$0
Value of net assets at beginning of year (total assets less liabilities)2020-12-23$26,246,320
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-23No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-23No
Were any leases to which the plan was party in default or uncollectible2020-12-23No
Interest earned on other investments2020-12-23$98,972
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-23$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-23$26,214,291
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-23$26,214,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-23Yes
Was there a failure to transmit to the plan any participant contributions2020-12-23No
Has the plan failed to provide any benefit when due under the plan2020-12-23No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-23$26,345,292
Did the plan have assets held for investment2020-12-23No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-23No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-23Yes
Opinion of an independent qualified public accountant for this plan2020-12-23Unqualified
Accountancy firm name2020-12-23RSM US LLP
Accountancy firm EIN2020-12-23420714325
2019 : BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,670,344
Total unrealized appreciation/depreciation of assets2019-12-31$1,670,344
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,821,393
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,619,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,619,962
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$26,246,320
Value of total assets at beginning of year2019-12-31$26,044,914
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$25
Total interest from all sources2019-12-31$151,049
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$25
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$32,029
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$201,406
Value of net assets at end of year (total assets less liabilities)2019-12-31$26,246,320
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$26,044,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$39
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$26,214,291
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$151,049
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$26,044,875
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,619,962
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
2018 : BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$765,937
Total unrealized appreciation/depreciation of assets2018-12-31$765,937
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$770,492
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$6,989,439
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,986,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$26,044,914
Value of total assets at beginning of year2018-12-31$32,263,861
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$3,315
Total interest from all sources2018-12-31$105
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,439
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$4,439
Administrative expenses professional fees incurred2018-12-31$3,244
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$5,661,384
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Administrative expenses (other) incurred2018-12-31$71
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,218,947
Value of net assets at end of year (total assets less liabilities)2018-12-31$26,044,914
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$32,263,861
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$39
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$301,536
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$105
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$11
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$26,044,875
Assets. Invements in employer securities at beginning of year2018-12-31$31,962,325
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,986,124
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$4,479,728
Total unrealized appreciation/depreciation of assets2017-12-31$4,479,728
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$82,155
Expenses. Interest paid2017-12-31$3,540
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$3,540
Total income from all sources (including contributions)2017-12-31$4,749,590
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,196,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,188,550
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$214,203
Value of total assets at end of year2017-12-31$32,263,861
Value of total assets at beginning of year2017-12-31$29,792,808
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$4,292
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$55,659
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$55,659
Administrative expenses professional fees incurred2017-12-31$4,292
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$82,155
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,553,208
Value of net assets at end of year (total assets less liabilities)2017-12-31$32,263,861
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$29,710,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$301,536
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$375,254
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$31,962,325
Assets. Invements in employer securities at beginning of year2017-12-31$27,110,992
Contributions received in cash from employer2017-12-31$214,203
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$2,306,562
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,188,550
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$3,819,596
Total unrealized appreciation/depreciation of assets2016-12-31$3,819,596
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$82,155
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$215,232
Expenses. Interest paid2016-12-31$7,659
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$7,659
Total income from all sources (including contributions)2016-12-31$6,576,132
Total of all expenses incurred2016-12-31$2,325,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,313,636
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,728,778
Value of total assets at end of year2016-12-31$29,792,808
Value of total assets at beginning of year2016-12-31$25,675,120
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,072
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$27,848
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$27,848
Administrative expenses professional fees incurred2016-12-31$4,072
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$82,155
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$215,232
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$2,306,562
Value of net income/loss2016-12-31$4,250,765
Value of net assets at end of year (total assets less liabilities)2016-12-31$29,710,653
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$25,459,888
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$375,254
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$351,590
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$-90
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$27,110,992
Assets. Invements in employer securities at beginning of year2016-12-31$23,359,296
Assets. Value of employer real property at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$422,216
Employer contributions (assets) at end of year2016-12-31$2,306,562
Employer contributions (assets) at beginning of year2016-12-31$1,964,234
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,313,636
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31420714325
2015 : BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$2,379,360
Total unrealized appreciation/depreciation of assets2015-12-31$2,379,360
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$215,232
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$389,928
Expenses. Interest paid2015-12-31$12,850
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$12,850
Total income from all sources (including contributions)2015-12-31$4,563,020
Total of all expenses incurred2015-12-31$1,854,483
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,837,686
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,197,144
Value of total assets at end of year2015-12-31$25,675,120
Value of total assets at beginning of year2015-12-31$23,141,279
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,947
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$9,398
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$9,398
Administrative expenses professional fees incurred2015-12-31$3,947
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$239
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$215,232
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$389,928
Other income not declared elsewhere2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$1,964,234
Value of net income/loss2015-12-31$2,708,537
Value of net assets at end of year (total assets less liabilities)2015-12-31$25,459,888
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$22,751,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$351,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$368,780
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-22,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$23,359,296
Assets. Invements in employer securities at beginning of year2015-12-31$21,093,051
Contributions received in cash from employer2015-12-31$232,910
Employer contributions (assets) at end of year2015-12-31$1,964,234
Employer contributions (assets) at beginning of year2015-12-31$1,679,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,837,686
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31RSM US LLP
Accountancy firm EIN2015-12-31420714325
2014 : BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$1,515,176
Total unrealized appreciation/depreciation of assets2014-12-31$1,515,176
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$389,928
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$578,285
Expenses. Interest paid2014-12-31$19,053
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$19,053
Total income from all sources (including contributions)2014-12-31$3,486,671
Total of all expenses incurred2014-12-31$2,773,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,750,320
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,960,286
Value of total assets at end of year2014-12-31$23,141,279
Value of total assets at beginning of year2014-12-31$22,616,318
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,980
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$10,468
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$10,468
Administrative expenses professional fees incurred2014-12-31$3,980
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$239
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$254
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$389,928
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$578,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$1,679,209
Value of net income/loss2014-12-31$713,318
Value of net assets at end of year (total assets less liabilities)2014-12-31$22,751,351
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$22,038,033
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$368,780
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$361,535
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$741
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$21,093,051
Assets. Invements in employer securities at beginning of year2014-12-31$20,526,153
Contributions received in cash from employer2014-12-31$281,077
Employer contributions (assets) at end of year2014-12-31$1,679,209
Employer contributions (assets) at beginning of year2014-12-31$1,728,376
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,750,320
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31MCGLADREY
Accountancy firm EIN2014-12-31420714325
2013 : BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,510,310
Total unrealized appreciation/depreciation of assets2013-12-31$1,510,310
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$578,285
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$766,640
Expenses. Interest paid2013-12-31$25,263
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$25,263
Total income from all sources (including contributions)2013-12-31$3,757,793
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,061,143
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,032,200
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,208,487
Value of total assets at end of year2013-12-31$22,616,318
Value of total assets at beginning of year2013-12-31$22,108,023
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,680
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$10,313
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$10,313
Administrative expenses professional fees incurred2013-12-31$3,680
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$254
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$578,285
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$766,640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$1,728,376
Value of net income/loss2013-12-31$696,650
Value of net assets at end of year (total assets less liabilities)2013-12-31$22,038,033
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$21,341,383
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$361,535
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$326,474
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$28,683
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$20,526,153
Assets. Invements in employer securities at beginning of year2013-12-31$21,781,549
Contributions received in cash from employer2013-12-31$480,111
Employer contributions (assets) at end of year2013-12-31$1,728,376
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,032,200
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31MCGLADREY
Accountancy firm EIN2013-12-31420714325
2012 : BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$3,630,259
Total unrealized appreciation/depreciation of assets2012-12-31$3,630,259
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$766,640
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$954,996
Expenses. Interest paid2012-12-31$31,554
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-12-31$31,554
Total income from all sources (including contributions)2012-12-31$7,027,898
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,169,719
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,134,747
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,354,658
Value of total assets at end of year2012-12-31$22,108,023
Value of total assets at beginning of year2012-12-31$18,438,200
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,418
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$3,418
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$766,640
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$954,996
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,858,179
Value of net assets at end of year (total assets less liabilities)2012-12-31$21,341,383
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$17,483,204
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$326,474
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$286,910
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$42,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$21,781,549
Assets. Invements in employer securities at beginning of year2012-12-31$18,151,290
Contributions received in cash from employer2012-12-31$3,354,658
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,134,747
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31MCGLADREY
Accountancy firm EIN2012-12-31420714325
2011 : BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-4,033,620
Total unrealized appreciation/depreciation of assets2011-12-31$-4,033,620
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$954,996
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,143,352
Expenses. Interest paid2011-12-31$37,675
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$37,675
Total income from all sources (including contributions)2011-12-31$-2,557,883
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,641,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,599,450
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,501,035
Value of total assets at end of year2011-12-31$18,438,200
Value of total assets at beginning of year2011-12-31$22,826,200
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,636
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$4,636
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$954,996
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$1,143,352
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-4,199,644
Value of net assets at end of year (total assets less liabilities)2011-12-31$17,483,204
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$21,682,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$286,910
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$641,290
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-25,298
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$18,151,290
Assets. Invements in employer securities at beginning of year2011-12-31$22,184,910
Contributions received in cash from employer2011-12-31$1,501,035
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,599,450
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31MCGLADREY, LLP
Accountancy firm EIN2011-12-31420714325
2010 : BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,232,494
Total unrealized appreciation/depreciation of assets2010-12-31$1,232,494
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,143,352
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$674,474
Expenses. Interest paid2010-12-31$22,225
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$22,225
Total income from all sources (including contributions)2010-12-31$1,487,465
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$597,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$575,079
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$178,566
Value of total assets at end of year2010-12-31$22,826,200
Value of total assets at beginning of year2010-12-31$21,467,161
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$1,143,352
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$674,474
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$890,161
Value of net assets at end of year (total assets less liabilities)2010-12-31$21,682,848
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$20,792,687
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$641,290
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$514,746
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$76,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$22,184,910
Assets. Invements in employer securities at beginning of year2010-12-31$20,952,415
Contributions received in cash from employer2010-12-31$178,566
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$575,079
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31MCGLADREY & PULLEN, LLP
Accountancy firm EIN2010-12-31420714325
2009 : BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN

2020: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: BARKLEY EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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