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LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameLYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST
Plan identification number 002

LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LYON GEAR & MACHINE, INC. has sponsored the creation of one or more 401k plans.

Company Name:LYON GEAR & MACHINE, INC.
Employer identification number (EIN):381629516
NAIC Classification:332700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01DANNY BEER DANNY BEER2018-10-09
0022016-01-01DANNY BEER DANNY BEER2017-10-11
0022015-01-01DANNY BEER DANNY BEER2016-10-05
0022014-01-01DANNY BEER DANNY BEER2015-10-07
0022013-01-01DANNY BEER DANNY BEER2014-10-13
0022012-01-01DANNY BEER DANNY BEER2013-10-11
0022011-01-01DANNY BEER DANNY BEER2012-10-10
0022010-01-01DANNY BEER DANNY BEER2011-10-13
0022009-01-01DANNY BEER DANNY BEER2010-10-12

Plan Statistics for LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01169
Total number of active participants reported on line 7a of the Form 55002022-01-01107
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0134
Total of all active and inactive participants2022-01-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01142
Number of participants with account balances2022-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-012
2021: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01173
Total number of active participants reported on line 7a of the Form 55002021-01-01104
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0156
Total of all active and inactive participants2021-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01161
Number of participants with account balances2021-01-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01175
Total number of active participants reported on line 7a of the Form 55002020-01-01109
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0151
Total of all active and inactive participants2020-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01160
Number of participants with account balances2020-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0111
2019: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01150
Total number of active participants reported on line 7a of the Form 55002019-01-01111
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0143
Total of all active and inactive participants2019-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01155
Number of participants with account balances2019-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01138
Total number of active participants reported on line 7a of the Form 55002018-01-01108
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0134
Total of all active and inactive participants2018-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01143
Number of participants with account balances2018-01-01140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-014
2017: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01141
Total number of active participants reported on line 7a of the Form 55002017-01-01114
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0124
Total of all active and inactive participants2017-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01138
Number of participants with account balances2017-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01147
Total number of active participants reported on line 7a of the Form 55002016-01-01105
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0131
Total of all active and inactive participants2016-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01136
Number of participants with account balances2016-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01138
Total number of active participants reported on line 7a of the Form 55002015-01-01115
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0125
Total of all active and inactive participants2015-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01140
Number of participants with account balances2015-01-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-017
2014: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01125
Total number of active participants reported on line 7a of the Form 55002014-01-0198
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0125
Total of all active and inactive participants2014-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01123
Number of participants with account balances2014-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-015
2013: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01137
Total number of active participants reported on line 7a of the Form 55002013-01-01101
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0121
Total of all active and inactive participants2013-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01123
Number of participants with account balances2013-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01149
Total number of active participants reported on line 7a of the Form 55002012-01-0198
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0128
Total of all active and inactive participants2012-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01126
Number of participants with account balances2012-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01149
Total number of active participants reported on line 7a of the Form 55002011-01-0197
Number of other retired or separated participants entitled to future benefits2011-01-0143
Total of all active and inactive participants2011-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01141
Number of participants with account balances2011-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2010: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01158
Total number of active participants reported on line 7a of the Form 55002010-01-01100
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0147
Total of all active and inactive participants2010-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01148
Number of participants with account balances2010-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0114
2009: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01169
Total number of active participants reported on line 7a of the Form 55002009-01-01115
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0146
Total of all active and inactive participants2009-01-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01161
Number of participants with account balances2009-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022 : LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-1,012,295
Total of all expenses incurred2022-12-31$779,454
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$752,939
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$174,355
Value of total assets at end of year2022-12-31$5,201,363
Value of total assets at beginning of year2022-12-31$6,993,112
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$26,515
Total interest from all sources2022-12-31$12,954
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$4,875
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$600,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$152,768
Participant contributions at end of year2022-12-31$57,518
Participant contributions at beginning of year2022-12-31$94,924
Other income not declared elsewhere2022-12-31$-1
Administrative expenses (other) incurred2022-12-31$21,640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,791,749
Value of net assets at end of year (total assets less liabilities)2022-12-31$5,201,363
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$6,993,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$4,664,937
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$6,442,493
Interest on participant loans2022-12-31$4,337
Interest earned on other investments2022-12-31$8,617
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$457,321
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$431,437
Net investment gain/loss from pooled separate accounts2022-12-31$-1,199,603
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$21,587
Employer contributions (assets) at end of year2022-12-31$21,587
Employer contributions (assets) at beginning of year2022-12-31$24,258
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$752,939
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CENKO, VENDITTELLI, HAYNES & TOKARZ
Accountancy firm EIN2022-12-31810584482
2021 : LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$966,038
Total of all expenses incurred2021-12-31$566,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$539,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$154,414
Value of total assets at end of year2021-12-31$6,993,112
Value of total assets at beginning of year2021-12-31$6,593,453
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$27,115
Total interest from all sources2021-12-31$13,900
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$2,500
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$130,156
Participant contributions at end of year2021-12-31$94,924
Participant contributions at beginning of year2021-12-31$88,544
Other income not declared elsewhere2021-12-31$-1
Administrative expenses (other) incurred2021-12-31$24,615
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$399,659
Value of net assets at end of year (total assets less liabilities)2021-12-31$6,993,112
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$6,593,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$6,442,493
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$6,055,434
Interest on participant loans2021-12-31$5,658
Interest earned on other investments2021-12-31$8,242
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$431,437
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$426,325
Net investment gain/loss from pooled separate accounts2021-12-31$797,725
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$24,258
Employer contributions (assets) at end of year2021-12-31$24,258
Employer contributions (assets) at beginning of year2021-12-31$23,150
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$539,264
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31MORRIS, KALISH AND WALGREN, P.C.
Accountancy firm EIN2021-12-31382182462
2020 : LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$1,158,289
Total of all expenses incurred2020-12-31$608,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$582,508
Value of total corrective distributions2020-12-31$1,219
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$164,647
Value of total assets at end of year2020-12-31$6,593,453
Value of total assets at beginning of year2020-12-31$6,043,710
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$24,819
Total interest from all sources2020-12-31$10,726
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$2,670
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$141,121
Participant contributions at end of year2020-12-31$88,544
Participant contributions at beginning of year2020-12-31$112,303
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$376
Other income not declared elsewhere2020-12-31$4,536
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$549,743
Value of net assets at end of year (total assets less liabilities)2020-12-31$6,593,453
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,043,710
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$22,149
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$6,055,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$5,490,613
Interest on participant loans2020-12-31$6,030
Interest earned on other investments2020-12-31$4,696
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$426,325
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$408,529
Net investment gain/loss from pooled separate accounts2020-12-31$978,380
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$23,150
Employer contributions (assets) at end of year2020-12-31$23,150
Employer contributions (assets) at beginning of year2020-12-31$32,265
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$582,508
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MORRIS, KALISH AND WALGREN, P.C.
Accountancy firm EIN2020-12-31382182462
2019 : LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$1,406,732
Total of all expenses incurred2019-12-31$649,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$625,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$388,083
Value of total assets at end of year2019-12-31$6,043,710
Value of total assets at beginning of year2019-12-31$5,286,880
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$24,259
Total interest from all sources2019-12-31$15,262
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$3,500
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$600,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$168,159
Participant contributions at end of year2019-12-31$112,303
Participant contributions at beginning of year2019-12-31$106,575
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$187,659
Other income not declared elsewhere2019-12-31$9,528
Administrative expenses (other) incurred2019-12-31$20,759
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$756,830
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,043,710
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,286,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$5,490,613
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,744,461
Interest on participant loans2019-12-31$6,966
Interest earned on other investments2019-12-31$8,296
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$408,529
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$406,481
Net investment gain/loss from pooled separate accounts2019-12-31$993,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$32,265
Employer contributions (assets) at end of year2019-12-31$32,265
Employer contributions (assets) at beginning of year2019-12-31$29,363
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$625,643
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MORRIS, KALISH AND WALGREN, P.C.
Accountancy firm EIN2019-12-31382182462
2018 : LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$-36,289
Total of all expenses incurred2018-12-31$146,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$124,674
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$203,157
Value of total assets at end of year2018-12-31$5,286,880
Value of total assets at beginning of year2018-12-31$5,469,808
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$21,965
Total interest from all sources2018-12-31$10,750
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$1,875
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$174,800
Participant contributions at end of year2018-12-31$106,575
Participant contributions at beginning of year2018-12-31$128,548
Other income not declared elsewhere2018-12-31$-671
Administrative expenses (other) incurred2018-12-31$20,090
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-182,928
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,286,880
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,469,808
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$4,744,461
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$4,878,429
Interest on participant loans2018-12-31$7,152
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$3,598
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$406,481
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$389,392
Net investment gain/loss from pooled separate accounts2018-12-31$-249,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$28,357
Employer contributions (assets) at end of year2018-12-31$29,363
Employer contributions (assets) at beginning of year2018-12-31$73,439
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$124,674
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MORRIS, KALISH AND WALGREN, P.C.
Accountancy firm EIN2018-12-31382182462
2017 : LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$969,602
Total of all expenses incurred2017-12-31$229,159
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$207,780
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$237,805
Value of total assets at end of year2017-12-31$5,469,808
Value of total assets at beginning of year2017-12-31$4,729,365
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$21,379
Total interest from all sources2017-12-31$7,873
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$3,000
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$164,452
Participant contributions at end of year2017-12-31$128,548
Participant contributions at beginning of year2017-12-31$115,396
Other income not declared elsewhere2017-12-31$-234
Administrative expenses (other) incurred2017-12-31$18,379
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$740,443
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,469,808
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,729,365
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$4,878,429
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,166,143
Interest on participant loans2017-12-31$5,648
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$2,225
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$389,392
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$376,662
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$0
Net investment gain/loss from pooled separate accounts2017-12-31$724,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$73,353
Employer contributions (assets) at end of year2017-12-31$73,439
Employer contributions (assets) at beginning of year2017-12-31$71,164
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$207,780
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MORRIS, KALISH AND WALGREN, P.C.
Accountancy firm EIN2017-12-31382182462
2016 : LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total income from all sources (including contributions)2016-12-31$507,890
Total of all expenses incurred2016-12-31$94,759
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$76,462
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$222,041
Value of total assets at end of year2016-12-31$4,729,365
Value of total assets at beginning of year2016-12-31$4,316,234
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$18,297
Total interest from all sources2016-12-31$7,185
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$2,125
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$149,834
Participant contributions at end of year2016-12-31$115,396
Participant contributions at beginning of year2016-12-31$118,578
Other income not declared elsewhere2016-12-31$3,350
Administrative expenses (other) incurred2016-12-31$16,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$413,131
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,729,365
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,316,234
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,166,143
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,824,953
Interest on participant loans2016-12-31$5,755
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,430
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$376,662
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$346,470
Net investment gain/loss from pooled separate accounts2016-12-31$275,314
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$72,207
Employer contributions (assets) at end of year2016-12-31$71,164
Employer contributions (assets) at beginning of year2016-12-31$26,233
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$76,462
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MORRIS, KALISH AND WALGREN, P.C.
Accountancy firm EIN2016-12-31382182462
2015 : LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$189,891
Total of all expenses incurred2015-12-31$285,042
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$266,200
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$179,044
Value of total assets at end of year2015-12-31$4,316,234
Value of total assets at beginning of year2015-12-31$4,411,385
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$18,842
Total interest from all sources2015-12-31$6,777
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$2,775
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$152,811
Participant contributions at end of year2015-12-31$118,578
Participant contributions at beginning of year2015-12-31$104,509
Participant contributions at beginning of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$-2,445
Administrative expenses (other) incurred2015-12-31$16,067
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-95,151
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,316,234
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,411,385
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,824,953
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,908,656
Interest on participant loans2015-12-31$6,001
Interest earned on other investments2015-12-31$776
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$346,470
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$329,185
Net investment gain/loss from pooled separate accounts2015-12-31$6,515
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$26,233
Employer contributions (assets) at end of year2015-12-31$26,233
Employer contributions (assets) at beginning of year2015-12-31$69,035
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$266,200
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MORRIS, KALISH AND WALGREN, P.C.
Accountancy firm EIN2015-12-31382182462
2014 : LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$28
Total income from all sources (including contributions)2014-12-31$402,553
Total of all expenses incurred2014-12-31$96,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$79,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$216,023
Value of total assets at end of year2014-12-31$4,411,385
Value of total assets at beginning of year2014-12-31$4,105,586
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$17,579
Total interest from all sources2014-12-31$6,293
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$2,055
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$450,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$146,960
Participant contributions at end of year2014-12-31$104,509
Participant contributions at beginning of year2014-12-31$100,480
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$28
Other income not declared elsewhere2014-12-31$-1,552
Administrative expenses (other) incurred2014-12-31$15,524
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$305,827
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,411,385
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,105,558
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,908,656
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,579,957
Interest on participant loans2014-12-31$5,562
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$731
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$329,185
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$356,808
Net investment gain/loss from pooled separate accounts2014-12-31$181,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$69,063
Employer contributions (assets) at end of year2014-12-31$69,035
Employer contributions (assets) at beginning of year2014-12-31$68,341
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$79,147
Contract administrator fees2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MORRIS, KALISH AND WALGREN, P.C.
Accountancy firm EIN2014-12-31382182462
2013 : LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$28
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$28
Total income from all sources (including contributions)2013-12-31$763,729
Total of all expenses incurred2013-12-31$290,981
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$259,237
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$210,606
Value of total assets at end of year2013-12-31$4,105,586
Value of total assets at beginning of year2013-12-31$3,632,838
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$31,744
Total interest from all sources2013-12-31$7,204
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$2,010
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$400,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$142,265
Participant contributions at end of year2013-12-31$100,480
Participant contributions at beginning of year2013-12-31$102,754
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$4,307
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$27
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$28
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$28
Other income not declared elsewhere2013-12-31$-639
Administrative expenses (other) incurred2013-12-31$29,734
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$472,748
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,105,558
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,632,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,579,957
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,066,666
Interest on participant loans2013-12-31$5,420
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$1,784
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$356,808
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$437,383
Net investment gain/loss from pooled separate accounts2013-12-31$546,558
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$68,341
Employer contributions (assets) at end of year2013-12-31$68,341
Employer contributions (assets) at beginning of year2013-12-31$21,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$259,237
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MORRIS, KALISH AND WALGREN, P.C.
Accountancy firm EIN2013-12-31382182462
2012 : LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total transfer of assets to this plan2012-12-31$48,914
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$28
Total income from all sources (including contributions)2012-12-31$529,835
Total of all expenses incurred2012-12-31$157,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$125,968
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$161,223
Value of total assets at end of year2012-12-31$3,632,838
Value of total assets at beginning of year2012-12-31$3,211,337
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$31,308
Total interest from all sources2012-12-31$6,968
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$1,972
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$400,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$139,522
Participant contributions at end of year2012-12-31$102,754
Participant contributions at beginning of year2012-12-31$112,219
Participant contributions at end of year2012-12-31$4,307
Participant contributions at beginning of year2012-12-31$2,807
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$27
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$28
Other income not declared elsewhere2012-12-31$-508
Administrative expenses (other) incurred2012-12-31$29,336
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$372,559
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,632,810
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,211,337
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,066,666
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,696,113
Interest on participant loans2012-12-31$4,784
Interest earned on other investments2012-12-31$2,184
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$437,383
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$333,719
Net investment gain/loss from pooled separate accounts2012-12-31$362,152
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$0
Contributions received in cash from employer2012-12-31$21,701
Employer contributions (assets) at end of year2012-12-31$21,701
Employer contributions (assets) at beginning of year2012-12-31$66,479
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$125,968
Contract administrator fees2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MORRIS, KALISH AND WALGREN, P.C.
Accountancy firm EIN2012-12-31382182462
2011 : LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$185,107
Total of all expenses incurred2011-12-31$263,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$233,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$188,245
Value of total assets at end of year2011-12-31$3,211,337
Value of total assets at beginning of year2011-12-31$3,289,526
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$30,168
Total interest from all sources2011-12-31$7,842
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$2,305
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$400,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$109,988
Participant contributions at end of year2011-12-31$112,219
Participant contributions at beginning of year2011-12-31$83,353
Participant contributions at end of year2011-12-31$2,807
Participant contributions at beginning of year2011-12-31$2,854
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$11,778
Other income not declared elsewhere2011-12-31$-1,390
Administrative expenses (other) incurred2011-12-31$27,863
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-78,189
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,211,337
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,289,526
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,696,113
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,764,819
Interest on participant loans2011-12-31$4,848
Interest earned on other investments2011-12-31$2,994
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$333,719
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$371,421
Net investment gain/loss from pooled separate accounts2011-12-31$-9,590
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$66,479
Employer contributions (assets) at end of year2011-12-31$66,479
Employer contributions (assets) at beginning of year2011-12-31$67,079
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$233,128
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MORRIS, KALISH AND WALGREN, P.C.
Accountancy firm EIN2011-12-31382182462
2010 : LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$500,811
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$112,359
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$84,480
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$175,851
Value of total assets at end of year2010-12-31$3,289,526
Value of total assets at beginning of year2010-12-31$2,901,074
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$27,879
Total interest from all sources2010-12-31$14,122
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$2,151
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$400,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$108,772
Participant contributions at end of year2010-12-31$83,353
Participant contributions at beginning of year2010-12-31$72,179
Participant contributions at end of year2010-12-31$2,854
Participant contributions at beginning of year2010-12-31$2,632
Other income not declared elsewhere2010-12-31$-7,104
Administrative expenses (other) incurred2010-12-31$25,728
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$388,452
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,289,526
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,901,074
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,764,819
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,444,670
Interest on participant loans2010-12-31$4,263
Interest earned on other investments2010-12-31$9,859
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$371,421
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$364,356
Net investment gain/loss from pooled separate accounts2010-12-31$317,942
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$67,079
Employer contributions (assets) at end of year2010-12-31$67,079
Employer contributions (assets) at beginning of year2010-12-31$17,237
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$84,480
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MORRIS, KALISH AND WALGREN, P.C.
Accountancy firm EIN2010-12-31382182462
2009 : LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST

2022: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: LYON GEAR & MACHINE, INC. PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50123
Policy instance 1
Insurance contract or identification number50123
Number of Individuals Covered143
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $20,502
Total amount of fees paid to insurance companyUSD $2,933
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,502
Insurance broker organization code?3
Amount paid for insurance broker fees2933
Additional information about fees paid to insurance brokerTPA FORUM - NOT PART OF CONTRACT CHARGES OR PLAN COSTS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50123
Policy instance 1
Insurance contract or identification number50123
Number of Individuals Covered159
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $23,758
Total amount of fees paid to insurance companyUSD $3,399
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,758
Insurance broker organization code?3
Amount paid for insurance broker fees3399
Additional information about fees paid to insurance brokerTPA FORUM - NOT PART OF CONTRACT CHARGES OR PLAN COSTS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50123
Policy instance 1
Insurance contract or identification number50123
Number of Individuals Covered157
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $21,413
Total amount of fees paid to insurance companyUSD $3,063
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,413
Insurance broker organization code?3
Amount paid for insurance broker fees3063
Additional information about fees paid to insurance brokerTPA FORUM - NOT PART OF CONTRACT CHARGES OR PLAN COSTS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50123
Policy instance 1
Insurance contract or identification number50123
Number of Individuals Covered156
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $19,797
Total amount of fees paid to insurance companyUSD $2,832
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,797
Insurance broker organization code?3
Amount paid for insurance broker fees2832
Additional information about fees paid to insurance brokerTPA FORUM - NOT PART OF CONTRACT CHARGES OR PLAN COSTS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50123
Policy instance 1
Insurance contract or identification number50123
Number of Individuals Covered140
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $19,487
Total amount of fees paid to insurance companyUSD $2,788
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,487
Insurance broker organization code?3
Amount paid for insurance broker fees2788
Additional information about fees paid to insurance brokerTPA FORUM - NOT PART OF CONTRACT CHARGES OR PLAN COSTS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50123
Policy instance 1
Insurance contract or identification number50123
Number of Individuals Covered135
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $17,503
Total amount of fees paid to insurance companyUSD $2,503
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,503
Insurance broker organization code?3
Amount paid for insurance broker fees2503
Additional information about fees paid to insurance brokerTPA FORUM - NOT PART OF CONTRACT CHARGES OR PLAN COSTS
Insurance broker nameGREAT LAKES PENSION ASSOCIATES, INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50123
Policy instance 1
Insurance contract or identification number50123
Number of Individuals Covered143
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $15,401
Total amount of fees paid to insurance companyUSD $2,210
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,401
Insurance broker organization code?3
Amount paid for insurance broker fees2210
Additional information about fees paid to insurance brokerNOT PART OF CONTRACT CHARGES OR PLAN COSTS
Insurance broker nameGREAT LAKES PENSION ASSOCIATES, INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50123
Policy instance 1
Insurance contract or identification number50123
Number of Individuals Covered133
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $14,760
Total amount of fees paid to insurance companyUSD $2,154
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,760
Insurance broker organization code?3
Amount paid for insurance broker fees2154
Additional information about fees paid to insurance brokerTPA FORUM - NOT PART OF CONTRACT CHARGES OR PLAN COSTS
Insurance broker nameGREAT LAKES PENSION ASSOCIATES, INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50123
Policy instance 1
Insurance contract or identification number50123
Number of Individuals Covered123
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $13,175
Total amount of fees paid to insurance companyUSD $3,921
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,175
Insurance broker organization code?3
Amount paid for insurance broker fees1911
Additional information about fees paid to insurance brokerTPA FORUM - NOT PART OF CONTRACT CHARGES OR PLAN COSTS
Insurance broker nameGREAT LAKES PENSION ASSOCIATES, INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50123
Policy instance 1
Insurance contract or identification number50123
Number of Individuals Covered123
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $11,922
Total amount of fees paid to insurance companyUSD $1,728
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,922
Insurance broker organization code?3
Amount paid for insurance broker fees1708
Additional information about fees paid to insurance brokerTPA FORUM - NOT PART OF CONTRACT CHARGES OR PLAN COSTS
Insurance broker nameVANGUARD GROUP, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50123
Policy instance 1
Insurance contract or identification number50123
Number of Individuals Covered133
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $11,404
Total amount of fees paid to insurance companyUSD $1,619
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50123
Policy instance 1
Insurance contract or identification number50123
Number of Individuals Covered135
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $10,333
Total amount of fees paid to insurance companyUSD $1,440
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $10,333
Insurance broker organization code?3
Amount paid for insurance broker fees1440
Additional information about fees paid to insurance brokerNOT PART OF CONTRACT CHARGES OR PLAN COSTS
Insurance broker nameGREAT LAKES PENSION ASSOCIATES, INC

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