HAWTHORN SENIOR LIVING LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan HAWTHORN SENIOR LIVING, LLC 401(K) PLAN
Measure | Date | Value |
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2022 : HAWTHORN SENIOR LIVING, LLC 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $337,613 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $1,918,120 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,804,206 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,353,870 |
Value of total assets at end of year | 2022-12-31 | $10,708,444 |
Value of total assets at beginning of year | 2022-12-31 | $12,288,951 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $113,914 |
Total interest from all sources | 2022-12-31 | $4,522 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $433,436 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $433,436 |
Administrative expenses professional fees incurred | 2022-12-31 | $34,642 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,392,341 |
Participant contributions at end of year | 2022-12-31 | $84,734 |
Participant contributions at beginning of year | 2022-12-31 | $132,092 |
Participant contributions at end of year | 2022-12-31 | $1,494 |
Participant contributions at beginning of year | 2022-12-31 | $1,829 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $356,889 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $0 |
Administrative expenses (other) incurred | 2022-12-31 | $96 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Income. Non cash contributions | 2022-12-31 | $0 |
Value of net income/loss | 2022-12-31 | $-1,580,507 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $10,708,444 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $12,288,951 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $18,398 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $10,621,618 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $12,154,215 |
Interest on participant loans | 2022-12-31 | $4,522 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-2,454,215 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $604,640 |
Employer contributions (assets) at end of year | 2022-12-31 | $598 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $815 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,804,206 |
Contract administrator fees | 2022-12-31 | $60,778 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | GROVE, MUELLER & SWANK, P.C. |
Accountancy firm EIN | 2022-12-31 | 930874157 |
2021 : HAWTHORN SENIOR LIVING, LLC 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $3,425,224 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,550,228 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,392,625 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $10,680 |
Value of total corrective distributions | 2021-12-31 | $36,807 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,071,841 |
Value of total assets at end of year | 2021-12-31 | $12,288,951 |
Value of total assets at beginning of year | 2021-12-31 | $10,413,955 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $110,116 |
Total interest from all sources | 2021-12-31 | $8,333 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $381,887 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $381,887 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,339,875 |
Participant contributions at end of year | 2021-12-31 | $132,092 |
Participant contributions at beginning of year | 2021-12-31 | $158,529 |
Participant contributions at end of year | 2021-12-31 | $1,829 |
Participant contributions at beginning of year | 2021-12-31 | $1,131 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $131,709 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $1,874,996 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $12,288,951 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $10,413,955 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $12,154,215 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $10,253,997 |
Interest on participant loans | 2021-12-31 | $8,333 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $963,163 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $600,257 |
Employer contributions (assets) at end of year | 2021-12-31 | $815 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $298 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,392,625 |
Contract administrator fees | 2021-12-31 | $110,116 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | GROVE, MUELLER & SWANK, P.C. |
Accountancy firm EIN | 2021-12-31 | 930874157 |
2020 : HAWTHORN SENIOR LIVING, LLC 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $3,356,660 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,153,790 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $914,112 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $6,626 |
Value of total corrective distributions | 2020-12-31 | $144,802 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,126,420 |
Value of total assets at end of year | 2020-12-31 | $10,413,955 |
Value of total assets at beginning of year | 2020-12-31 | $8,211,085 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $88,250 |
Total interest from all sources | 2020-12-31 | $13,543 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $322,955 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $322,955 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,159,457 |
Participant contributions at end of year | 2020-12-31 | $158,529 |
Participant contributions at beginning of year | 2020-12-31 | $230,983 |
Participant contributions at end of year | 2020-12-31 | $1,131 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $400,782 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $2,202,870 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $10,413,955 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $8,211,085 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $10,253,997 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $7,980,102 |
Interest on participant loans | 2020-12-31 | $13,543 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $893,742 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $566,181 |
Employer contributions (assets) at end of year | 2020-12-31 | $298 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $914,112 |
Contract administrator fees | 2020-12-31 | $88,250 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | GROVE, MUELLER & SWANK, P.C. |
Accountancy firm EIN | 2020-12-31 | 930874157 |
2019 : HAWTHORN SENIOR LIVING, LLC 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $2,907,786 |
Total income from all sources (including contributions) | 2019-12-31 | $2,907,786 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $868,355 |
Total of all expenses incurred | 2019-12-31 | $868,355 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $777,606 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $777,606 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,612,667 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,612,667 |
Value of total assets at end of year | 2019-12-31 | $8,211,085 |
Value of total assets at end of year | 2019-12-31 | $8,211,085 |
Value of total assets at beginning of year | 2019-12-31 | $6,171,654 |
Value of total assets at beginning of year | 2019-12-31 | $6,171,654 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $90,749 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $90,749 |
Total interest from all sources | 2019-12-31 | $12,624 |
Total interest from all sources | 2019-12-31 | $12,624 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $235,218 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $235,218 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $235,218 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $235,218 |
Administrative expenses professional fees incurred | 2019-12-31 | $10,216 |
Administrative expenses professional fees incurred | 2019-12-31 | $10,216 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,115,149 |
Contributions received from participants | 2019-12-31 | $1,115,149 |
Participant contributions at end of year | 2019-12-31 | $230,983 |
Participant contributions at end of year | 2019-12-31 | $230,983 |
Participant contributions at beginning of year | 2019-12-31 | $169,604 |
Participant contributions at beginning of year | 2019-12-31 | $169,604 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at beginning of year | 2019-12-31 | $641 |
Participant contributions at beginning of year | 2019-12-31 | $641 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $8,316 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $8,316 |
Administrative expenses (other) incurred | 2019-12-31 | $0 |
Administrative expenses (other) incurred | 2019-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Income. Non cash contributions | 2019-12-31 | $0 |
Income. Non cash contributions | 2019-12-31 | $0 |
Value of net income/loss | 2019-12-31 | $2,039,431 |
Value of net income/loss | 2019-12-31 | $2,039,431 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $8,211,085 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $8,211,085 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $6,171,654 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $6,171,654 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $11,885 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $7,980,102 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $7,980,102 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $5,686,580 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $5,686,580 |
Interest on participant loans | 2019-12-31 | $12,624 |
Interest on participant loans | 2019-12-31 | $12,624 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $308,931 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $308,931 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,047,277 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,047,277 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $489,202 |
Contributions received in cash from employer | 2019-12-31 | $489,202 |
Employer contributions (assets) at end of year | 2019-12-31 | $0 |
Employer contributions (assets) at end of year | 2019-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $5,898 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $5,898 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $777,606 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $777,606 |
Contract administrator fees | 2019-12-31 | $68,648 |
Contract administrator fees | 2019-12-31 | $68,648 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | GROVE, MUELLER & SWANK, P.C. |
Accountancy firm name | 2019-12-31 | GROVE, MUELLER & SWANK, P.C. |
Accountancy firm EIN | 2019-12-31 | 930874157 |
Accountancy firm EIN | 2019-12-31 | 930874157 |
2018 : HAWTHORN SENIOR LIVING, LLC 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets to this plan | 2018-12-31 | $60,783 |
Total transfer of assets from this plan | 2018-12-31 | $188,416 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $1,379,500 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $827,223 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $787,399 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,686,136 |
Value of total assets at end of year | 2018-12-31 | $6,171,654 |
Value of total assets at beginning of year | 2018-12-31 | $5,747,010 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $39,824 |
Total interest from all sources | 2018-12-31 | $16,946 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $240,041 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $240,041 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,047,321 |
Participant contributions at end of year | 2018-12-31 | $169,604 |
Participant contributions at beginning of year | 2018-12-31 | $197,523 |
Participant contributions at end of year | 2018-12-31 | $641 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $202,911 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $552,277 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $6,171,654 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $5,747,010 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $5,686,580 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $5,294,446 |
Interest on participant loans | 2018-12-31 | $9,562 |
Interest earned on other investments | 2018-12-31 | $7,384 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $308,931 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $255,041 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-563,623 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $435,904 |
Employer contributions (assets) at end of year | 2018-12-31 | $5,898 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $787,399 |
Contract administrator fees | 2018-12-31 | $39,824 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | GROVE, MUELLER & SWANK, P.C. |
Accountancy firm EIN | 2018-12-31 | 930874157 |