401k Plan data: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN plan

GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 401k Plan overview

Plan Name	GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN
Plan identification number	004

GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).

401k Sponsoring company profile

GABRIEL, ROEDER, SMITH & COMPANY has sponsored the creation of one or more 401k plans.

Company Name: GABRIEL, ROEDER, SMITH & COMPANY

Employer identification number (EIN): 381691268

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Additional information about GABRIEL, ROEDER, SMITH & COMPANY

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2001-11-05

Company Identification Number: 0800027898

Legal Registered Office Address: 1 TOWNE SQ STE 800

SOUTHFIELD
United States of America (USA)
48076

More information about GABRIEL, ROEDER, SMITH & COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2014-07-01
004 2013-07-01 CHRISTINE SCHEER
004 2012-07-01 CHRISTINE SCHEER CHRISTINE SCHEER 2013-11-30
004 2011-07-01 CHRISTINE SCHEER CHRISTINE SCHEER 2012-11-19
004 2009-07-01 CHRISTINE SCHEER CHRISTINE SCHEER 2010-12-02

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
004	2014-07-01
004	2013-07-01	CHRISTINE SCHEER
004	2012-07-01	CHRISTINE SCHEER	CHRISTINE SCHEER	2013-11-30
004	2011-07-01	CHRISTINE SCHEER	CHRISTINE SCHEER	2012-11-19
004	2009-07-01	CHRISTINE SCHEER	CHRISTINE SCHEER	2010-12-02

Plan Statistics for GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN

401k plan membership statisitcs for GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN

Measure Date Value
2014: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 183
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 126
Number of retired or separated participants receiving benefits 2014-07-01 18
Number of other retired or separated participants entitled to future benefits 2014-07-01 23
Total of all active and inactive participants 2014-07-01 167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 1
Total participants 2014-07-01 168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 5
2013: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 177
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 128
Number of retired or separated participants receiving benefits 2013-07-01 16
Number of other retired or separated participants entitled to future benefits 2013-07-01 37
Total of all active and inactive participants 2013-07-01 181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 2
Total participants 2013-07-01 183
2012: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 159
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 123
Number of retired or separated participants receiving benefits 2012-07-01 38
Number of other retired or separated participants entitled to future benefits 2012-07-01 16
Total of all active and inactive participants 2012-07-01 177
Total participants 2012-07-01 177
2011: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 159
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 116
Number of retired or separated participants receiving benefits 2011-07-01 14
Number of other retired or separated participants entitled to future benefits 2011-07-01 29
Total of all active and inactive participants 2011-07-01 159
Total participants 2011-07-01 159
2009: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 133
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 120
Number of retired or separated participants receiving benefits 2009-07-01 7
Number of other retired or separated participants entitled to future benefits 2009-07-01 22
Total of all active and inactive participants 2009-07-01 149
Total participants 2009-07-01 149

Measure	Date	Value
2014: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	183
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	126
Number of retired or separated participants receiving benefits	2014-07-01	18
Number of other retired or separated participants entitled to future benefits	2014-07-01	23
Total of all active and inactive participants	2014-07-01	167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	1
Total participants	2014-07-01	168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	5
2013: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	177
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	128
Number of retired or separated participants receiving benefits	2013-07-01	16
Number of other retired or separated participants entitled to future benefits	2013-07-01	37
Total of all active and inactive participants	2013-07-01	181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	2
Total participants	2013-07-01	183
2012: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	159
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	123
Number of retired or separated participants receiving benefits	2012-07-01	38
Number of other retired or separated participants entitled to future benefits	2012-07-01	16
Total of all active and inactive participants	2012-07-01	177
Total participants	2012-07-01	177
2011: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	159
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	116
Number of retired or separated participants receiving benefits	2011-07-01	14
Number of other retired or separated participants entitled to future benefits	2011-07-01	29
Total of all active and inactive participants	2011-07-01	159
Total participants	2011-07-01	159
2009: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	133
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	120
Number of retired or separated participants receiving benefits	2009-07-01	7
Number of other retired or separated participants entitled to future benefits	2009-07-01	22
Total of all active and inactive participants	2009-07-01	149
Total participants	2009-07-01	149

Financial Data on GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN

Measure	Date	Value
2015 : GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total income from all sources (including contributions)	2015-06-30	$1,245,760
Total loss/gain on sale of assets	2015-06-30	$60,154
Total of all expenses incurred	2015-06-30	$1,157,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$1,119,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$1,017,985
Value of total assets at end of year	2015-06-30	$14,941,135
Value of total assets at beginning of year	2015-06-30	$14,853,008
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$38,096
Total interest from all sources	2015-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$272,729
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$272,729
Administrative expenses professional fees incurred	2015-06-30	$19,645
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$5,000,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Total non interest bearing cash at end of year	2015-06-30	$0
Total non interest bearing cash at beginning of year	2015-06-30	$100,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$88,127
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$14,941,135
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$14,853,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Investment advisory and management fees	2015-06-30	$18,451
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$13,923,150
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$13,302,990
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-06-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-06-30	$200,018
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-06-30	$200,018
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$-105,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$1,017,985
Employer contributions (assets) at end of year	2015-06-30	$1,017,985
Employer contributions (assets) at beginning of year	2015-06-30	$1,250,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$1,119,537
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Aggregate proceeds on sale of assets	2015-06-30	$3,150,803
Aggregate carrying amount (costs) on sale of assets	2015-06-30	$3,090,649
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	CORRELL ASSOCIATES PC
Accountancy firm EIN	2015-06-30	382746717
2014 : GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$3,372,872
Total loss/gain on sale of assets	2014-06-30	$315,402
Total of all expenses incurred	2014-06-30	$141,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$117,220
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$2,158,253
Value of total assets at end of year	2014-06-30	$14,853,008
Value of total assets at beginning of year	2014-06-30	$11,622,036
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$24,680
Total interest from all sources	2014-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$259,217
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-06-30	$259,217
Administrative expenses professional fees incurred	2014-06-30	$4,367
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$1,000,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Total non interest bearing cash at end of year	2014-06-30	$100,000
Total non interest bearing cash at beginning of year	2014-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$3,230,972
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$14,853,008
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$11,622,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Investment advisory and management fees	2014-06-30	$20,313
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$13,302,990
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$10,372,415
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-06-30	$200,018
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-06-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$640,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$2,158,253
Employer contributions (assets) at end of year	2014-06-30	$1,250,000
Employer contributions (assets) at beginning of year	2014-06-30	$1,249,621
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$117,220
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Aggregate proceeds on sale of assets	2014-06-30	$3,723,119
Aggregate carrying amount (costs) on sale of assets	2014-06-30	$3,407,717
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	CORRELL ASSOCIATES PC
Accountancy firm EIN	2014-06-30	382746717
2013 : GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-06-30	$949,063
Total unrealized appreciation/depreciation of assets	2013-06-30	$949,063
Total income from all sources (including contributions)	2013-06-30	$2,448,838
Total of all expenses incurred	2013-06-30	$151,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$122,614
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$1,249,621
Value of total assets at end of year	2013-06-30	$11,622,036
Value of total assets at beginning of year	2013-06-30	$9,324,308
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$28,496
Total interest from all sources	2013-06-30	$101,242
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$148,912
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$500,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-06-30	$23,708
Total non interest bearing cash at end of year	2013-06-30	$0
Total non interest bearing cash at beginning of year	2013-06-30	$30,832
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$2,297,728
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$11,622,036
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$9,324,308
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Investment advisory and management fees	2013-06-30	$28,496
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$10,372,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$1,999,111
Income. Interest from US Government securities	2013-06-30	$39,127
Income. Interest from corporate debt instruments	2013-06-30	$62,077
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$195,075
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$195,075
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-06-30	$38
Asset value of US Government securities at end of year	2013-06-30	$0
Asset value of US Government securities at beginning of year	2013-06-30	$1,106,645
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$1,249,621
Employer contributions (assets) at end of year	2013-06-30	$1,249,621
Employer contributions (assets) at beginning of year	2013-06-30	$900,000
Income. Dividends from common stock	2013-06-30	$148,912
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$122,614
Asset. Corporate debt instrument debt (other) at end of year	2013-06-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-06-30	$1,212,831
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-06-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-06-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-06-30	$3,856,106
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	No
Opinion of an independent qualified public accountant for this plan	2013-06-30	Unqualified
Accountancy firm name	2013-06-30	CORRELL ASSOCIATES PC
Accountancy firm EIN	2013-06-30	382746717
2012 : GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-06-30	$235,483
Total unrealized appreciation/depreciation of assets	2012-06-30	$235,483
Total income from all sources (including contributions)	2012-06-30	$1,408,689
Total of all expenses incurred	2012-06-30	$121,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$85,413
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$990,000
Value of total assets at end of year	2012-06-30	$9,324,308
Value of total assets at beginning of year	2012-06-30	$8,036,622
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$35,590
Total interest from all sources	2012-06-30	$95,847
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$87,359
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$500,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-06-30	$23,708
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-06-30	$24,533
Total non interest bearing cash at end of year	2012-06-30	$30,832
Total non interest bearing cash at beginning of year	2012-06-30	$86,127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$1,287,686
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$9,324,308
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$8,036,622
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Investment advisory and management fees	2012-06-30	$35,590
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$1,999,111
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$1,874,308
Income. Interest from US Government securities	2012-06-30	$43,308
Income. Interest from corporate debt instruments	2012-06-30	$52,502
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-06-30	$195,075
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-06-30	$384,937
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-06-30	$384,937
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-06-30	$37
Asset value of US Government securities at end of year	2012-06-30	$1,106,645
Asset value of US Government securities at beginning of year	2012-06-30	$1,033,029
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$990,000
Employer contributions (assets) at end of year	2012-06-30	$900,000
Employer contributions (assets) at beginning of year	2012-06-30	$0
Income. Dividends from common stock	2012-06-30	$87,359
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$85,413
Asset. Corporate debt instrument debt (other) at end of year	2012-06-30	$1,212,831
Asset. Corporate debt instrument debt (other) at beginning of year	2012-06-30	$1,088,312
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-06-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-06-30	$3,856,106
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-06-30	$3,545,376
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	No
Opinion of an independent qualified public accountant for this plan	2012-06-30	Unqualified
Accountancy firm name	2012-06-30	CORRELL ASSOCIATES PC
Accountancy firm EIN	2012-06-30	382746717
2011 : GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-06-30	$853,001
Total unrealized appreciation/depreciation of assets	2011-06-30	$853,001
Total income from all sources (including contributions)	2011-06-30	$1,996,405
Total of all expenses incurred	2011-06-30	$84,877
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$50,921
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$947,628
Value of total assets at end of year	2011-06-30	$8,036,622
Value of total assets at beginning of year	2011-06-30	$6,125,094
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$33,956
Total interest from all sources	2011-06-30	$102,936
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$92,840
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$500,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-06-30	$24,533
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-06-30	$24,455
Total non interest bearing cash at end of year	2011-06-30	$86,127
Total non interest bearing cash at beginning of year	2011-06-30	$76,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$1,911,528
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$8,036,622
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$6,125,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Investment advisory and management fees	2011-06-30	$33,956
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$1,874,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$709,583
Income. Interest from US Government securities	2011-06-30	$47,548
Income. Interest from corporate debt instruments	2011-06-30	$55,363
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-06-30	$384,937
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-06-30	$219,763
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-06-30	$219,763
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-06-30	$25
Asset value of US Government securities at end of year	2011-06-30	$1,033,029
Asset value of US Government securities at beginning of year	2011-06-30	$1,067,305
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$947,628
Income. Dividends from common stock	2011-06-30	$92,840
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$50,921
Asset. Corporate debt instrument debt (other) at end of year	2011-06-30	$1,088,312
Asset. Corporate debt instrument debt (other) at beginning of year	2011-06-30	$1,082,473
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-06-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2011-06-30	$3,545,376
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-06-30	$2,944,715
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	No
Opinion of an independent qualified public accountant for this plan	2011-06-30	Unqualified
Accountancy firm name	2011-06-30	CORRELL ASSOCIATES, P.C.
Accountancy firm EIN	2011-06-30	382746717

Form 5500 Responses for GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN

2014: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2009: GABRIEL, ROEDER, SMITH & COMPANY DEFINED BENEFIT PENSION PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	This submission is the final filing	No
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

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Company Name:	GABRIEL, ROEDER, SMITH & COMPANY
Employer identification number (EIN):	381691268
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2001-11-05
Company Identification Number:	0800027898
Legal Registered Office Address:	1 TOWNE SQ STE 800 SOUTHFIELD United States of America (USA) 48076