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MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 401k Plan overview

Plan NameMARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN
Plan identification number 001

MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MARIO SINACOLA AND SONS EXCAVATING, INC. has sponsored the creation of one or more 401k plans.

Company Name:MARIO SINACOLA AND SONS EXCAVATING, INC.
Employer identification number (EIN):381812253
NAIC Classification:237310
NAIC Description:Highway, Street, and Bridge Construction

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01LEISA CHIVERS
0012016-01-01LEISA CHIVERS
0012015-01-01LEISA CHIVERS
0012014-01-01LEISA CHIVERS
0012013-01-01LEISA CHIVERS LEISA CHIVERS2014-07-31
0012012-01-01LEISA CHIVERS LEISA CHIVERS2013-10-10
0012011-01-01LEISA CHIVERS LEISA CHIVERS2012-10-15
0012010-01-01LEISA CHIVERS LEISA CHIVERS2011-09-26
0012009-01-01LEISA CHIVERS LEISA CHIVERS2010-10-12

Plan Statistics for MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN

401k plan membership statisitcs for MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN

Measure Date Value
2022: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01868
Total number of active participants reported on line 7a of the Form 55002022-01-01874
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01134
Total of all active and inactive participants2022-01-011,008
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-011,011
Number of participants with account balances2022-01-01997
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01276
2021: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01762
Total number of active participants reported on line 7a of the Form 55002021-01-01713
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01128
Total of all active and inactive participants2021-01-01841
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-014
Total participants2021-01-01845
Number of participants with account balances2021-01-01832
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01189
2020: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,179
Total number of active participants reported on line 7a of the Form 55002020-01-01627
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01120
Total of all active and inactive participants2020-01-01747
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01747
Number of participants with account balances2020-01-01739
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01163
2019: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,097
Total number of active participants reported on line 7a of the Form 55002019-01-01740
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01463
Total of all active and inactive participants2019-01-011,203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,203
Number of participants with account balances2019-01-011,059
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0167
2018: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01711
Total number of active participants reported on line 7a of the Form 55002018-01-01765
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01327
Total of all active and inactive participants2018-01-011,092
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,092
Number of participants with account balances2018-01-01896
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0167
2017: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01781
Total number of active participants reported on line 7a of the Form 55002017-01-01493
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01197
Total of all active and inactive participants2017-01-01690
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01690
Number of participants with account balances2017-01-01690
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0157
2016: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01711
Total number of active participants reported on line 7a of the Form 55002016-01-01686
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0170
Total of all active and inactive participants2016-01-01756
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01756
Number of participants with account balances2016-01-01458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0129
2015: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01717
Total number of active participants reported on line 7a of the Form 55002015-01-01621
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0126
Total of all active and inactive participants2015-01-01647
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01647
Number of participants with account balances2015-01-01240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01726
Total number of active participants reported on line 7a of the Form 55002014-01-01654
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0121
Total of all active and inactive participants2014-01-01675
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01675
Number of participants with account balances2014-01-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01592
Total number of active participants reported on line 7a of the Form 55002013-01-01629
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0113
Total of all active and inactive participants2013-01-01642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01642
Number of participants with account balances2013-01-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01594
Total number of active participants reported on line 7a of the Form 55002012-01-01540
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0119
Total of all active and inactive participants2012-01-01559
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01559
Number of participants with account balances2012-01-01203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01479
Total number of active participants reported on line 7a of the Form 55002011-01-01530
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0110
Total of all active and inactive participants2011-01-01540
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01540
Number of participants with account balances2011-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01296
Total number of active participants reported on line 7a of the Form 55002010-01-01274
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0112
Total of all active and inactive participants2010-01-01286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01286
Number of participants with account balances2010-01-01165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01462
Total number of active participants reported on line 7a of the Form 55002009-01-01273
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0143
Total of all active and inactive participants2009-01-01316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01316
Number of participants with account balances2009-01-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN

Measure Date Value
2022 : MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-48,178
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,436,971
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,340,943
Expenses. Certain deemed distributions of participant loans2022-12-31$-36,160
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,116,345
Value of total assets at end of year2022-12-31$31,181,308
Value of total assets at beginning of year2022-12-31$33,666,457
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$132,188
Total interest from all sources2022-12-31$56,187
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$625,437
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$625,437
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,778,938
Participant contributions at end of year2022-12-31$1,320,162
Participant contributions at beginning of year2022-12-31$1,014,300
Participant contributions at end of year2022-12-31$60,148
Participant contributions at beginning of year2022-12-31$51,488
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$290,447
Other income not declared elsewhere2022-12-31$20,146
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,485,149
Value of net assets at end of year (total assets less liabilities)2022-12-31$31,181,308
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$33,666,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$47,342
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$28,358,799
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$31,506,388
Interest on participant loans2022-12-31$56,187
Value of interest in common/collective trusts at end of year2022-12-31$1,423,582
Value of interest in common/collective trusts at beginning of year2022-12-31$1,079,088
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,778,316
Net investment gain or loss from common/collective trusts2022-12-31$-87,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,046,960
Employer contributions (assets) at end of year2022-12-31$18,617
Employer contributions (assets) at beginning of year2022-12-31$15,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,340,943
Contract administrator fees2022-12-31$84,846
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2022-12-31381357951
2021 : MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$7,273,280
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,437,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,252,174
Expenses. Certain deemed distributions of participant loans2021-12-31$36,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,117,678
Value of total assets at end of year2021-12-31$33,666,457
Value of total assets at beginning of year2021-12-31$28,830,713
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$148,372
Total interest from all sources2021-12-31$53,930
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$560,361
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$560,361
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,994,151
Participant contributions at end of year2021-12-31$1,014,300
Participant contributions at beginning of year2021-12-31$1,119,638
Participant contributions at end of year2021-12-31$51,488
Participant contributions at beginning of year2021-12-31$33,980
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$299,588
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$31
Other income not declared elsewhere2021-12-31$13
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,835,744
Value of net assets at end of year (total assets less liabilities)2021-12-31$33,666,457
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$28,830,713
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$52,517
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$31,506,388
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$26,585,753
Interest on participant loans2021-12-31$53,930
Value of interest in common/collective trusts at end of year2021-12-31$1,079,088
Value of interest in common/collective trusts at beginning of year2021-12-31$1,080,347
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,509,670
Net investment gain or loss from common/collective trusts2021-12-31$31,628
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$823,939
Employer contributions (assets) at end of year2021-12-31$15,193
Employer contributions (assets) at beginning of year2021-12-31$10,995
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,252,143
Contract administrator fees2021-12-31$95,855
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2021-12-31381357951
2020 : MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$6,344,422
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,792,449
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,703,603
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,541,275
Value of total assets at end of year2020-12-31$28,830,713
Value of total assets at beginning of year2020-12-31$27,278,740
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$88,846
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$85,681
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$513,050
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$513,050
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$2,597,582
Participant contributions at end of year2020-12-31$1,119,638
Participant contributions at beginning of year2020-12-31$1,008,565
Participant contributions at end of year2020-12-31$33,980
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$132,257
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$592
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$0
Administrative expenses (other) incurred2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$1,551,973
Value of net assets at end of year (total assets less liabilities)2020-12-31$28,830,713
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$27,278,740
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$22,812
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$26,585,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$21,128,805
Interest on participant loans2020-12-31$57,816
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$27,865
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$1,080,347
Value of interest in common/collective trusts at beginning of year2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$5,141,370
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,151,923
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$52,493
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$811,436
Employer contributions (assets) at end of year2020-12-31$10,995
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,703,011
Contract administrator fees2020-12-31$66,034
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2020-12-31381357951
2019 : MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$7,209,909
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,303,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,205,245
Value of total corrective distributions2019-12-31$32,879
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,443,001
Value of total assets at end of year2019-12-31$27,278,740
Value of total assets at beginning of year2019-12-31$21,372,608
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$65,653
Total interest from all sources2019-12-31$119,700
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$336,572
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$336,572
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,581,788
Participant contributions at end of year2019-12-31$1,008,565
Participant contributions at beginning of year2019-12-31$860,058
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$80,503
Other income not declared elsewhere2019-12-31$56,029
Administrative expenses (other) incurred2019-12-31$65,653
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,906,132
Value of net assets at end of year (total assets less liabilities)2019-12-31$27,278,740
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$21,372,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$21,128,805
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$16,666,371
Interest on participant loans2019-12-31$49,821
Interest earned on other investments2019-12-31$69,879
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$5,141,370
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,846,179
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,254,607
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$780,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,205,245
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2019-12-31381357951
2018 : MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,911,051
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,535,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,499,864
Expenses. Certain deemed distributions of participant loans2018-12-31$470
Value of total corrective distributions2018-12-31$17,035
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,017,189
Value of total assets at end of year2018-12-31$21,372,608
Value of total assets at beginning of year2018-12-31$20,997,007
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$18,081
Total interest from all sources2018-12-31$96,813
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$274,199
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$274,199
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,272,458
Participant contributions at end of year2018-12-31$860,058
Participant contributions at beginning of year2018-12-31$772,827
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$31,251
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$56,751
Other income not declared elsewhere2018-12-31$10,342
Administrative expenses (other) incurred2018-12-31$18,081
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$375,601
Value of net assets at end of year (total assets less liabilities)2018-12-31$21,372,608
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$20,997,007
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$16,666,371
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$16,269,766
Interest on participant loans2018-12-31$39,268
Interest earned on other investments2018-12-31$57,545
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,846,179
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,914,860
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,487,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$687,980
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$8,303
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,499,864
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2018-12-31381357951
2017 : MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,972,868
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,642,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,607,525
Value of total corrective distributions2017-12-31$28,760
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,526,404
Value of total assets at end of year2017-12-31$20,997,007
Value of total assets at beginning of year2017-12-31$17,666,759
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$6,335
Total interest from all sources2017-12-31$76,971
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$214,801
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$214,801
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,898,056
Participant contributions at end of year2017-12-31$772,827
Participant contributions at beginning of year2017-12-31$742,530
Participant contributions at end of year2017-12-31$31,251
Participant contributions at beginning of year2017-12-31$27,559
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$44,211
Other income not declared elsewhere2017-12-31$1,298
Administrative expenses (other) incurred2017-12-31$6,335
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,330,248
Value of net assets at end of year (total assets less liabilities)2017-12-31$20,997,007
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$17,666,759
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$16,269,766
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$13,675,261
Interest on participant loans2017-12-31$33,074
Interest earned on other investments2017-12-31$43,897
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,914,860
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,214,557
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,153,394
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$584,137
Employer contributions (assets) at end of year2017-12-31$8,303
Employer contributions (assets) at beginning of year2017-12-31$6,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,607,525
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2017-12-31381357951
2016 : MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,827,946
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,393,435
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,277,372
Expenses. Certain deemed distributions of participant loans2016-12-31$-671
Value of total corrective distributions2016-12-31$109,656
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,913,746
Value of total assets at end of year2016-12-31$17,666,759
Value of total assets at beginning of year2016-12-31$16,232,248
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$7,078
Total interest from all sources2016-12-31$74,682
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$187,935
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$187,935
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,407,941
Participant contributions at end of year2016-12-31$742,530
Participant contributions at beginning of year2016-12-31$885,459
Participant contributions at end of year2016-12-31$27,559
Participant contributions at beginning of year2016-12-31$16,349
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$93,521
Other income not declared elsewhere2016-12-31$7,777
Administrative expenses (other) incurred2016-12-31$7,078
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,434,511
Value of net assets at end of year (total assets less liabilities)2016-12-31$17,666,759
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$16,232,248
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$13,675,261
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$11,993,444
Interest on participant loans2016-12-31$33,878
Interest earned on other investments2016-12-31$40,804
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,214,557
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,332,142
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$643,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$412,284
Employer contributions (assets) at end of year2016-12-31$6,852
Employer contributions (assets) at beginning of year2016-12-31$4,854
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,277,372
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2016-12-31381357951
2015 : MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,052,389
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,114,242
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$968,925
Expenses. Certain deemed distributions of participant loans2015-12-31$-2,249
Value of total corrective distributions2015-12-31$140,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,102,597
Value of total assets at end of year2015-12-31$16,232,248
Value of total assets at beginning of year2015-12-31$15,294,101
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$7,205
Total interest from all sources2015-12-31$71,147
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$184,146
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$184,146
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,228,334
Participant contributions at end of year2015-12-31$885,459
Participant contributions at beginning of year2015-12-31$576,227
Participant contributions at end of year2015-12-31$16,349
Participant contributions at beginning of year2015-12-31$18,016
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$522,515
Other income not declared elsewhere2015-12-31$7,476
Administrative expenses (other) incurred2015-12-31$7,205
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$938,147
Value of net assets at end of year (total assets less liabilities)2015-12-31$16,232,248
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$15,294,101
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,993,444
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$11,959,819
Interest on participant loans2015-12-31$32,617
Interest earned on other investments2015-12-31$38,530
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,332,142
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,734,913
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-312,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$351,748
Employer contributions (assets) at end of year2015-12-31$4,854
Employer contributions (assets) at beginning of year2015-12-31$5,126
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$968,925
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2015-12-31381357951
2014 : MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,067,327
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$595,927
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$467,803
Value of total corrective distributions2014-12-31$123,859
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,492,807
Value of total assets at end of year2014-12-31$15,294,101
Value of total assets at beginning of year2014-12-31$13,822,701
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,265
Total interest from all sources2014-12-31$43,240
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$161,926
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$161,926
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,151,703
Participant contributions at end of year2014-12-31$576,227
Participant contributions at beginning of year2014-12-31$562,630
Participant contributions at end of year2014-12-31$18,016
Participant contributions at beginning of year2014-12-31$13,830
Administrative expenses (other) incurred2014-12-31$4,265
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,471,400
Value of net assets at end of year (total assets less liabilities)2014-12-31$15,294,101
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$13,822,701
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$11,959,819
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$11,010,266
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,254,772
Interest on participant loans2014-12-31$24,146
Interest earned on other investments2014-12-31$19,055
Value of interest in common/collective trusts at beginning of year2014-12-31$976,331
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$39
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,734,913
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$295,976
Net investment gain/loss from pooled separate accounts2014-12-31$73,378
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$341,104
Employer contributions (assets) at end of year2014-12-31$5,126
Employer contributions (assets) at beginning of year2014-12-31$4,872
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$467,803
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2014-12-31381357951
2013 : MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,086,630
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$727,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$636,904
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$84,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,347,687
Value of total assets at end of year2013-12-31$13,822,701
Value of total assets at beginning of year2013-12-31$11,463,345
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$5,834
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$23,239
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$217,016
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$217,016
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$0
Contributions received from participants2013-12-31$981,432
Participant contributions at end of year2013-12-31$562,630
Participant contributions at beginning of year2013-12-31$569,991
Participant contributions at end of year2013-12-31$13,830
Participant contributions at beginning of year2013-12-31$18,216
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$82,924
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,359,356
Value of net assets at end of year (total assets less liabilities)2013-12-31$13,822,701
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$11,463,345
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$0
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$11,010,266
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,444,707
Value of interest in pooled separate accounts at end of year2013-12-31$1,254,772
Value of interest in pooled separate accounts at beginning of year2013-12-31$8,373,030
Interest on participant loans2013-12-31$23,239
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$976,331
Value of interest in common/collective trusts at beginning of year2013-12-31$1,053,145
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$849,067
Net investment gain/loss from pooled separate accounts2013-12-31$659,521
Net investment gain or loss from common/collective trusts2013-12-31$-9,900
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$283,331
Employer contributions (assets) at end of year2013-12-31$4,872
Employer contributions (assets) at beginning of year2013-12-31$4,256
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$636,904
Contract administrator fees2013-12-31$5,834
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2013-12-31381357951
2012 : MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,512,536
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$470,369
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$434,243
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$31,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,266,778
Value of total assets at end of year2012-12-31$11,463,345
Value of total assets at beginning of year2012-12-31$9,421,178
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,647
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$26,039
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$26,837
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$26,837
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$902,346
Participant contributions at end of year2012-12-31$569,991
Participant contributions at beginning of year2012-12-31$599,437
Participant contributions at end of year2012-12-31$18,216
Participant contributions at beginning of year2012-12-31$7,733
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$100,117
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$0
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,042,167
Value of net assets at end of year (total assets less liabilities)2012-12-31$11,463,345
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$9,421,178
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,444,707
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$897,864
Value of interest in pooled separate accounts at end of year2012-12-31$8,373,030
Value of interest in pooled separate accounts at beginning of year2012-12-31$6,852,102
Interest on participant loans2012-12-31$26,039
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$0
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$1,053,145
Value of interest in common/collective trusts at beginning of year2012-12-31$1,064,042
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$133,095
Net investment gain/loss from pooled separate accounts2012-12-31$1,046,962
Net investment gain or loss from common/collective trusts2012-12-31$12,825
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$264,315
Employer contributions (assets) at end of year2012-12-31$4,256
Employer contributions (assets) at beginning of year2012-12-31$0
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$434,243
Contract administrator fees2012-12-31$4,647
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2012-12-31381357951
2011 : MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$553,421
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$183,017
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$173,269
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$5,469
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$719,318
Value of total assets at end of year2011-12-31$9,421,178
Value of total assets at beginning of year2011-12-31$9,050,774
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,279
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$24,155
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$15,745
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$15,745
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$719,318
Participant contributions at end of year2011-12-31$599,437
Participant contributions at beginning of year2011-12-31$457,454
Participant contributions at end of year2011-12-31$7,733
Participant contributions at beginning of year2011-12-31$15,861
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$370,404
Value of net assets at end of year (total assets less liabilities)2011-12-31$9,421,178
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$9,050,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$897,864
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$881,135
Value of interest in pooled separate accounts at end of year2011-12-31$6,852,102
Value of interest in pooled separate accounts at beginning of year2011-12-31$6,800,326
Interest on participant loans2011-12-31$24,155
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$1,064,042
Value of interest in common/collective trusts at beginning of year2011-12-31$895,998
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-62,614
Net investment gain/loss from pooled separate accounts2011-12-31$-165,824
Net investment gain or loss from common/collective trusts2011-12-31$22,641
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$0
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$173,269
Contract administrator fees2011-12-31$4,279
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2011-12-31381357951
2010 : MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,766,527
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$69,391
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$65,731
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$724,950
Value of total assets at end of year2010-12-31$9,050,774
Value of total assets at beginning of year2010-12-31$7,353,638
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,660
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$23,308
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$14,473
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$14,473
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$722,964
Participant contributions at end of year2010-12-31$457,454
Participant contributions at beginning of year2010-12-31$348,993
Participant contributions at end of year2010-12-31$15,861
Participant contributions at beginning of year2010-12-31$13,734
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$166
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,697,136
Value of net assets at end of year (total assets less liabilities)2010-12-31$9,050,774
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,353,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$881,135
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$464,720
Value of interest in pooled separate accounts at end of year2010-12-31$6,800,326
Value of interest in pooled separate accounts at beginning of year2010-12-31$5,941,015
Interest on participant loans2010-12-31$23,308
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$895,998
Value of interest in common/collective trusts at beginning of year2010-12-31$578,689
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$96,522
Net investment gain/loss from pooled separate accounts2010-12-31$879,527
Net investment gain or loss from common/collective trusts2010-12-31$27,581
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,986
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$6,487
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$65,731
Contract administrator fees2010-12-31$3,660
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2010-12-31381357951

Form 5500 Responses for MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN

2022: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: MARIO SINACOLA & SONS EXCAVATING, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074225
Policy instance 1
Insurance contract or identification number074225
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074225
Policy instance 1
Insurance contract or identification number074225
Number of Individuals Covered1203
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074225
Policy instance 1
Insurance contract or identification number074225
Number of Individuals Covered1092
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,821
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5821
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074225
Policy instance 1
Insurance contract or identification number074225
Number of Individuals Covered690
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,541
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees6541
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameLOCKTON FINANCIAL ADVISORS LLC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074225
Policy instance 1
Insurance contract or identification number074225
Number of Individuals Covered647
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,480
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees3480
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameLOCKTON FINANCIAL ADVISORS LLC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074225
Policy instance 1
Insurance contract or identification number074225
Number of Individuals Covered675
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,041
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5041
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameLOCKTON FINANCIAL ADVISORS LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number519598
Policy instance 1
Insurance contract or identification number519598
Number of Individuals Covered642
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $14,672
Total amount of fees paid to insurance companyUSD $19,013
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,672
Amount paid for insurance broker fees19013
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE AND PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameLOCKTON FINANCIAL ADVISORS LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number519598
Policy instance 1
Insurance contract or identification number519598
Number of Individuals Covered559
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $17,609
Total amount of fees paid to insurance companyUSD $5,015
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,290
Amount paid for insurance broker fees4395
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameLOCKTON FINANCIAL ADVISORS LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number519598
Policy instance 1
Insurance contract or identification number519598
Number of Individuals Covered540
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $19,815
Total amount of fees paid to insurance companyUSD $6,161
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number519598
Policy instance 1
Insurance contract or identification number519598
Number of Individuals Covered286
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $17,324
Total amount of fees paid to insurance companyUSD $5,134
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,324
Amount paid for insurance broker fees1644
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameLOCKTON FINANCIAL ADVISORS LLC

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