THE DOW CHEMICAL COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ROHM AND HAAS MASTER TRUST-ALTERNATIVE INVESTMENTS
| Measure | Date | Value |
|---|
| 2012 : ROHM AND HAAS MASTER TRUST-ALTERNATIVE INVESTMENTS 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2012-04-30 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-04-30 | $888,291 |
| Total unrealized appreciation/depreciation of assets | 2012-04-30 | $888,291 |
| Total transfer of assets to this plan | 2012-04-30 | $14,565,602 |
| Total transfer of assets from this plan | 2012-04-30 | $280,024,299 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-04-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-04-30 | $10,451,229 |
| Total income from all sources (including contributions) | 2012-04-30 | $1,565,846 |
| Total loss/gain on sale of assets | 2012-04-30 | $-2,840,008 |
| Total of all expenses incurred | 2012-04-30 | $136,026 |
| Value of total assets at end of year | 2012-04-30 | $0 |
| Value of total assets at beginning of year | 2012-04-30 | $274,480,106 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-04-30 | $136,026 |
| Total interest from all sources | 2012-04-30 | $78 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-04-30 | $96,738 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-04-30 | No |
| Assets. Other investments not covered elsewhere at end of year | 2012-04-30 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-04-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-04-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-04-30 | $10,563,863 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-04-30 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-04-30 | $10,451,229 |
| Other income not declared elsewhere | 2012-04-30 | $279,125 |
| Total non interest bearing cash at end of year | 2012-04-30 | $0 |
| Total non interest bearing cash at beginning of year | 2012-04-30 | $2,274,045 |
| Value of net income/loss | 2012-04-30 | $1,429,820 |
| Value of net assets at end of year (total assets less liabilities) | 2012-04-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-04-30 | $264,028,877 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-04-30 | No |
| Assets. partnership/joint venture interests at end of year | 2012-04-30 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2012-04-30 | $145,115,099 |
| Investment advisory and management fees | 2012-04-30 | $136,026 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-04-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-04-30 | $0 |
| Value of interest in pooled separate accounts at end of year | 2012-04-30 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2012-04-30 | $32,039,000 |
| Value of interest in common/collective trusts at end of year | 2012-04-30 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2012-04-30 | $60,737,007 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-04-30 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-04-30 | $109,839 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-04-30 | $109,839 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-04-30 | $78 |
| Net investment gain/loss from pooled separate accounts | 2012-04-30 | $1,369,938 |
| Net investment gain or loss from common/collective trusts | 2012-04-30 | $1,771,684 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-04-30 | Yes |
| Income. Dividends from common stock | 2012-04-30 | $96,738 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-04-30 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-04-30 | $23,641,253 |
| Did the plan have assets held for investment | 2012-04-30 | No |
| Aggregate proceeds on sale of assets | 2012-04-30 | $149,441,215 |
| Aggregate carrying amount (costs) on sale of assets | 2012-04-30 | $152,281,223 |
| 2011 : ROHM AND HAAS MASTER TRUST-ALTERNATIVE INVESTMENTS 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-30 | $9,516,670 |
| Total unrealized appreciation/depreciation of assets | 2011-12-30 | $9,516,670 |
| Total transfer of assets to this plan | 2011-12-30 | $39,559,282 |
| Total transfer of assets from this plan | 2011-12-30 | $2,250,057 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-30 | $10,451,229 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-30 | $10,767,414 |
| Total income from all sources (including contributions) | 2011-12-30 | $25,472,766 |
| Total loss/gain on sale of assets | 2011-12-30 | $275,411 |
| Total of all expenses incurred | 2011-12-30 | $720,940 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-30 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-30 | $0 |
| Value of total assets at end of year | 2011-12-30 | $274,480,106 |
| Value of total assets at beginning of year | 2011-12-30 | $212,735,240 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-30 | $720,940 |
| Total interest from all sources | 2011-12-30 | $2,240,553 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-30 | $744,555 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-30 | No |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-30 | $64,710 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-30 | $10,563,863 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-30 | $11,019,469 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-30 | $10,451,229 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-30 | $10,767,414 |
| Other income not declared elsewhere | 2011-12-30 | $649,662 |
| Administrative expenses (other) incurred | 2011-12-30 | $1,713 |
| Total non interest bearing cash at end of year | 2011-12-30 | $2,274,045 |
| Value of net income/loss | 2011-12-30 | $24,751,826 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-30 | $264,028,877 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-30 | $201,967,826 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-30 | No |
| Assets. partnership/joint venture interests at end of year | 2011-12-30 | $145,115,099 |
| Assets. partnership/joint venture interests at beginning of year | 2011-12-30 | $91,614,007 |
| Investment advisory and management fees | 2011-12-30 | $719,227 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-30 | $1,455,040 |
| Value of interest in pooled separate accounts at end of year | 2011-12-30 | $32,039,000 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-30 | $27,988,000 |
| Value of interest in common/collective trusts at end of year | 2011-12-30 | $60,737,007 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-30 | $53,974,853 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-30 | $109,839 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-30 | $713,147 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-30 | $713,147 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-30 | $2,240,553 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-30 | $5 |
| Net investment gain/loss from pooled separate accounts | 2011-12-30 | $5,283,756 |
| Net investment gain or loss from common/collective trusts | 2011-12-30 | $6,762,154 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-30 | Yes |
| Income. Dividends from common stock | 2011-12-30 | $744,555 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-30 | $23,641,253 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-30 | $25,906,014 |
| Did the plan have assets held for investment | 2011-12-30 | Yes |
| Aggregate proceeds on sale of assets | 2011-12-30 | $199,130,624 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-30 | $198,855,213 |
