401k Plan data: PROSPECT CHARTERCARE, LLC 401K PLAN plan

PROSPECT CHARTERCARE, LLC 401K PLAN 401k Plan overview

Plan Name	PROSPECT CHARTERCARE, LLC 401K PLAN
Plan identification number	001

PROSPECT CHARTERCARE, LLC 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PROSPECT MEDICAL has sponsored the creation of one or more 401k plans.

Company Name: PROSPECT MEDICAL

Employer identification number (EIN): 371747940

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Additional information about PROSPECT MEDICAL

Jurisdiction of Incorporation: Secretary of State Rhode Island

Incorporation Date: 2013-08-21

Company Identification Number: 823561

Legal Registered Office Address: 450 VETERANS MEMORIAL PARKWAY
SUITE 7A
EAST PROVIDENCE
United States of America (USA)
02914

More information about PROSPECT MEDICAL

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PROSPECT CHARTERCARE, LLC 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 STEVE ALEMAN STEVE ALEMAN 2019-01-10
001 2016-01-01 STEVE ALEMAN
001 2015-01-01 STEVE ALEMAN
001 2014-06-20 STEVE ALEMAN

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	STEVE ALEMAN	STEVE ALEMAN	2019-01-10
001	2016-01-01	STEVE ALEMAN
001	2015-01-01	STEVE ALEMAN
001	2014-06-20	STEVE ALEMAN

Plan Statistics for PROSPECT CHARTERCARE, LLC 401K PLAN

401k plan membership statisitcs for PROSPECT CHARTERCARE, LLC 401K PLAN

Measure Date Value
2017: PROSPECT CHARTERCARE, LLC 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 2,797
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 2,464
Number of retired or separated participants receiving benefits 2017-01-01 2
Number of other retired or separated participants entitled to future benefits 2017-01-01 436
Total of all active and inactive participants 2017-01-01 2,902
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 4
Total participants 2017-01-01 2,906
Number of participants with account balances 2017-01-01 2,011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 34
2016: PROSPECT CHARTERCARE, LLC 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 2,868
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 2,344
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 449
Total of all active and inactive participants 2016-01-01 2,793
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 4
Total participants 2016-01-01 2,797
Number of participants with account balances 2016-01-01 2,000
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 37
2015: PROSPECT CHARTERCARE, LLC 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2,863
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 2,695
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 154
Total of all active and inactive participants 2015-01-01 2,849
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 4
Total participants 2015-01-01 2,853
Number of participants with account balances 2015-01-01 1,974
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 18
2014: PROSPECT CHARTERCARE, LLC 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-06-20 2,917
Total number of active participants reported on line 7a of the Form 5500 2014-06-20 2,809
Number of retired or separated participants receiving benefits 2014-06-20 1
Number of other retired or separated participants entitled to future benefits 2014-06-20 52
Total of all active and inactive participants 2014-06-20 2,862
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-06-20 1
Total participants 2014-06-20 2,863
Number of participants with account balances 2014-06-20 1,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-06-20 0

Measure	Date	Value
2017: PROSPECT CHARTERCARE, LLC 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	2,797
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	2,464
Number of retired or separated participants receiving benefits	2017-01-01	2
Number of other retired or separated participants entitled to future benefits	2017-01-01	436
Total of all active and inactive participants	2017-01-01	2,902
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	4
Total participants	2017-01-01	2,906
Number of participants with account balances	2017-01-01	2,011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	34
2016: PROSPECT CHARTERCARE, LLC 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	2,868
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	2,344
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	449
Total of all active and inactive participants	2016-01-01	2,793
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	4
Total participants	2016-01-01	2,797
Number of participants with account balances	2016-01-01	2,000
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	37
2015: PROSPECT CHARTERCARE, LLC 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2,863
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2,695
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	154
Total of all active and inactive participants	2015-01-01	2,849
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	4
Total participants	2015-01-01	2,853
Number of participants with account balances	2015-01-01	1,974
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	18
2014: PROSPECT CHARTERCARE, LLC 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-06-20	2,917
Total number of active participants reported on line 7a of the Form 5500	2014-06-20	2,809
Number of retired or separated participants receiving benefits	2014-06-20	1
Number of other retired or separated participants entitled to future benefits	2014-06-20	52
Total of all active and inactive participants	2014-06-20	2,862
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-06-20	1
Total participants	2014-06-20	2,863
Number of participants with account balances	2014-06-20	1,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-06-20	0

Financial Data on PROSPECT CHARTERCARE, LLC 401K PLAN

Measure	Date	Value
2017 : PROSPECT CHARTERCARE, LLC 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$20,749,301
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$8,720,425
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$8,312,906
Expenses. Certain deemed distributions of participant loans	2017-12-31	$85,963
Value of total corrective distributions	2017-12-31	$87
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$10,793,135
Value of total assets at end of year	2017-12-31	$74,873,907
Value of total assets at beginning of year	2017-12-31	$62,845,031
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$321,469
Total interest from all sources	2017-12-31	$30,824
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,338,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,338,427
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$8,208,144
Participant contributions at end of year	2017-12-31	$853,324
Participant contributions at beginning of year	2017-12-31	$673,382
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$2,191
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,455,207
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$5,925
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$2,924
Administrative expenses (other) incurred	2017-12-31	$259,360
Total non interest bearing cash at end of year	2017-12-31	$85,475
Total non interest bearing cash at beginning of year	2017-12-31	$83,088
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$12,028,876
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$74,873,907
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$62,845,031
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$62,109
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$70,946,762
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$58,338,039
Interest on participant loans	2017-12-31	$30,794
Value of interest in common/collective trusts at end of year	2017-12-31	$2,944,808
Value of interest in common/collective trusts at beginning of year	2017-12-31	$2,882,291
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$37,613
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$24,419
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$24,419
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$30
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$8,543,659
Net investment gain or loss from common/collective trusts	2017-12-31	$43,256
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,129,784
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$838,697
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$8,312,906
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN	2017-12-31	954345526
2016 : PROSPECT CHARTERCARE, LLC 401K PLAN 2016 401k financial data
Total transfer of assets to this plan	2016-12-31	$36,021
Total income from all sources (including contributions)	2016-12-31	$15,670,291
Total of all expenses incurred	2016-12-31	$5,565,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$5,242,807
Expenses. Certain deemed distributions of participant loans	2016-12-31	$75,692
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$11,581,347
Value of total assets at end of year	2016-12-31	$62,845,031
Value of total assets at beginning of year	2016-12-31	$52,703,830
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$246,612
Total interest from all sources	2016-12-31	$26,908
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,105,178
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,105,178
Administrative expenses professional fees incurred	2016-12-31	$21,295
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$8,130,882
Participant contributions at end of year	2016-12-31	$673,382
Participant contributions at beginning of year	2016-12-31	$623,288
Participant contributions at end of year	2016-12-31	$2,191
Participant contributions at beginning of year	2016-12-31	$245,807
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,494,941
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$2,924
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$2,151
Administrative expenses (other) incurred	2016-12-31	$211,877
Total non interest bearing cash at end of year	2016-12-31	$83,088
Total non interest bearing cash at beginning of year	2016-12-31	$62,590
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$10,105,180
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$62,845,031
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$52,703,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$13,440
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$58,338,039
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$48,404,473
Interest on participant loans	2016-12-31	$26,908
Value of interest in common/collective trusts at end of year	2016-12-31	$2,882,291
Value of interest in common/collective trusts at beginning of year	2016-12-31	$2,411,962
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$24,419
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$8,182
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$8,182
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,915,279
Net investment gain or loss from common/collective trusts	2016-12-31	$41,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,955,524
Employer contributions (assets) at end of year	2016-12-31	$838,697
Employer contributions (assets) at beginning of year	2016-12-31	$945,377
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$5,242,807
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN	2016-12-31	954345526
2015 : PROSPECT CHARTERCARE, LLC 401K PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$12,526,248
Total of all expenses incurred	2015-12-31	$5,772,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$5,363,561
Expenses. Certain deemed distributions of participant loans	2015-12-31	$193,873
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$12,995,507
Value of total assets at end of year	2015-12-31	$52,703,830
Value of total assets at beginning of year	2015-12-31	$45,950,222
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$215,206
Total interest from all sources	2015-12-31	$23,505
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,032,423
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,032,423
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$7,830,326
Participant contributions at end of year	2015-12-31	$623,288
Participant contributions at beginning of year	2015-12-31	$729,498
Participant contributions at end of year	2015-12-31	$245,807
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$1,654,076
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$2,151
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$3,662
Administrative expenses (other) incurred	2015-12-31	$215,206
Total non interest bearing cash at end of year	2015-12-31	$62,590
Total non interest bearing cash at beginning of year	2015-12-31	$13,432
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$6,753,608
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$52,703,830
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$45,950,222
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$48,404,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$43,117,442
Interest on participant loans	2015-12-31	$23,505
Value of interest in common/collective trusts at end of year	2015-12-31	$2,411,962
Value of interest in common/collective trusts at beginning of year	2015-12-31	$2,086,188
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$8,182
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,558,080
Net investment gain or loss from common/collective trusts	2015-12-31	$32,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$3,511,105
Employer contributions (assets) at end of year	2015-12-31	$945,377
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$5,363,561
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN	2015-12-31	954345526
2014 : PROSPECT CHARTERCARE, LLC 401K PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$48,315,032
Total of all expenses incurred	2014-12-31	$2,364,810
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,301,275
Value of total corrective distributions	2014-12-31	$1,303
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$48,019,196
Value of total assets at end of year	2014-12-31	$45,950,222
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$62,232
Total interest from all sources	2014-12-31	$8,277
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$825,611
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$825,611
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,559,622
Participant contributions at end of year	2014-12-31	$729,498
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$45,459,574
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$3,662
Administrative expenses (other) incurred	2014-12-31	$62,232
Total non interest bearing cash at end of year	2014-12-31	$13,432
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$45,950,222
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$45,950,222
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$43,117,442
Interest on participant loans	2014-12-31	$8,277
Value of interest in common/collective trusts at end of year	2014-12-31	$2,086,188
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-546,273
Net investment gain or loss from common/collective trusts	2014-12-31	$8,221
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,301,275
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN	2014-12-31	954345526

Form 5500 Responses for PROSPECT CHARTERCARE, LLC 401K PLAN

2017: PROSPECT CHARTERCARE, LLC 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: PROSPECT CHARTERCARE, LLC 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: PROSPECT CHARTERCARE, LLC 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: PROSPECT CHARTERCARE, LLC 401K PLAN 2014 form 5500 responses
2014-06-20	Type of plan entity	Single employer plan
2014-06-20	First time form 5500 has been submitted	Yes
2014-06-20	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-06-20	Plan funding arrangement – Trust	Yes
2014-06-20	Plan benefit arrangement - Trust	Yes

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Company Name:	PROSPECT MEDICAL
Employer identification number (EIN):	371747940
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Jurisdiction of Incorporation:	Secretary of State Rhode Island
Incorporation Date:	2013-08-21
Company Identification Number:	823561
Legal Registered Office Address:	450 VETERANS MEMORIAL PARKWAY SUITE 7A EAST PROVIDENCE United States of America (USA) 02914