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NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameNORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 001

NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

NORTHWOOD UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:NORTHWOOD UNIVERSITY
Employer identification number (EIN):381624684
NAIC Classification:611000

Additional information about NORTHWOOD UNIVERSITY

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1966-02-07
Company Identification Number: 0002536507
Legal Registered Office Address: 4000 WHITING DR

MIDLAND
United States of America (USA)
48640

More information about NORTHWOOD UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01WILLIAM KARL STEPHAN WILLIAM KARL STEPHAN2018-10-11
0012016-01-01WILLIAM KARL STEPHAN WILLIAM KARL STEPHAN2017-10-12
0012015-01-01WILLIAM KARL STEPHAN WILLIAM KARL STEPHAN2016-10-12
0012014-01-01WILLIAM KARL STEPHAN WILLIAM KARL STEPHAN2015-10-12
0012013-01-01WILLIAM KARL STEPHAN WILLIAM KARL STEPHAN2014-10-09
0012012-01-01WILLIAM KARL STEPHAN WILLIAM KARL STEPHAN2013-10-07
0012011-01-01WILLIAM KARL STEPHAN WILLIAM KARL STEPHAN2012-10-12
0012010-01-01WILLIAM KARL STEPHAN
0012009-01-01WILLIAM KARL STEPHAN WILLIAM KARL STEPHAN2010-10-12

Plan Statistics for NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2021: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,249
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,340
Total number of active participants reported on line 7a of the Form 55002020-01-01326
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01924
Total of all active and inactive participants2020-01-011,250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-018
Total participants2020-01-011,258
Number of participants with account balances2020-01-011,249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,381
Total number of active participants reported on line 7a of the Form 55002019-01-01369
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01909
Total of all active and inactive participants2019-01-011,278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-018
Total participants2019-01-011,286
Number of participants with account balances2019-01-011,277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,431
Total number of active participants reported on line 7a of the Form 55002018-01-01383
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01900
Total of all active and inactive participants2018-01-011,283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-018
Total participants2018-01-011,291
Number of participants with account balances2018-01-011,283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,437
Total number of active participants reported on line 7a of the Form 55002017-01-01515
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01910
Total of all active and inactive participants2017-01-011,425
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0110
Total participants2017-01-011,435
Number of participants with account balances2017-01-011,295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,439
Total number of active participants reported on line 7a of the Form 55002016-01-01496
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01901
Total of all active and inactive participants2016-01-011,397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0112
Total participants2016-01-011,409
Number of participants with account balances2016-01-011,299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,434
Total number of active participants reported on line 7a of the Form 55002015-01-01514
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01913
Total of all active and inactive participants2015-01-011,427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0112
Total participants2015-01-011,439
Number of participants with account balances2015-01-011,285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,588
Total number of active participants reported on line 7a of the Form 55002014-01-01541
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01882
Total of all active and inactive participants2014-01-011,423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0111
Total participants2014-01-011,434
Number of participants with account balances2014-01-011,298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,533
Total number of active participants reported on line 7a of the Form 55002013-01-01738
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01838
Total of all active and inactive participants2013-01-011,576
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0112
Total participants2013-01-011,588
Number of participants with account balances2013-01-011,304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,470
Total number of active participants reported on line 7a of the Form 55002012-01-01732
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01795
Total of all active and inactive participants2012-01-011,527
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-016
Total participants2012-01-011,533
Number of participants with account balances2012-01-011,277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,342
Total number of active participants reported on line 7a of the Form 55002011-01-011,362
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01108
Total of all active and inactive participants2011-01-011,470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-017
Total participants2011-01-011,477
Number of participants with account balances2011-01-011,247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,289
Total number of active participants reported on line 7a of the Form 55002010-01-011,220
Number of other retired or separated participants entitled to future benefits2010-01-0198
Total of all active and inactive participants2010-01-011,318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-012
Total participants2010-01-011,320
Number of participants with account balances2010-01-011,224
2009: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,280
Total number of active participants reported on line 7a of the Form 55002009-01-011,190
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0187
Total of all active and inactive participants2009-01-011,277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-011,281
Number of participants with account balances2009-01-011,197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2021 : NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-05-31$0
Total transfer of assets from this plan2021-05-31$114,099,031
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-05-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-05-31$0
Total income from all sources (including contributions)2021-05-31$8,466,777
Total loss/gain on sale of assets2021-05-31$0
Total of all expenses incurred2021-05-31$4,910,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-05-31$4,909,109
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-05-31$1,238,429
Value of total assets at end of year2021-05-31$0
Value of total assets at beginning of year2021-05-31$110,542,556
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-05-31$1,193
Total interest from all sources2021-05-31$417,798
Total dividends received (eg from common stock, registered investment company shares)2021-05-31$23,449
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-05-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-05-31$0
Total dividends received from registered investment company shares (eg mutual funds)2021-05-31$23,449
Was this plan covered by a fidelity bond2021-05-31Yes
Value of fidelity bond cover2021-05-31$2,000,000
If this is an individual account plan, was there a blackout period2021-05-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-05-31$0
Were there any nonexempt tranactions with any party-in-interest2021-05-31No
Contributions received from participants2021-05-31$563,993
Participant contributions at end of year2021-05-31$0
Participant contributions at beginning of year2021-05-31$94,404
Participant contributions at end of year2021-05-31$0
Participant contributions at beginning of year2021-05-31$49,110
Income. Received or receivable in cash from other sources (including rollovers)2021-05-31$343,263
Other income not declared elsewhere2021-05-31$21,914
Administrative expenses (other) incurred2021-05-31$1,193
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-05-31No
Value of net income/loss2021-05-31$3,556,475
Value of net assets at end of year (total assets less liabilities)2021-05-31$0
Value of net assets at beginning of year (total assets less liabilities)2021-05-31$110,542,556
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-05-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-05-31No
Were any leases to which the plan was party in default or uncollectible2021-05-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-05-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-05-31$78,292,230
Value of interest in pooled separate accounts at end of year2021-05-31$0
Value of interest in pooled separate accounts at beginning of year2021-05-31$4,065,410
Interest on participant loans2021-05-31$3,303
Interest earned on other investments2021-05-31$414,495
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-05-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-05-31$28,013,625
Expenses. Payments to insurance carriers foe the provision of benefits2021-05-31$136,826
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-05-31$6,589,865
Net investment gain/loss from pooled separate accounts2021-05-31$175,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-05-31No
Was there a failure to transmit to the plan any participant contributions2021-05-31No
Has the plan failed to provide any benefit when due under the plan2021-05-31No
Contributions received in cash from employer2021-05-31$331,173
Employer contributions (assets) at end of year2021-05-31$0
Employer contributions (assets) at beginning of year2021-05-31$27,777
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-05-31$4,772,283
Did the plan have assets held for investment2021-05-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-05-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-05-31Yes
Opinion of an independent qualified public accountant for this plan2021-05-31Disclaimer
Accountancy firm name2021-05-31PLANTE & MORAN, PLLC
Accountancy firm EIN2021-05-31381357951
2020 : NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$15,965,982
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,112,920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,111,731
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,651,310
Value of total assets at end of year2020-12-31$110,542,556
Value of total assets at beginning of year2020-12-31$101,689,494
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,189
Total interest from all sources2020-12-31$1,110,109
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$975,263
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$975,263
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,436,728
Participant contributions at end of year2020-12-31$94,404
Participant contributions at beginning of year2020-12-31$60,871
Participant contributions at end of year2020-12-31$49,110
Participant contributions at beginning of year2020-12-31$67,887
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$412,876
Other income not declared elsewhere2020-12-31$37,337
Administrative expenses (other) incurred2020-12-31$1,189
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$8,853,062
Value of net assets at end of year (total assets less liabilities)2020-12-31$110,542,556
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$101,689,494
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$78,292,230
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$68,712,310
Value of interest in pooled separate accounts at end of year2020-12-31$4,065,410
Value of interest in pooled separate accounts at beginning of year2020-12-31$4,444,218
Interest on participant loans2020-12-31$3,633
Interest earned on other investments2020-12-31$1,106,476
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$28,013,625
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$28,365,016
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$592,133
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$11,232,303
Net investment gain/loss from pooled separate accounts2020-12-31$-40,340
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$801,706
Employer contributions (assets) at end of year2020-12-31$27,777
Employer contributions (assets) at beginning of year2020-12-31$39,192
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,519,598
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2020-12-31381357951
2019 : NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$18,409,291
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$8,804,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$8,804,138
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,997,445
Value of total assets at end of year2019-12-31$101,689,494
Value of total assets at beginning of year2019-12-31$92,084,941
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$600
Total interest from all sources2019-12-31$1,123,421
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$680,129
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$680,129
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,739,960
Participant contributions at end of year2019-12-31$60,871
Participant contributions at beginning of year2019-12-31$0
Participant contributions at end of year2019-12-31$67,887
Participant contributions at beginning of year2019-12-31$62,942
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$307,029
Other income not declared elsewhere2019-12-31$34,641
Administrative expenses (other) incurred2019-12-31$600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$9,604,553
Value of net assets at end of year (total assets less liabilities)2019-12-31$101,689,494
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$92,084,941
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$68,712,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$58,988,958
Value of interest in pooled separate accounts at end of year2019-12-31$4,444,218
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,396,853
Interest earned on other investments2019-12-31$1,123,421
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$28,365,016
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$28,599,770
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$816,868
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$13,334,797
Net investment gain/loss from pooled separate accounts2019-12-31$238,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$950,456
Employer contributions (assets) at end of year2019-12-31$39,192
Employer contributions (assets) at beginning of year2019-12-31$36,418
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,987,270
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2019-12-31381357951
2018 : NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$207,560
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$6,652,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,652,417
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,304,599
Value of total assets at end of year2018-12-31$92,084,941
Value of total assets at beginning of year2018-12-31$98,529,798
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$1,159,780
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$868,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$868,048
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,636,641
Participant contributions at end of year2018-12-31$62,942
Participant contributions at beginning of year2018-12-31$64,030
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$740,958
Other income not declared elsewhere2018-12-31$15,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,444,857
Value of net assets at end of year (total assets less liabilities)2018-12-31$92,084,941
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$98,529,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$58,988,958
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$65,697,890
Value of interest in pooled separate accounts at end of year2018-12-31$4,396,853
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,398,710
Interest earned on other investments2018-12-31$1,159,780
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$28,599,770
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$28,333,279
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$248,030
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,343,266
Net investment gain/loss from pooled separate accounts2018-12-31$202,699
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$927,000
Employer contributions (assets) at end of year2018-12-31$36,418
Employer contributions (assets) at beginning of year2018-12-31$35,889
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,404,387
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2018-12-31381357951
2017 : NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$15,544,572
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$5,131,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,131,628
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,027,831
Value of total assets at end of year2017-12-31$98,529,798
Value of total assets at beginning of year2017-12-31$88,116,854
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$1,135,520
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$604,872
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$604,872
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,624,283
Participant contributions at end of year2017-12-31$64,030
Participant contributions at beginning of year2017-12-31$63,764
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$453,688
Other income not declared elsewhere2017-12-31$16,474
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$10,412,944
Value of net assets at end of year (total assets less liabilities)2017-12-31$98,529,798
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$88,116,854
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$65,697,890
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$55,774,821
Value of interest in pooled separate accounts at end of year2017-12-31$4,398,710
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,083,380
Interest earned on other investments2017-12-31$1,135,520
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$28,333,279
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$28,157,270
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$79,788
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$10,575,588
Net investment gain/loss from pooled separate accounts2017-12-31$184,287
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$949,860
Employer contributions (assets) at end of year2017-12-31$35,889
Employer contributions (assets) at beginning of year2017-12-31$37,619
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,051,840
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2017-12-31381357951
2016 : NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$7,797,747
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$5,327,038
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,326,133
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,665,356
Value of total assets at end of year2016-12-31$88,116,854
Value of total assets at beginning of year2016-12-31$85,646,145
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$905
Total interest from all sources2016-12-31$1,228,237
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$296,138
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$296,138
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,647,401
Participant contributions at end of year2016-12-31$63,764
Participant contributions at beginning of year2016-12-31$34,898
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$82,110
Other income not declared elsewhere2016-12-31$4,452
Administrative expenses (other) incurred2016-12-31$905
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,470,709
Value of net assets at end of year (total assets less liabilities)2016-12-31$88,116,854
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$85,646,145
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$55,774,821
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$53,389,974
Value of interest in pooled separate accounts at end of year2016-12-31$4,083,380
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,012,299
Interest earned on other investments2016-12-31$1,228,237
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$28,157,270
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$28,152,514
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$501,054
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,398,971
Net investment gain/loss from pooled separate accounts2016-12-31$204,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$935,845
Employer contributions (assets) at end of year2016-12-31$37,619
Employer contributions (assets) at beginning of year2016-12-31$56,460
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,825,079
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2016-12-31381357951
2015 : NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,420,014
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$9,564,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$9,564,301
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,858,804
Value of total assets at end of year2015-12-31$85,646,145
Value of total assets at beginning of year2015-12-31$90,790,600
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$168
Total interest from all sources2015-12-31$1,155,020
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$372,755
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$372,755
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,597,338
Participant contributions at end of year2015-12-31$34,898
Participant contributions at beginning of year2015-12-31$63,877
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$295,336
Other income not declared elsewhere2015-12-31$41,320
Administrative expenses (other) incurred2015-12-31$168
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-5,144,455
Value of net assets at end of year (total assets less liabilities)2015-12-31$85,646,145
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$90,790,600
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$53,389,974
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$58,134,781
Value of interest in pooled separate accounts at end of year2015-12-31$4,012,299
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,135,842
Interest earned on other investments2015-12-31$1,155,020
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$28,152,514
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$28,419,645
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$109,147
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-333,722
Net investment gain/loss from pooled separate accounts2015-12-31$325,837
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$966,130
Employer contributions (assets) at end of year2015-12-31$56,460
Employer contributions (assets) at beginning of year2015-12-31$36,455
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$9,455,154
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2015-12-31381357951
2014 : NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$9,324,363
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$6,144,373
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,143,739
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,902,301
Value of total assets at end of year2014-12-31$90,790,600
Value of total assets at beginning of year2014-12-31$87,610,610
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$634
Total interest from all sources2014-12-31$1,181,345
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$290,660
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$290,660
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,680,207
Participant contributions at end of year2014-12-31$63,877
Participant contributions at beginning of year2014-12-31$67,588
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,169,302
Administrative expenses (other) incurred2014-12-31$634
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,179,990
Value of net assets at end of year (total assets less liabilities)2014-12-31$90,790,600
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$87,610,610
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$58,134,781
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$55,861,974
Value of interest in pooled separate accounts at end of year2014-12-31$4,135,842
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,698,992
Interest earned on other investments2014-12-31$1,181,345
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$28,419,645
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$27,939,395
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$111,756
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,500,607
Net investment gain/loss from pooled separate accounts2014-12-31$449,450
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,052,792
Employer contributions (assets) at end of year2014-12-31$36,455
Employer contributions (assets) at beginning of year2014-12-31$42,661
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,031,983
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2014-12-31381357951
2013 : NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$14,863,588
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,288,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,288,820
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,269,361
Value of total assets at end of year2013-12-31$87,610,610
Value of total assets at beginning of year2013-12-31$77,035,842
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$1,139,160
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$178,078
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$178,078
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,730,845
Participant contributions at end of year2013-12-31$67,588
Participant contributions at beginning of year2013-12-31$64,148
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$439,160
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$10,574,768
Value of net assets at end of year (total assets less liabilities)2013-12-31$87,610,610
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$77,035,842
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$55,861,974
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$46,096,885
Value of interest in pooled separate accounts at end of year2013-12-31$3,698,992
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,245,976
Interest earned on other investments2013-12-31$1,139,160
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$27,939,395
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$27,589,089
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$971,444
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$9,956,470
Net investment gain/loss from pooled separate accounts2013-12-31$320,519
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,099,356
Employer contributions (assets) at end of year2013-12-31$42,661
Employer contributions (assets) at beginning of year2013-12-31$39,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,317,376
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2013-12-31381357951
2012 : NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$10,506,772
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,901,305
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,901,305
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,419,884
Value of total assets at end of year2012-12-31$77,035,842
Value of total assets at beginning of year2012-12-31$71,430,375
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$1,091,622
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$60,121
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$60,121
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,704,808
Participant contributions at end of year2012-12-31$64,148
Participant contributions at beginning of year2012-12-31$73,708
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$332,794
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,605,467
Value of net assets at end of year (total assets less liabilities)2012-12-31$77,035,842
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$71,430,375
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$46,096,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$41,253,104
Value of interest in pooled separate accounts at end of year2012-12-31$3,245,976
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,850,774
Interest earned on other investments2012-12-31$1,091,622
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$27,589,089
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$27,179,794
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$601,412
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,635,486
Net investment gain/loss from pooled separate accounts2012-12-31$299,659
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,382,282
Employer contributions (assets) at end of year2012-12-31$39,744
Employer contributions (assets) at beginning of year2012-12-31$72,995
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,299,893
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2012-12-31381357951
2011 : NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,254,003
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,034,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,034,194
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,622,877
Value of total assets at end of year2011-12-31$71,430,375
Value of total assets at beginning of year2011-12-31$70,210,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$1,071,990
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,806,640
Participant contributions at end of year2011-12-31$73,708
Participant contributions at beginning of year2011-12-31$79,846
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$39,018
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,219,809
Value of net assets at end of year (total assets less liabilities)2011-12-31$71,430,375
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$70,210,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$41,253,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$41,051,527
Value of interest in pooled separate accounts at end of year2011-12-31$2,850,774
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,694,229
Interest earned on other investments2011-12-31$1,071,990
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$27,179,794
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$26,309,129
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$30,514
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-755,016
Net investment gain/loss from pooled separate accounts2011-12-31$314,152
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,777,219
Employer contributions (assets) at end of year2011-12-31$72,995
Employer contributions (assets) at beginning of year2011-12-31$75,835
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,003,680
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2011-12-31381357951
2010 : NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$9,768,275
Total of all expenses incurred2010-12-31$2,678,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,678,074
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,972,139
Value of total assets at end of year2010-12-31$70,210,566
Value of total assets at beginning of year2010-12-31$63,120,365
Total interest from all sources2010-12-31$979,516
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,886,158
Participant contributions at end of year2010-12-31$79,846
Participant contributions at beginning of year2010-12-31$76,527
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$229,566
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$7,090,201
Value of net assets at end of year (total assets less liabilities)2010-12-31$70,210,566
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$63,120,365
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$41,051,527
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$36,288,655
Value of interest in pooled separate accounts at end of year2010-12-31$2,694,229
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,621,715
Interest earned on other investments2010-12-31$979,516
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$26,309,129
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$25,060,714
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,518,233
Net investment gain/loss from pooled separate accounts2010-12-31$298,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,856,415
Employer contributions (assets) at end of year2010-12-31$75,835
Employer contributions (assets) at beginning of year2010-12-31$72,754
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,678,074
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2010-12-31381357951

Form 5500 Responses for NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

2021: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NORTHWOOD UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103905
Policy instance 1
Insurance contract or identification number103905
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-05-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103905
Policy instance 1
Insurance contract or identification number103905
Number of Individuals Covered980
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103905
Policy instance 1
Insurance contract or identification number103905
Number of Individuals Covered1011
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103905
Policy instance 1
Insurance contract or identification number103905
Number of Individuals Covered1042
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103905
Policy instance 1
Insurance contract or identification number103905
Number of Individuals Covered1083
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103905
Policy instance 1
Insurance contract or identification number103905
Number of Individuals Covered1132
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103905
Policy instance 1
Insurance contract or identification number103905
Number of Individuals Covered1172
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103905
Policy instance 1
Insurance contract or identification number103905
Number of Individuals Covered1304
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103905
Policy instance 1
Insurance contract or identification number103905
Number of Individuals Covered1277
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103905
Policy instance 1
Insurance contract or identification number103905
Number of Individuals Covered1247
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number103905 103906
Policy instance 1
Insurance contract or identification number103905 103906
Number of Individuals Covered1224
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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