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Plan Name | NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | NORTHWESTERN BANK |
Employer identification number (EIN): | 381498273 |
NAIC Classification: | 522120 |
NAIC Description: | Savings Institutions |
Additional information about NORTHWESTERN BANK
Jurisdiction of Incorporation: | Iowa Secretary of State Business Entities |
Incorporation Date: | 1890-10-04 |
Company Identification Number: | 087715 |
Legal Registered Office Address: |
122 CENTRAL AVE NW ORANGE CITY United States of America (USA) 51041 |
More information about NORTHWESTERN BANK
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2015-01-01 | JOHN PELIZZARI | |||
001 | 2014-01-01 | JOHN PELIZZARI | |||
001 | 2013-01-01 | JOHN PELIZZARI | |||
001 | 2012-01-01 | BRUCE BYL | |||
001 | 2011-01-01 | HARRY C CALCUTT III | |||
001 | 2010-01-01 | HARRY C CALCUTT III | |||
001 | 2009-01-01 | HARRY C CALCUTT III | HARRY C CALCUTT III | 2010-10-14 |
Measure | Date | Value |
---|---|---|
2015: NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 388 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 0 |
Total of all active and inactive participants | 2015-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 0 |
Number of participants with account balances | 2015-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 432 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 300 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 51 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 36 |
Total of all active and inactive participants | 2014-01-01 | 387 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 1 |
Total participants | 2014-01-01 | 388 |
Number of participants with account balances | 2014-01-01 | 353 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 16 |
2013: NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 451 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 376 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 9 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 46 |
Total of all active and inactive participants | 2013-01-01 | 431 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 1 |
Total participants | 2013-01-01 | 432 |
Number of participants with account balances | 2013-01-01 | 388 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 30 |
2012: NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 432 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 407 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 35 |
Total of all active and inactive participants | 2012-01-01 | 444 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 2 |
Total participants | 2012-01-01 | 446 |
Number of participants with account balances | 2012-01-01 | 399 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 18 |
2011: NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 433 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 394 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 33 |
Total of all active and inactive participants | 2011-01-01 | 430 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 430 |
Number of participants with account balances | 2011-01-01 | 389 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 23 |
2010: NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 413 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 395 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 5 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 25 |
Total of all active and inactive participants | 2010-01-01 | 425 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 1 |
Total participants | 2010-01-01 | 426 |
Number of participants with account balances | 2010-01-01 | 385 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 11 |
2009: NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 391 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 379 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 5 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 21 |
Total of all active and inactive participants | 2009-01-01 | 405 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 405 |
Number of participants with account balances | 2009-01-01 | 359 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 15 |
Measure | Date | Value |
---|---|---|
2015 : NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-07-21 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-07-21 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-07-21 | $0 |
Total income from all sources (including contributions) | 2015-07-21 | $97,830 |
Total loss/gain on sale of assets | 2015-07-21 | $0 |
Total of all expenses incurred | 2015-07-21 | $13,242,252 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-07-21 | $13,242,252 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-07-21 | $0 |
Value of total assets at end of year | 2015-07-21 | $0 |
Value of total assets at beginning of year | 2015-07-21 | $13,144,422 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-07-21 | $0 |
Total interest from all sources | 2015-07-21 | $7,680 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-07-21 | $3,635 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-07-21 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2015-07-21 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-07-21 | $3,635 |
Was this plan covered by a fidelity bond | 2015-07-21 | Yes |
Value of fidelity bond cover | 2015-07-21 | $6,000,000 |
If this is an individual account plan, was there a blackout period | 2015-07-21 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-07-21 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-07-21 | No |
Participant contributions at end of year | 2015-07-21 | $0 |
Participant contributions at beginning of year | 2015-07-21 | $100,196 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-07-21 | No |
Value of net income/loss | 2015-07-21 | $-13,144,422 |
Value of net assets at end of year (total assets less liabilities) | 2015-07-21 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-07-21 | $13,144,422 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-07-21 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-07-21 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-07-21 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-07-21 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-07-21 | $2,822,675 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-07-21 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-07-21 | $10,221,551 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-07-21 | $10,221,551 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-07-21 | $7,680 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-07-21 | $86,515 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-07-21 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-07-21 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-07-21 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-07-21 | $13,242,252 |
Did the plan have assets held for investment | 2015-07-21 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-07-21 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-07-21 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-07-21 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-07-21 | Disclaimer |
Accountancy firm name | 2015-07-21 | REHMANN ROBSON, LLC |
Accountancy firm EIN | 2015-07-21 | 383635706 |
2014 : NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $6,302,771 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $6,302,771 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $1,669,192 |
Expenses. Interest paid | 2014-12-31 | $47,912 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2014-12-31 | $47,912 |
Total income from all sources (including contributions) | 2014-12-31 | $8,952,077 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $22,163,357 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $22,114,645 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,720,670 |
Value of total assets at end of year | 2014-12-31 | $13,144,422 |
Value of total assets at beginning of year | 2014-12-31 | $28,024,894 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $800 |
Total interest from all sources | 2014-12-31 | $17,107 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $780,160 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $780,160 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $6,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,065,652 |
Participant contributions at end of year | 2014-12-31 | $100,196 |
Participant contributions at beginning of year | 2014-12-31 | $509,458 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $105,788 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $1,669,192 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-13,211,280 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $13,144,422 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $26,355,702 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $800 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $2,822,675 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $20,005,705 |
Interest on participant loans | 2014-12-31 | $17,107 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $10,221,551 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $1,746,691 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $1,746,691 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $131,369 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Assets. Invements in employer securities at end of year | 2014-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2014-12-31 | $5,619,424 |
Contributions received in cash from employer | 2014-12-31 | $549,230 |
Employer contributions (assets) at end of year | 2014-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $143,616 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $22,114,645 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | REHMANN ROBSON, LLC |
Accountancy firm EIN | 2014-12-31 | 383635706 |
2013 : NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $587,104 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $587,104 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $1,669,192 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $1,881,553 |
Expenses. Interest paid | 2013-12-31 | $57,708 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2013-12-31 | $57,708 |
Total income from all sources (including contributions) | 2013-12-31 | $6,719,453 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $3,259,041 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $3,196,633 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,051,325 |
Value of total assets at end of year | 2013-12-31 | $28,503,501 |
Value of total assets at beginning of year | 2013-12-31 | $25,255,450 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $4,700 |
Total interest from all sources | 2013-12-31 | $20,312 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $719,123 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $897,026 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $6,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,251,855 |
Participant contributions at end of year | 2013-12-31 | $509,458 |
Participant contributions at beginning of year | 2013-12-31 | $441,518 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $177,247 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $27,316 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $1,669,192 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $1,881,553 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $3,460,412 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $26,834,309 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $23,373,897 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $4,700 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $20,005,705 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $16,942,630 |
Interest on participant loans | 2013-12-31 | $20,288 |
Interest earned on other investments | 2013-12-31 | $24 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $1,746,691 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $2,095,824 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $2,095,824 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,341,589 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Assets. Invements in employer securities at end of year | 2013-12-31 | $5,619,424 |
Assets. Invements in employer securities at beginning of year | 2013-12-31 | $5,032,320 |
Contributions received in cash from employer | 2013-12-31 | $622,223 |
Employer contributions (assets) at end of year | 2013-12-31 | $622,223 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $715,842 |
Income. Dividends from common stock | 2013-12-31 | $-177,903 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $3,196,633 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | REHMANN ROBSON, LLC |
Accountancy firm EIN | 2013-12-31 | 383635706 |
2012 : NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $-248,895 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $-248,895 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $1,881,553 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $24,898 |
Expenses. Interest paid | 2012-12-31 | $49,482 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2012-12-31 | $49,482 |
Total income from all sources (including contributions) | 2012-12-31 | $4,363,719 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $1,427,927 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,374,145 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,208,755 |
Value of total assets at end of year | 2012-12-31 | $25,255,450 |
Value of total assets at beginning of year | 2012-12-31 | $20,463,003 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $4,300 |
Total interest from all sources | 2012-12-31 | $85,746 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $586,667 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $540,483 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $6,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,242,958 |
Participant contributions at end of year | 2012-12-31 | $441,518 |
Participant contributions at beginning of year | 2012-12-31 | $543,639 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $249,955 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $27,316 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $1,881,553 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $24,898 |
Liabilities. Value of operating payables at end of year | 2012-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $2,935,792 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $23,373,897 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $20,438,105 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $4,300 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $16,942,630 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $14,099,639 |
Interest on participant loans | 2012-12-31 | $19,670 |
Interest earned on other investments | 2012-12-31 | $66,076 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $2,095,824 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $2,109,528 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $2,109,528 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,731,446 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Assets. Invements in employer securities at end of year | 2012-12-31 | $5,032,320 |
Assets. Invements in employer securities at beginning of year | 2012-12-31 | $3,062,500 |
Contributions received in cash from employer | 2012-12-31 | $715,842 |
Employer contributions (assets) at end of year | 2012-12-31 | $715,842 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $647,697 |
Income. Dividends from common stock | 2012-12-31 | $46,184 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,374,145 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | REHMANN ACCOUNTING, LLC |
Accountancy firm EIN | 2012-12-31 | 383635706 |
2011 : NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-245,000 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-245,000 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $24,898 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $161,550 |
Expenses. Interest paid | 2011-12-31 | $8,402 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2011-12-31 | $8,402 |
Total income from all sources (including contributions) | 2011-12-31 | $1,549,337 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $1,192,213 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,181,843 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,021,767 |
Value of total assets at end of year | 2011-12-31 | $20,463,003 |
Value of total assets at beginning of year | 2011-12-31 | $20,242,531 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,968 |
Total interest from all sources | 2011-12-31 | $22,949 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $431,341 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $402,379 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $6,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,169,955 |
Participant contributions at end of year | 2011-12-31 | $543,639 |
Participant contributions at beginning of year | 2011-12-31 | $509,850 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $204,115 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $24,898 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $157,543 |
Liabilities. Value of operating payables at end of year | 2011-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $4,007 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $357,124 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $20,438,105 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $20,080,981 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $1,968 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $14,099,639 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $13,898,631 |
Income. Interest from loans (other than to participants) | 2011-12-31 | $22,949 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $2,109,528 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $1,829,998 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $1,829,998 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-681,720 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $3,062,500 |
Assets. Invements in employer securities at beginning of year | 2011-12-31 | $3,307,500 |
Contributions received in cash from employer | 2011-12-31 | $647,697 |
Employer contributions (assets) at end of year | 2011-12-31 | $647,697 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $696,552 |
Income. Dividends from common stock | 2011-12-31 | $28,962 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,181,843 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | REHMANN ACCOUNTING, LLC |
Accountancy firm EIN | 2011-12-31 | 383635706 |
2010 : NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $183,750 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $183,750 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $161,550 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $236,569 |
Expenses. Interest paid | 2010-12-31 | $9,097 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2010-12-31 | $9,097 |
Total income from all sources (including contributions) | 2010-12-31 | $4,293,616 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $249,473 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $238,552 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,271,733 |
Value of total assets at end of year | 2010-12-31 | $20,242,531 |
Value of total assets at beginning of year | 2010-12-31 | $16,273,407 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,824 |
Total interest from all sources | 2010-12-31 | $23,907 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $270,787 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $241,992 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $6,000,000 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,186,976 |
Participant contributions at end of year | 2010-12-31 | $509,850 |
Participant contributions at beginning of year | 2010-12-31 | $442,179 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $388,205 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $157,543 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $230,400 |
Liabilities. Value of operating payables at end of year | 2010-12-31 | $4,007 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $6,169 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $4,044,143 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $20,080,981 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $16,036,838 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $1,824 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $13,898,631 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $11,203,105 |
Income. Interest from loans (other than to participants) | 2010-12-31 | $23,907 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $1,829,998 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $977,947 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $977,947 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,543,439 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Assets. Invements in employer securities at end of year | 2010-12-31 | $3,307,500 |
Assets. Invements in employer securities at beginning of year | 2010-12-31 | $3,123,750 |
Contributions received in cash from employer | 2010-12-31 | $696,552 |
Employer contributions (assets) at end of year | 2010-12-31 | $696,552 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $526,426 |
Income. Dividends from common stock | 2010-12-31 | $28,795 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $238,552 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | REHMANN ROBSON |
Accountancy firm EIN | 2010-12-31 | 382775013 |
2009 : NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2015: NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses | ||
---|---|---|
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | Yes |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | Yes |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: NORTHWESTERN BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |