LSC COMMUNICATIONS US, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan LSC COMMUNICATIONS PENSION PLAN
| Measure | Date | Value |
|---|
| 2019: LSC COMMUNICATIONS PENSION PLAN 2019 401k membership |
|---|
| Market value of plan assets | 2019-09-30 | 1,684,405 |
| Acturial value of plan assets | 2019-09-30 | 1,709,741 |
| Funding target for retired participants and beneficiaries receiving payment | 2019-09-30 | 1,463,790 |
| Number of terminated vested participants | 2019-09-30 | 9 |
| Fundng target for terminated vested participants | 2019-09-30 | 86,153 |
| Active participant vested funding target | 2019-09-30 | 355,731 |
| Number of active participants | 2019-09-30 | 15 |
| Total funding liabilities for active participants | 2019-09-30 | 355,967 |
| Total participant count | 2019-09-30 | 70 |
| Total funding target for all participants | 2019-09-30 | 1,905,910 |
| Balance at beginning of prior year after applicable adjustments | 2019-09-30 | 173,056 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2019-09-30 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2019-09-30 | 10,148 |
| Prefunding balanced used to offset prior years funding requirement | 2019-09-30 | 0 |
| Amount remaining of carryover balance | 2019-09-30 | 162,908 |
| Amount remaining of prefunding balance | 2019-09-30 | 0 |
| Present value of excess contributions | 2019-09-30 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2019-09-30 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2019-09-30 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2019-09-30 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2019-09-30 | 0 |
| Balance of carryovers at beginning of current year | 2019-09-30 | 164,390 |
| Balance of prefunding at beginning of current year | 2019-09-30 | 0 |
| Total employer contributions | 2019-09-30 | 0 |
| Total employee contributions | 2019-09-30 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2019-09-30 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2019-09-30 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2019-09-30 | 0 |
| Liquidity shortfalls end of Q1 | 2019-09-30 | 0 |
| Liquidity shortfalls end of Q2 | 2019-09-30 | 0 |
| Liquidity shortfalls end of Q3 | 2019-09-30 | 0 |
| Liquidity shortfalls end of Q4 | 2019-09-30 | 0 |
| Unpaid minimum required contributions for all prior years | 2019-09-30 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2019-09-30 | 0 |
| Remaining amount of unpaid minimum required contributions | 2019-09-30 | 0 |
| Minimum required contributions for current year target normal cost | 2019-09-30 | 100,000 |
| Net shortfall amortization installment of oustanding balance | 2019-09-30 | 196,169 |
| Waiver amortization installment | 2019-09-30 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2019-09-30 | 164,066 |
| Carryover balance elected to use to offset funding requirement | 2019-09-30 | 164,066 |
| Prefunding balance elected to use to offset funding requirement | 2019-09-30 | 0 |
| Additional cash requirement | 2019-09-30 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2019-09-30 | 0 |
| Unpaid minimum required contributions for current year | 2019-09-30 | 0 |
| Unpaid minimum required contributions for all years | 2019-09-30 | 0 |
| 2018: LSC COMMUNICATIONS PENSION PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-10-01 | 47 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-10-01 | 6,944 |
| Number of retired or separated participants receiving benefits | 2018-10-01 | 4,863 |
| Number of other retired or separated participants entitled to future benefits | 2018-10-01 | 13,223 |
| Total of all active and inactive participants | 2018-10-01 | 25,030 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-10-01 | 763 |
| Total participants | 2018-10-01 | 25,793 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-10-01 | 0 |
| Market value of plan assets | 2018-09-30 | 1,951,820 |
| Acturial value of plan assets | 2018-09-30 | 1,969,890 |
| Funding target for retired participants and beneficiaries receiving payment | 2018-09-30 | 1,316,361 |
| Number of terminated vested participants | 2018-09-30 | 7 |
| Fundng target for terminated vested participants | 2018-09-30 | 75,147 |
| Active participant vested funding target | 2018-09-30 | 772,222 |
| Number of active participants | 2018-09-30 | 33 |
| Total funding liabilities for active participants | 2018-09-30 | 773,814 |
| Total participant count | 2018-09-30 | 86 |
| Total funding target for all participants | 2018-09-30 | 2,165,322 |
| Balance at beginning of prior year after applicable adjustments | 2018-09-30 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2018-09-30 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2018-09-30 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2018-09-30 | 0 |
| Amount remaining of carryover balance | 2018-09-30 | 0 |
| Amount remaining of prefunding balance | 2018-09-30 | 0 |
| Present value of excess contributions | 2018-09-30 | 157,683 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-09-30 | 166,545 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2018-09-30 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2018-09-30 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2018-09-30 | 0 |
| Balance of carryovers at beginning of current year | 2018-09-30 | 0 |
| Balance of prefunding at beginning of current year | 2018-09-30 | 0 |
| Total employer contributions | 2018-09-30 | 73,370 |
| Total employee contributions | 2018-09-30 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-09-30 | 71,804 |
| Liquidity shortfalls end of Q1 | 2018-09-30 | 0 |
| Liquidity shortfalls end of Q2 | 2018-09-30 | 0 |
| Liquidity shortfalls end of Q3 | 2018-09-30 | 0 |
| Liquidity shortfalls end of Q4 | 2018-09-30 | 0 |
| Remaining amount of unpaid minimum required contributions | 2018-09-30 | 0 |
| Minimum required contributions for current year target normal cost | 2018-09-30 | 57,750 |
| Net shortfall amortization installment of oustanding balance | 2018-09-30 | 195,432 |
| Total funding amount beforereflecting carryover/prefunding balances | 2018-09-30 | 81,952 |
| Carryover balance elected to use to offset funding requirement | 2018-09-30 | 10,148 |
| Prefunding balance elected to use to offset funding requirement | 2018-09-30 | 0 |
| Additional cash requirement | 2018-09-30 | 71,804 |
| Contributions allocatedtoward minimum required contributions for current year | 2018-09-30 | 71,804 |
| Unpaid minimum required contributions for current year | 2018-09-30 | 0 |
| Unpaid minimum required contributions for all years | 2018-09-30 | 0 |
| Total participants, beginning-of-year | 2018-01-01 | 60 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 15 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 19 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 9 |
| Total of all active and inactive participants | 2018-01-01 | 43 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 4 |
| Total participants | 2018-01-01 | 47 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2019 : LSC COMMUNICATIONS PENSION PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-09-30 | $0 |
| Total transfer of assets to this plan | 2019-09-30 | $2,211,884,820 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $267,470,290 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
| Total income from all sources (including contributions) | 2019-09-30 | $373,728,284 |
| Total loss/gain on sale of assets | 2019-09-30 | $0 |
| Total of all expenses incurred | 2019-09-30 | $564,222,464 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $556,025,399 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $4,956 |
| Value of total assets at end of year | 2019-09-30 | $2,290,538,930 |
| Value of total assets at beginning of year | 2019-09-30 | $1,678,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $8,197,065 |
| Total interest from all sources | 2019-09-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $54,934,011 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-09-30 | $54,934,011 |
| Assets. Real estate other than employer real property at end of year | 2019-09-30 | $74,738,582 |
| Administrative expenses professional fees incurred | 2019-09-30 | $8,197,065 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2019-09-30 | $351,262 |
| Was this plan covered by a fidelity bond | 2019-09-30 | Yes |
| Value of fidelity bond cover | 2019-09-30 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-09-30 | No |
| Assets. Other investments not covered elsewhere at end of year | 2019-09-30 | $53,706,644 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-09-30 | $21,736,621 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-09-30 | $267,470,290 |
| Other income not declared elsewhere | 2019-09-30 | $2,685,089 |
| Total non interest bearing cash at end of year | 2019-09-30 | $1,149,072 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
| Value of net income/loss | 2019-09-30 | $-190,494,180 |
| Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $2,023,068,640 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $1,678,000 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-09-30 | No |
| Assets. partnership/joint venture interests at end of year | 2019-09-30 | $35,975,789 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-09-30 | $50,088,023 |
| Value of interest in common/collective trusts at end of year | 2019-09-30 | $198,723,510 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-09-30 | $40,295,387 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2019-09-30 | $32,642,287 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-09-30 | $3,908,660 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-09-30 | $1,678,000 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-09-30 | $468,398,643 |
| Asset value of US Government securities at end of year | 2019-09-30 | $611,404,447 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-09-30 | $316,104,228 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-09-30 | No |
| Contributions received in cash from employer | 2019-09-30 | $4,956 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-09-30 | $87,626,756 |
| Asset. Corporate debt instrument preferred debt at end of year | 2019-09-30 | $842,494,324 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2019-09-30 | $323,324,322 |
| Did the plan have assets held for investment | 2019-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-09-30 | Disclaimer |
| Accountancy firm name | 2019-09-30 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2019-09-30 | 390859910 |
| 2018 : LSC COMMUNICATIONS PENSION PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-09-30 | $303,836 |
| Expenses. Total of all expenses incurred | 2018-09-30 | $450,053 |
| Benefits paid (including direct rollovers) | 2018-09-30 | $355,809 |
| Total plan assets at end of year | 2018-09-30 | $1,595,213 |
| Total plan assets at beginning of year | 2018-09-30 | $1,741,430 |
| Value of fidelity bond covering the plan | 2018-09-30 | $10,000,000 |
| Other income received | 2018-09-30 | $47,711 |
| Net income (gross income less expenses) | 2018-09-30 | $-146,217 |
| Net plan assets at end of year (total assets less liabilities) | 2018-09-30 | $1,595,213 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-09-30 | $1,741,430 |
| Total contributions received or receivable from employer(s) | 2018-09-30 | $256,125 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-09-30 | $94,244 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-09-30 | $0 |
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 361147 |
| Policy instance | 2 |
| Insurance contract or identification number | 361147 | | Number of Individuals Covered | 176 | | Insurance policy start date | 2018-11-02 | | Insurance policy end date | 2019-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 1 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 308664 |
| Policy instance | 1 |
| Insurance contract or identification number | 308664 | | Number of Individuals Covered | 504 | | Insurance policy start date | 2018-11-01 | | Insurance policy end date | 2019-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 1 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 361148 |
| Policy instance | 3 |
| Insurance contract or identification number | 361148 | | Number of Individuals Covered | 57 | | Insurance policy start date | 2018-11-01 | | Insurance policy end date | 2019-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 1 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 ) |
| Policy contract number | GR-1652 |
| Policy instance | 4 |
| Insurance contract or identification number | GR-1652 | | Number of Individuals Covered | 70 | | Insurance policy start date | 2018-10-01 | | Insurance policy end date | 2019-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | Yes | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 ) |
| Policy contract number | GR-1652 |
| Policy instance | 1 |
| Insurance contract or identification number | GR-1652 | | Number of Individuals Covered | 70 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | Yes | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
