401k Plan data: R. ROESE CONTRACTING 401(K) PLAN plan

R. ROESE CONTRACTING 401(K) PLAN 401k Plan overview

Plan Name	R. ROESE CONTRACTING 401(K) PLAN
Plan identification number	002

R. ROESE CONTRACTING 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

R. ROESE CONTRACTING, INC. has sponsored the creation of one or more 401k plans.

Company Name: R. ROESE CONTRACTING, INC.

Employer identification number (EIN): 381886324

NAIC Classification: 238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan R. ROESE CONTRACTING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01 SUE MASSON 2023-10-01
002 2021-01-01 SUE MASSON 2022-10-11
002 2020-01-01 SUE MASSON 2021-10-13
002 2019-01-01 SUE MASSON 2020-10-05
002 2018-01-01 SUE MASSON 2019-09-29
002 2017-01-01
002 2016-01-01
002 2015-01-01
002 2014-01-01
002 2013-01-01
002 2012-01-01 JENNIFER RICHTER AS PRACTITIONER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2022-01-01	SUE MASSON	2023-10-01
002	2021-01-01	SUE MASSON	2022-10-11
002	2020-01-01	SUE MASSON	2021-10-13
002	2019-01-01	SUE MASSON	2020-10-05
002	2018-01-01	SUE MASSON	2019-09-29
002	2017-01-01
002	2016-01-01
002	2015-01-01
002	2014-01-01
002	2013-01-01
002	2012-01-01	JENNIFER RICHTER AS PRACTITIONER

Plan Statistics for R. ROESE CONTRACTING 401(K) PLAN

401k plan membership statisitcs for R. ROESE CONTRACTING 401(K) PLAN

Measure Date Value
2022: R. ROESE CONTRACTING 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 109
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 83
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 9
Total of all active and inactive participants 2022-01-01 92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 92
Number of participants with account balances 2022-01-01 55
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 2
2021: R. ROESE CONTRACTING 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 110
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 96
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 10
Total of all active and inactive participants 2021-01-01 106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 106
Number of participants with account balances 2021-01-01 62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: R. ROESE CONTRACTING 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 161
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 96
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 11
Total of all active and inactive participants 2020-01-01 107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 107
Number of participants with account balances 2020-01-01 63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: R. ROESE CONTRACTING 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 135
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 137
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 15
Total of all active and inactive participants 2019-01-01 152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 153
Number of participants with account balances 2019-01-01 76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 3
2018: R. ROESE CONTRACTING 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 118
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 9
Total of all active and inactive participants 2018-01-01 127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 128
Number of participants with account balances 2018-01-01 81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1
2017: R. ROESE CONTRACTING 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 117
Number of other retired or separated participants entitled to future benefits 2017-01-01 11
Total of all active and inactive participants 2017-01-01 128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 128
Number of participants with account balances 2017-01-01 83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: R. ROESE CONTRACTING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 166
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 119
Number of other retired or separated participants entitled to future benefits 2016-01-01 18
Total of all active and inactive participants 2016-01-01 137
Total participants 2016-01-01 137
Number of participants with account balances 2016-01-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 11
2015: R. ROESE CONTRACTING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 203
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 118
Number of other retired or separated participants entitled to future benefits 2015-01-01 23
Total of all active and inactive participants 2015-01-01 141
Total participants 2015-01-01 141
Number of participants with account balances 2015-01-01 100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 8
2014: R. ROESE CONTRACTING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 182
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 153
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 27
Total of all active and inactive participants 2014-01-01 180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 180
Number of participants with account balances 2014-01-01 116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 5
2013: R. ROESE CONTRACTING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 215
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 134
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 24
Total of all active and inactive participants 2013-01-01 158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 158
Number of participants with account balances 2013-01-01 126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 6
2012: R. ROESE CONTRACTING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 241
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 143
Number of other retired or separated participants entitled to future benefits 2012-01-01 47
Total of all active and inactive participants 2012-01-01 190
Total participants 2012-01-01 190
Number of participants with account balances 2012-01-01 189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 12

Measure	Date	Value
2022: R. ROESE CONTRACTING 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	109
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	83
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	9
Total of all active and inactive participants	2022-01-01	92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	92
Number of participants with account balances	2022-01-01	55
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	2
2021: R. ROESE CONTRACTING 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	110
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	96
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	10
Total of all active and inactive participants	2021-01-01	106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	106
Number of participants with account balances	2021-01-01	62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: R. ROESE CONTRACTING 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	161
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	96
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	11
Total of all active and inactive participants	2020-01-01	107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	107
Number of participants with account balances	2020-01-01	63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: R. ROESE CONTRACTING 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	135
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	137
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	15
Total of all active and inactive participants	2019-01-01	152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	153
Number of participants with account balances	2019-01-01	76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	3
2018: R. ROESE CONTRACTING 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	118
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	9
Total of all active and inactive participants	2018-01-01	127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	128
Number of participants with account balances	2018-01-01	81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1
2017: R. ROESE CONTRACTING 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	117
Number of other retired or separated participants entitled to future benefits	2017-01-01	11
Total of all active and inactive participants	2017-01-01	128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	128
Number of participants with account balances	2017-01-01	83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: R. ROESE CONTRACTING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	166
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	119
Number of other retired or separated participants entitled to future benefits	2016-01-01	18
Total of all active and inactive participants	2016-01-01	137
Total participants	2016-01-01	137
Number of participants with account balances	2016-01-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	11
2015: R. ROESE CONTRACTING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	203
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	118
Number of other retired or separated participants entitled to future benefits	2015-01-01	23
Total of all active and inactive participants	2015-01-01	141
Total participants	2015-01-01	141
Number of participants with account balances	2015-01-01	100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	8
2014: R. ROESE CONTRACTING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	182
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	153
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	27
Total of all active and inactive participants	2014-01-01	180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	180
Number of participants with account balances	2014-01-01	116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	5
2013: R. ROESE CONTRACTING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	215
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	134
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	24
Total of all active and inactive participants	2013-01-01	158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	158
Number of participants with account balances	2013-01-01	126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	6
2012: R. ROESE CONTRACTING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	241
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	143
Number of other retired or separated participants entitled to future benefits	2012-01-01	47
Total of all active and inactive participants	2012-01-01	190
Total participants	2012-01-01	190
Number of participants with account balances	2012-01-01	189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	12

Financial Data on R. ROESE CONTRACTING 401(K) PLAN

Measure	Date	Value
2022 : R. ROESE CONTRACTING 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$10,890
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$15,527
Total income from all sources (including contributions)	2022-12-31	$-706,826
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$938,805
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$906,650
Value of total corrective distributions	2022-12-31	$10,890
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$310,042
Value of total assets at end of year	2022-12-31	$4,429,056
Value of total assets at beginning of year	2022-12-31	$6,079,324
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$21,265
Total interest from all sources	2022-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$85,361
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$85,361
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$239,689
Participant contributions at end of year	2022-12-31	$1,312
Participant contributions at beginning of year	2022-12-31	$1,389
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$10,890
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$15,527
Administrative expenses (other) incurred	2022-12-31	$21,265
Total non interest bearing cash at end of year	2022-12-31	$1,925
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,645,631
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$4,418,166
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$6,063,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$4,399,190
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$6,052,927
Value of interest in common/collective trusts at end of year	2022-12-31	$26,085
Value of interest in common/collective trusts at beginning of year	2022-12-31	$24,477
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-1,102,688
Net investment gain or loss from common/collective trusts	2022-12-31	$459
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$70,353
Employer contributions (assets) at end of year	2022-12-31	$544
Employer contributions (assets) at beginning of year	2022-12-31	$531
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$906,650
Liabilities. Value of benefit claims payable at beginning of year	2022-12-31	$0
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	REHMANN ROBSON, LLC
Accountancy firm EIN	2022-12-31	383635706
2021 : R. ROESE CONTRACTING 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$15,527
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$15,516
Total income from all sources (including contributions)	2021-12-31	$1,003,192
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$878,464
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$832,901
Value of total corrective distributions	2021-12-31	$14,198
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$313,252
Value of total assets at end of year	2021-12-31	$6,079,324
Value of total assets at beginning of year	2021-12-31	$5,954,585
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$31,365
Total interest from all sources	2021-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$107,819
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$243,251
Participant contributions at end of year	2021-12-31	$1,389
Participant contributions at beginning of year	2021-12-31	$400
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$15,527
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$15,516
Administrative expenses (other) incurred	2021-12-31	$31,365
Total non interest bearing cash at beginning of year	2021-12-31	$206
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$124,728
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$6,063,797
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$5,939,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$6,052,927
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$5,930,288
Value of interest in common/collective trusts at end of year	2021-12-31	$24,477
Value of interest in common/collective trusts at beginning of year	2021-12-31	$23,491
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$581,758
Net investment gain or loss from common/collective trusts	2021-12-31	$363
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$70,001
Employer contributions (assets) at end of year	2021-12-31	$531
Employer contributions (assets) at beginning of year	2021-12-31	$200
Income. Dividends from common stock	2021-12-31	$107,819
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$832,901
Liabilities. Value of benefit claims payable at end of year	2021-12-31	$0
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	REHMANN ROBSON, LLC
Accountancy firm EIN	2021-12-31	383635706
2020 : R. ROESE CONTRACTING 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$15,516
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$22,232
Total income from all sources (including contributions)	2020-12-31	$1,128,779
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$291,957
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$251,912
Value of total corrective distributions	2020-12-31	$13,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$289,859
Value of total assets at end of year	2020-12-31	$5,954,585
Value of total assets at beginning of year	2020-12-31	$5,124,479
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$26,781
Total interest from all sources	2020-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$82,970
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$82,970
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$221,993
Participant contributions at end of year	2020-12-31	$400
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$15,516
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$22,232
Administrative expenses (other) incurred	2020-12-31	$26,781
Total non interest bearing cash at end of year	2020-12-31	$206
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$836,822
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$5,939,069
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$5,102,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$5,930,288
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$5,095,389
Value of interest in common/collective trusts at end of year	2020-12-31	$23,491
Value of interest in common/collective trusts at beginning of year	2020-12-31	$29,090
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$755,364
Net investment gain or loss from common/collective trusts	2020-12-31	$586
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$67,866
Employer contributions (assets) at end of year	2020-12-31	$200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$251,912
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	Yes
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	REHMANN ROBSON, LLC
Accountancy firm EIN	2020-12-31	383635706
2019 : R. ROESE CONTRACTING 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$22,232
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$13,037
Total income from all sources (including contributions)	2019-12-31	$1,262,348
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$763,033
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$715,090
Value of total corrective distributions	2019-12-31	$23,454
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$330,029
Value of total assets at end of year	2019-12-31	$5,124,479
Value of total assets at beginning of year	2019-12-31	$4,615,969
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$24,489
Total interest from all sources	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$107,468
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$107,468
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$253,514
Participant contributions at beginning of year	2019-12-31	$5,053
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$22,232
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$13,037
Other income not declared elsewhere	2019-12-31	$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$499,315
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$5,102,247
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,602,932
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$2
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$5,095,389
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$4,586,019
Value of interest in common/collective trusts at end of year	2019-12-31	$29,090
Value of interest in common/collective trusts at beginning of year	2019-12-31	$23,157
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$824,238
Net investment gain or loss from common/collective trusts	2019-12-31	$611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$76,515
Employer contributions (assets) at beginning of year	2019-12-31	$1,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$715,090
Contract administrator fees	2019-12-31	$24,487
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	REHMANN ROBSON, LLC
Accountancy firm EIN	2019-12-31	383635706
2018 : R. ROESE CONTRACTING 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$13,037
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$15,189
Total income from all sources (including contributions)	2018-12-31	$160,061
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$182,196
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$156,150
Value of total corrective distributions	2018-12-31	$13,037
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$427,643
Value of total assets at end of year	2018-12-31	$4,615,969
Value of total assets at beginning of year	2018-12-31	$4,640,256
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$13,009
Total interest from all sources	2018-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$100,689
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$100,689
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$229,344
Participant contributions at end of year	2018-12-31	$5,053
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$4,640,256
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$123,657
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$13,037
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$15,189
Other income not declared elsewhere	2018-12-31	$141
Administrative expenses (other) incurred	2018-12-31	$113
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-22,135
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$4,602,932
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,625,067
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$4,586,019
Value of interest in common/collective trusts at end of year	2018-12-31	$23,157
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-368,939
Net investment gain or loss from common/collective trusts	2018-12-31	$527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$74,642
Employer contributions (assets) at end of year	2018-12-31	$1,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$156,150
Contract administrator fees	2018-12-31	$12,896
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	REHMANN ROBSON, LLC
Accountancy firm EIN	2018-12-31	383635706
2017 : R. ROESE CONTRACTING 401(K) PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$15,189
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$8,131
Total income from all sources (including contributions)	2017-12-31	$994,715
Total of all expenses incurred	2017-12-31	$504,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$503,553
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$311,043
Value of total assets at end of year	2017-12-31	$4,640,256
Value of total assets at beginning of year	2017-12-31	$4,143,079
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$1,043
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$217,099
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$24,496
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$7,548
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$490
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$490,119
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,625,067
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$4,134,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$225
Value of interest in pooled separate accounts at end of year	2017-12-31	$4,640,256
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$4,143,079
Net investment gain/loss from pooled separate accounts	2017-12-31	$683,672
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$69,448
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$503,553
Contract administrator fees	2017-12-31	$818
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$7,641
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$7,641
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	REHMANN ROBSON, LLC
Accountancy firm EIN	2017-12-31	383635706
2016 : R. ROESE CONTRACTING 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$8,131
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$25,314
Total income from all sources (including contributions)	2016-12-31	$584,657
Total of all expenses incurred	2016-12-31	$313,984
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$312,511
Value of total corrective distributions	2016-12-31	$490
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$280,277
Value of total assets at end of year	2016-12-31	$4,143,079
Value of total assets at beginning of year	2016-12-31	$3,889,589
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$983
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$216,051
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$490
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$17,673
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$3,425
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$270,673
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$4,134,948
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,864,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$4,143,079
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$3,886,164
Net investment gain/loss from pooled separate accounts	2016-12-31	$304,380
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$64,226
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$312,511
Contract administrator fees	2016-12-31	$983
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$7,641
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$7,641
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	REHMANN ROBSON, LLC
Accountancy firm EIN	2016-12-31	383635706
2015 : R. ROESE CONTRACTING 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$25,314
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$10,056
Total income from all sources (including contributions)	2015-12-31	$213,710
Total of all expenses incurred	2015-12-31	$387,269
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$383,768
Value of total corrective distributions	2015-12-31	$2,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$268,776
Value of total assets at end of year	2015-12-31	$3,889,589
Value of total assets at beginning of year	2015-12-31	$4,047,890
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,086
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$216,195
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$17,673
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$2,415
Total non interest bearing cash at end of year	2015-12-31	$3,425
Total non interest bearing cash at beginning of year	2015-12-31	$24,149
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-173,559
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,864,275
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,037,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$3,886,164
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$4,023,741
Net investment gain/loss from pooled separate accounts	2015-12-31	$-55,066
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$52,581
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$383,768
Contract administrator fees	2015-12-31	$1,086
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$7,641
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$7,641
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	REHMANN ROBSON, LLC
Accountancy firm EIN	2015-12-31	383635706
2014 : R. ROESE CONTRACTING 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$10,056
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$8,402
Total income from all sources (including contributions)	2014-12-31	$456,943
Total of all expenses incurred	2014-12-31	$260,981
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$259,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$280,652
Value of total assets at end of year	2014-12-31	$4,047,890
Value of total assets at beginning of year	2014-12-31	$3,850,274
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$1,076
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$400,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$215,023
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$2,415
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$761
Total non interest bearing cash at end of year	2014-12-31	$24,149
Total non interest bearing cash at beginning of year	2014-12-31	$15,743
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$195,962
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,037,834
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,841,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$4,023,741
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$3,834,531
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$0
Net investment gain/loss from pooled separate accounts	2014-12-31	$176,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$65,629
Employer contributions (assets) at beginning of year	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$259,905
Contract administrator fees	2014-12-31	$1,076
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$7,641
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$7,641
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	REHMANN ROBSON, LLC
Accountancy firm EIN	2014-12-31	383635706
2013 : R. ROESE CONTRACTING 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$8,402
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$13,300
Total income from all sources (including contributions)	2013-12-31	$873,198
Total of all expenses incurred	2013-12-31	$398,389
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$398,092
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$262,690
Value of total assets at end of year	2013-12-31	$3,850,274
Value of total assets at beginning of year	2013-12-31	$3,380,363
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$297
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$400,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$199,042
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$761
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$5,659
Total non interest bearing cash at end of year	2013-12-31	$15,743
Total non interest bearing cash at beginning of year	2013-12-31	$14,877
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$474,809
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,841,872
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,367,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$3,834,531
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$3,310,859
Net investment gain/loss from pooled separate accounts	2013-12-31	$610,508
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$63,648
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$54,627
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$398,092
Contract administrator fees	2013-12-31	$297
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$7,641
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$7,641
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	REHMANN ROBSON, LLC
Accountancy firm EIN	2013-12-31	383635706
2012 : R. ROESE CONTRACTING 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$13,300
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$13,954
Total income from all sources (including contributions)	2012-12-31	$718,529
Total of all expenses incurred	2012-12-31	$513,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$513,312
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$282,927
Value of total assets at end of year	2012-12-31	$3,380,363
Value of total assets at beginning of year	2012-12-31	$3,176,481
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$681
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$400,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$228,300
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$5,659
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$6,313
Total non interest bearing cash at end of year	2012-12-31	$14,877
Total non interest bearing cash at beginning of year	2012-12-31	$13,031
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$204,536
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,367,063
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,162,527
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$3,310,859
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$3,163,450
Net investment gain/loss from pooled separate accounts	2012-12-31	$435,602
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$54,627
Employer contributions (assets) at end of year	2012-12-31	$54,627
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$513,312
Contract administrator fees	2012-12-31	$681
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$7,641
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$7,641
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	REHMANN ACCOUNTING, LLC
Accountancy firm EIN	2012-12-31	383635706

Form 5500 Responses for R. ROESE CONTRACTING 401(K) PLAN

2022: R. ROESE CONTRACTING 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: R. ROESE CONTRACTING 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: R. ROESE CONTRACTING 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: R. ROESE CONTRACTING 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: R. ROESE CONTRACTING 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: R. ROESE CONTRACTING 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: R. ROESE CONTRACTING 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: R. ROESE CONTRACTING 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: R. ROESE CONTRACTING 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: R. ROESE CONTRACTING 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: R. ROESE CONTRACTING 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

102228

Policy instance

Insurance contract or identification number	102228
Number of Individuals Covered	83
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $11,280
Total amount of fees paid to insurance company	USD $2,293
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,280
Insurance broker organization code?	3
Amount paid for insurance broker fees	2293
Insurance broker name	MBC RETIREMENT SERVICES, INC.

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Company Name:	R. ROESE CONTRACTING, INC.
Employer identification number (EIN):	381886324
NAIC Classification:	238900