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ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan NameROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number 001

ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Health (other than dental or vision)
  • Dental

401k Sponsoring company profile

ROSE MOVING AND STORAGE CO., INC. has sponsored the creation of one or more 401k plans.

Company Name:ROSE MOVING AND STORAGE CO., INC.
Employer identification number (EIN):381744570
NAIC Classification:488510
NAIC Description:Freight Transportation Arrangement

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-03-01
0012022-01-01JOHN THELEN2023-10-08 JOHN THELEN2023-10-08
0012021-01-01MARGARET MCCRARY2022-06-22 MARGARET MCCRARY2022-06-22
0012020-01-01MARGARET MCCRARY2021-09-27 MARGARET MCCRARY2021-09-27
0012019-01-01MARGARET MCCRARY2020-09-23 MARGARET MCCRARY2020-09-23
0012018-01-01MARGARET MCCRARY2019-05-01 MARGARET MCCRARY2019-05-01
0012017-01-01
0012016-01-01
0012015-01-01MARGARET MCCRARY
0012014-01-01MARGARET MCCRARY
0012013-01-01
0012012-01-01STEVE HARTWIG STEVE HARTWIG2013-10-14
0012011-01-01STEVE HARTWIG STEVE HARTWIG2012-10-15
0012009-01-01STEVE HARTWIG STEVE HARTWIG2010-10-14

Plan Statistics for ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2022: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2022 401k membership
Total participants, beginning-of-year2022-03-01102
Total number of active participants reported on line 7a of the Form 55002022-03-01101
Number of retired or separated participants receiving benefits2022-03-011
Number of other retired or separated participants entitled to future benefits2022-03-010
Total of all active and inactive participants2022-03-01102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-03-010
Total participants2022-03-01102
Total participants, beginning-of-year2022-01-01126
Total number of active participants reported on line 7a of the Form 55002022-01-01126
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0112
Total of all active and inactive participants2022-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01138
Number of participants with account balances2022-01-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-012
2021: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01119
Total number of active participants reported on line 7a of the Form 55002021-01-0193
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0114
Total of all active and inactive participants2021-01-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01107
Number of participants with account balances2021-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01123
Total number of active participants reported on line 7a of the Form 55002020-01-01106
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0112
Total of all active and inactive participants2020-01-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01118
Number of participants with account balances2020-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01124
Total number of active participants reported on line 7a of the Form 55002019-01-01104
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0111
Total of all active and inactive participants2019-01-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01115
Number of participants with account balances2019-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01125
Total number of active participants reported on line 7a of the Form 55002018-01-01102
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0114
Total of all active and inactive participants2018-01-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01116
Number of participants with account balances2018-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01120
Total number of active participants reported on line 7a of the Form 55002017-01-01106
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-019
Total of all active and inactive participants2017-01-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01116
Number of participants with account balances2017-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01122
Total number of active participants reported on line 7a of the Form 55002016-01-01100
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-018
Total of all active and inactive participants2016-01-01108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01109
Number of participants with account balances2016-01-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01129
Total number of active participants reported on line 7a of the Form 55002015-01-01108
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0111
Total of all active and inactive participants2015-01-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01119
Number of participants with account balances2015-01-0184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01135
Total number of active participants reported on line 7a of the Form 55002014-01-01114
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0112
Total of all active and inactive participants2014-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01126
Number of participants with account balances2014-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01130
Total number of active participants reported on line 7a of the Form 55002013-01-01110
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0116
Total of all active and inactive participants2013-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01126
Number of participants with account balances2013-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01125
Total number of active participants reported on line 7a of the Form 55002012-01-01114
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0115
Total of all active and inactive participants2012-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01129
Number of participants with account balances2012-01-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01161
Total number of active participants reported on line 7a of the Form 55002011-01-01109
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0112
Total of all active and inactive participants2011-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01121
Number of participants with account balances2011-01-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2009: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01199
Total number of active participants reported on line 7a of the Form 55002009-01-01117
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0113
Total of all active and inactive participants2009-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01130
Number of participants with account balances2009-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2022 : ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$7,590
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,327
Total income from all sources (including contributions)2022-12-31$-16,061
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$672,884
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$618,672
Expenses. Certain deemed distributions of participant loans2022-12-31$24,541
Value of total corrective distributions2022-12-31$7,507
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$699,689
Value of total assets at end of year2022-12-31$4,698,206
Value of total assets at beginning of year2022-12-31$5,380,888
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$22,164
Total interest from all sources2022-12-31$10,152
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$279,713
Participant contributions at end of year2022-12-31$213,149
Participant contributions at beginning of year2022-12-31$238,531
Participant contributions at beginning of year2022-12-31$521
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$291,657
Liabilities. Value of operating payables at end of year2022-12-31$83
Liabilities. Value of operating payables at beginning of year2022-12-31$13
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-688,945
Value of net assets at end of year (total assets less liabilities)2022-12-31$4,690,616
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$5,379,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$20,754
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$4,462,761
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$5,125,717
Interest on participant loans2022-12-31$10,152
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-725,902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$128,319
Employer contributions (assets) at end of year2022-12-31$22,296
Employer contributions (assets) at beginning of year2022-12-31$16,119
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$618,672
Contract administrator fees2022-12-31$1,410
Liabilities. Value of benefit claims payable at end of year2022-12-31$7,507
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$1,314
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31LEE CPA AUDIT GROUP
Accountancy firm EIN2022-12-31814637885
2021 : ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,327
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$13,749
Total income from all sources (including contributions)2021-12-31$920,944
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$471,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$446,516
Expenses. Certain deemed distributions of participant loans2021-12-31$2,520
Value of total corrective distributions2021-12-31$1,314
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$370,298
Value of total assets at end of year2021-12-31$5,380,888
Value of total assets at beginning of year2021-12-31$4,944,015
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$21,299
Total interest from all sources2021-12-31$11,497
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$257,357
Participant contributions at end of year2021-12-31$238,531
Participant contributions at beginning of year2021-12-31$232,044
Participant contributions at end of year2021-12-31$521
Participant contributions at beginning of year2021-12-31$3,478
Liabilities. Value of operating payables at end of year2021-12-31$13
Liabilities. Value of operating payables at beginning of year2021-12-31$10
Total non interest bearing cash at beginning of year2021-12-31$20,792
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$449,295
Value of net assets at end of year (total assets less liabilities)2021-12-31$5,379,561
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$4,930,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$12,297
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$5,125,717
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$4,686,180
Income. Interest from loans (other than to participants)2021-12-31$11,497
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$539,149
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$112,941
Employer contributions (assets) at end of year2021-12-31$16,119
Employer contributions (assets) at beginning of year2021-12-31$1,521
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$446,516
Contract administrator fees2021-12-31$9,002
Liabilities. Value of benefit claims payable at end of year2021-12-31$1,314
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$13,739
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31LEE CPA AUDIT GROUP
Accountancy firm EIN2021-12-31814637885
2020 : ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$13,749
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$8,201
Total income from all sources (including contributions)2020-12-31$1,008,735
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$364,324
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$292,410
Expenses. Certain deemed distributions of participant loans2020-12-31$37,718
Value of total corrective distributions2020-12-31$13,739
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$419,324
Value of total assets at end of year2020-12-31$4,944,015
Value of total assets at beginning of year2020-12-31$4,294,056
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$20,457
Total interest from all sources2020-12-31$11,380
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$67,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$67,951
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$237,834
Participant contributions at end of year2020-12-31$232,044
Participant contributions at beginning of year2020-12-31$217,310
Participant contributions at end of year2020-12-31$3,478
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$82,983
Liabilities. Value of operating payables at end of year2020-12-31$10
Liabilities. Value of operating payables at beginning of year2020-12-31$27
Total non interest bearing cash at end of year2020-12-31$20,792
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$644,411
Value of net assets at end of year (total assets less liabilities)2020-12-31$4,930,266
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,285,855
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$4,686,180
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$4,076,746
Interest on participant loans2020-12-31$11,380
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$510,080
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$98,507
Employer contributions (assets) at end of year2020-12-31$1,521
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$292,410
Contract administrator fees2020-12-31$20,457
Liabilities. Value of benefit claims payable at end of year2020-12-31$13,739
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$8,174
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31UHY LLP
Accountancy firm EIN2020-12-31200694403
2019 : ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$8,201
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$22
Total income from all sources (including contributions)2019-12-31$1,063,297
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$241,532
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$189,507
Expenses. Certain deemed distributions of participant loans2019-12-31$27,287
Value of total corrective distributions2019-12-31$8,174
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$382,614
Value of total assets at end of year2019-12-31$4,294,056
Value of total assets at beginning of year2019-12-31$3,464,112
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$16,564
Total interest from all sources2019-12-31$10,866
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$87,934
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$87,934
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$450,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$261,993
Participant contributions at end of year2019-12-31$217,310
Participant contributions at beginning of year2019-12-31$215,406
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$17,490
Liabilities. Value of operating payables at end of year2019-12-31$27
Liabilities. Value of operating payables at beginning of year2019-12-31$22
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$821,765
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,285,855
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,464,090
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$4,076,746
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,248,706
Interest on participant loans2019-12-31$10,866
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$581,883
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$103,131
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$189,507
Contract administrator fees2019-12-31$16,564
Liabilities. Value of benefit claims payable at end of year2019-12-31$8,174
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31UHY LLP
Accountancy firm EIN2019-12-31200694403
2018 : ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$22
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$463
Total income from all sources (including contributions)2018-12-31$123,660
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$349,176
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$311,003
Expenses. Certain deemed distributions of participant loans2018-12-31$18,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$297,001
Value of total assets at end of year2018-12-31$3,464,112
Value of total assets at beginning of year2018-12-31$3,690,069
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$19,183
Total interest from all sources2018-12-31$9,251
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$75,813
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$75,813
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$450,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$212,076
Participant contributions at end of year2018-12-31$215,406
Participant contributions at beginning of year2018-12-31$241,101
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$0
Liabilities. Value of operating payables at end of year2018-12-31$22
Liabilities. Value of operating payables at beginning of year2018-12-31$463
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-225,516
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,464,090
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,689,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$3,248,706
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,448,968
Interest on participant loans2018-12-31$9,251
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-258,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$84,925
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$311,003
Contract administrator fees2018-12-31$19,183
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31UHY, LLP
Accountancy firm EIN2018-12-31200694403
2017 : ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$463
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,324
Total income from all sources (including contributions)2017-12-31$697,351
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$611,893
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$563,078
Expenses. Certain deemed distributions of participant loans2017-12-31$29,976
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$158,129
Value of total assets at end of year2017-12-31$3,690,069
Value of total assets at beginning of year2017-12-31$3,605,472
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$18,839
Total interest from all sources2017-12-31$12,342
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$64,507
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$64,507
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$450,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$148,658
Participant contributions at end of year2017-12-31$241,101
Participant contributions at beginning of year2017-12-31$287,834
Participant contributions at beginning of year2017-12-31$2,341
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$9,471
Liabilities. Value of operating payables at end of year2017-12-31$463
Liabilities. Value of operating payables at beginning of year2017-12-31$1,324
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$85,458
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,689,606
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,604,148
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,448,968
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,315,297
Interest on participant loans2017-12-31$12,342
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$462,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$563,078
Contract administrator fees2017-12-31$18,839
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31UHY, LLP
Accountancy firm EIN2017-12-31200694403
2016 : ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,324
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,066
Total income from all sources (including contributions)2016-12-31$313,607
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$302,586
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$238,347
Expenses. Certain deemed distributions of participant loans2016-12-31$52,960
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$136,469
Value of total assets at end of year2016-12-31$3,605,472
Value of total assets at beginning of year2016-12-31$3,594,193
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$11,279
Total interest from all sources2016-12-31$12,134
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$84,001
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$84,001
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$450,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$136,469
Participant contributions at end of year2016-12-31$287,834
Participant contributions at beginning of year2016-12-31$363,667
Participant contributions at end of year2016-12-31$2,341
Liabilities. Value of operating payables at end of year2016-12-31$1,324
Liabilities. Value of operating payables at beginning of year2016-12-31$1,066
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$11,021
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,604,148
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,593,127
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,315,297
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,230,526
Interest on participant loans2016-12-31$12,134
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$81,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$238,347
Contract administrator fees2016-12-31$11,279
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31UHY, LLP
Accountancy firm EIN2016-12-31200694403
2015 : ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,066
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$8,533
Total income from all sources (including contributions)2015-12-31$61,237
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$266,670
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$263,295
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$155,679
Value of total assets at end of year2015-12-31$3,594,193
Value of total assets at beginning of year2015-12-31$3,807,093
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,375
Total interest from all sources2015-12-31$14,101
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$350,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$155,679
Participant contributions at end of year2015-12-31$363,667
Participant contributions at beginning of year2015-12-31$335,065
Liabilities. Value of operating payables at end of year2015-12-31$1,066
Liabilities. Value of operating payables at beginning of year2015-12-31$8,533
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-205,433
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,593,127
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,798,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$3,230,526
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,472,028
Interest on participant loans2015-12-31$14,101
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-108,543
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$263,295
Contract administrator fees2015-12-31$3,375
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31UHY, LLP
Accountancy firm EIN2015-12-31200694403
2014 : ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$8,533
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,304
Total income from all sources (including contributions)2014-12-31$333,969
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$404,076
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$379,869
Expenses. Certain deemed distributions of participant loans2014-12-31$20,684
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$179,679
Value of total assets at end of year2014-12-31$3,807,093
Value of total assets at beginning of year2014-12-31$3,869,971
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,523
Total interest from all sources2014-12-31$12,127
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$350,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$179,679
Participant contributions at end of year2014-12-31$335,065
Participant contributions at beginning of year2014-12-31$301,379
Participant contributions at beginning of year2014-12-31$2,836
Liabilities. Value of operating payables at end of year2014-12-31$8,533
Liabilities. Value of operating payables at beginning of year2014-12-31$1,304
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-70,107
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,798,560
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,868,667
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$3,472,028
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,565,756
Interest on participant loans2014-12-31$12,127
Net investment gain/loss from pooled separate accounts2014-12-31$142,163
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$379,869
Contract administrator fees2014-12-31$3,523
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31UHY, LLP
Accountancy firm EIN2014-12-31200694403
2013 : ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,304
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$600,524
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$69,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$58,137
Expenses. Certain deemed distributions of participant loans2013-12-31$7,281
Value of total corrective distributions2013-12-31$1,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$181,619
Value of total assets at end of year2013-12-31$3,869,971
Value of total assets at beginning of year2013-12-31$3,337,417
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,552
Total interest from all sources2013-12-31$10,901
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$350,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$181,619
Participant contributions at end of year2013-12-31$301,379
Participant contributions at beginning of year2013-12-31$251,310
Participant contributions at end of year2013-12-31$2,836
Participant contributions at beginning of year2013-12-31$3,062
Other income not declared elsewhere2013-12-31$48
Liabilities. Value of operating payables at end of year2013-12-31$1,304
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$531,250
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,868,667
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,337,417
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$3,565,756
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,083,045
Interest on participant loans2013-12-31$10,901
Net investment gain/loss from pooled separate accounts2013-12-31$407,956
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$58,137
Contract administrator fees2013-12-31$2,552
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31UHY, LLP
Accountancy firm EIN2013-12-31200694403
2012 : ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$551,499
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$106,981
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$68,680
Expenses. Certain deemed distributions of participant loans2012-12-31$36,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$206,179
Value of total assets at end of year2012-12-31$3,337,417
Value of total assets at beginning of year2012-12-31$2,892,899
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,298
Total interest from all sources2012-12-31$10,564
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$350,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$176,352
Participant contributions at end of year2012-12-31$251,310
Participant contributions at beginning of year2012-12-31$287,638
Participant contributions at end of year2012-12-31$3,062
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$29,827
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$444,518
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,337,417
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,892,899
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$3,083,045
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,605,261
Interest on participant loans2012-12-31$10,564
Net investment gain/loss from pooled separate accounts2012-12-31$334,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$68,680
Contract administrator fees2012-12-31$2,298
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BARAZSU CROSS PC
Accountancy firm EIN2012-12-31383145270
2011 : ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$130,662
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$36,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$30,999
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$168,218
Value of total assets at end of year2011-12-31$2,892,759
Value of total assets at beginning of year2011-12-31$2,798,629
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,393
Total interest from all sources2011-12-31$13,440
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$350,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$168,218
Participant contributions at end of year2011-12-31$287,638
Participant contributions at beginning of year2011-12-31$321,534
Participant contributions at beginning of year2011-12-31$5,518
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$94,270
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,892,759
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,798,629
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,605,121
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,471,577
Interest on participant loans2011-12-31$13,440
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-50,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$30,999
Contract administrator fees2011-12-31$5,393
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BARAZSU CROSS PC
Accountancy firm EIN2011-12-31383145270
2010 : ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$448,119
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$281,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$281,507
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$167,766
Value of total assets at end of year2010-12-31$2,798,629
Value of total assets at beginning of year2010-12-31$2,632,017
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$14,490
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$265,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$167,766
Participant contributions at end of year2010-12-31$321,534
Participant contributions at beginning of year2010-12-31$324,421
Participant contributions at end of year2010-12-31$5,518
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$166,612
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,798,629
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,632,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,471,577
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,951,669
Interest on participant loans2010-12-31$14,490
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$355,927
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$355,927
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$265,863
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$281,507
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BARAZSU CROSS PC
Accountancy firm EIN2010-12-31383145270

Form 5500 Responses for ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST

2022: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2022 form 5500 responses
2022-03-01Type of plan entitySingle employer plan
2022-03-01First time form 5500 has been submittedYes
2022-03-01Submission has been amendedYes
2022-03-01This submission is the final filingNo
2022-03-01This return/report is a short plan year return/report (less than 12 months)No
2022-03-01Plan is a collectively bargained planNo
2022-03-01Plan funding arrangement – TrustYes
2022-03-01Plan benefit arrangement - TrustYes
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ROSE MOVING AND STORAGE CO., INC. 401(K) PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

BLUE CROSS BLUE SHIELD OF MICHIGAN (National Association of Insurance Commissioners NAIC id number: 54291 )
Policy contract number228455
Policy instance 1
Insurance contract or identification number228455
Number of Individuals Covered101
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $16,306
Total amount of fees paid to insurance companyUSD $986
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,306
Insurance broker organization code?3
Amount paid for insurance broker fees986
Additional information about fees paid to insurance brokerFEES AND OTHER COMMISSIONS PAID
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number819724
Policy instance 1
Insurance contract or identification number819724
Number of Individuals Covered85
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $12,724
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $10,145
Insurance broker organization code?3
Insurance broker nameRESOURCE HORIZONS INS AGENCY
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number819724
Policy instance 1
Insurance contract or identification number819724
Number of Individuals Covered92
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $10,547
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $10,547
Insurance broker organization code?7
Insurance broker nameRESOURCE HORIZONS INS AGENCY
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number819724
Policy instance 1
Insurance contract or identification number819724
Number of Individuals Covered105
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $9,601
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $7,347
Insurance broker organization code?7
Insurance broker nameMILESTONE INVESTMENTS INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number819724
Policy instance 1
Insurance contract or identification number819724
Number of Individuals Covered104
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $8,341
Total amount of fees paid to insurance companyUSD $322
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $8,341
Insurance broker organization code?7
Amount paid for insurance broker fees322
Additional information about fees paid to insurance brokerADMINISTRATION
Insurance broker nameMILES & ASSOCIATES INC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number819724
Policy instance 1
Insurance contract or identification number819724
Number of Individuals Covered106
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $5,869
Total amount of fees paid to insurance companyUSD $1,278
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number819724
Policy instance 1
Insurance contract or identification number819724
Number of Individuals Covered144
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $24,581
Total amount of fees paid to insurance companyUSD $5,636
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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