401k Plan data: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST plan

HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 401k Plan overview

Plan Name	HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST
Plan identification number	001

HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HUNGERFORD, ALDRIN, NICHOLS & CARTER P.C. DBA HUNGERFORD NICHOLS has sponsored the creation of one or more 401k plans.

Company Name: HUNGERFORD, ALDRIN, NICHOLS & CARTER P.C. DBA HUNGERFORD NICHOLS

Employer identification number (EIN): 382184825

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01 HILLARY MULLENNIX 2020-07-21 HILLARY MULLENNIX 2020-07-21
001 2018-01-01 HILLARY MULLENNIX 2019-06-27
001 2017-01-01 CARLA A. GRANT 2018-07-17 CARLA A. GRANT 2018-07-17
001 2016-01-01 CARLA A. GRANT 2017-07-06 CARLA A. GRANT 2017-07-06
001 2015-01-01 CARLA A. GRANT 2016-09-19 CARLA A. GRANT 2016-09-19
001 2014-01-01 CARLA A. GRANT 2015-07-21 CARLA A. GRANT 2015-07-21
001 2013-01-01 CARLA A. GRANT 2014-07-25 CARLA A. GRANT 2014-07-25
001 2012-01-01 CARLA A. GRANT CARLA A. GRANT 2013-10-14
001 2011-01-01 CARLA A. GRANT CARLA A. GRANT 2012-10-15
001 2010-01-01 CARLA A. GRANT CARLA A. GRANT 2011-01-31
001 2009-01-01 CARLA A. GRANT

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01	HILLARY MULLENNIX	2020-07-21	HILLARY MULLENNIX	2020-07-21
001	2018-01-01	HILLARY MULLENNIX	2019-06-27
001	2017-01-01	CARLA A. GRANT	2018-07-17	CARLA A. GRANT	2018-07-17
001	2016-01-01	CARLA A. GRANT	2017-07-06	CARLA A. GRANT	2017-07-06
001	2015-01-01	CARLA A. GRANT	2016-09-19	CARLA A. GRANT	2016-09-19
001	2014-01-01	CARLA A. GRANT	2015-07-21	CARLA A. GRANT	2015-07-21
001	2013-01-01	CARLA A. GRANT	2014-07-25	CARLA A. GRANT	2014-07-25
001	2012-01-01	CARLA A. GRANT		CARLA A. GRANT	2013-10-14
001	2011-01-01	CARLA A. GRANT		CARLA A. GRANT	2012-10-15
001	2010-01-01	CARLA A. GRANT		CARLA A. GRANT	2011-01-31
001	2009-01-01	CARLA A. GRANT

Plan Statistics for HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST

401k plan membership statisitcs for HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST

Measure Date Value
2022: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year 2022-01-01 148
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 153
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 32
Total of all active and inactive participants 2022-01-01 185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 185
Number of participants with account balances 2022-01-01 166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 12
2021: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year 2021-01-01 130
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 127
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 21
Total of all active and inactive participants 2021-01-01 148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 148
Number of participants with account balances 2021-01-01 134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 8
2020: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 132
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 106
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 24
Total of all active and inactive participants 2020-01-01 130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 130
Number of participants with account balances 2020-01-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 13
2012: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 63
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 51
Number of other retired or separated participants entitled to future benefits 2012-01-01 12
Total of all active and inactive participants 2012-01-01 63
Total participants 2012-01-01 63
Number of participants with account balances 2012-01-01 57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 62
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 51
Number of other retired or separated participants entitled to future benefits 2011-01-01 12
Total of all active and inactive participants 2011-01-01 63
Total participants 2011-01-01 63
Number of participants with account balances 2011-01-01 56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2010: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 68
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 53
Number of other retired or separated participants entitled to future benefits 2010-01-01 9
Total of all active and inactive participants 2010-01-01 62
Total participants 2010-01-01 62
Number of participants with account balances 2010-01-01 54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 62
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 54
Number of other retired or separated participants entitled to future benefits 2009-01-01 14
Total of all active and inactive participants 2009-01-01 68
Total participants 2009-01-01 68
Number of participants with account balances 2009-01-01 58
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2022: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year	2022-01-01	148
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	153
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	32
Total of all active and inactive participants	2022-01-01	185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	185
Number of participants with account balances	2022-01-01	166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	12
2021: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year	2021-01-01	130
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	127
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	21
Total of all active and inactive participants	2021-01-01	148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	148
Number of participants with account balances	2021-01-01	134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	8
2020: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	132
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	106
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	24
Total of all active and inactive participants	2020-01-01	130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	130
Number of participants with account balances	2020-01-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	13
2012: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	63
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	51
Number of other retired or separated participants entitled to future benefits	2012-01-01	12
Total of all active and inactive participants	2012-01-01	63
Total participants	2012-01-01	63
Number of participants with account balances	2012-01-01	57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	62
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	51
Number of other retired or separated participants entitled to future benefits	2011-01-01	12
Total of all active and inactive participants	2011-01-01	63
Total participants	2011-01-01	63
Number of participants with account balances	2011-01-01	56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2010: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	68
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	53
Number of other retired or separated participants entitled to future benefits	2010-01-01	9
Total of all active and inactive participants	2010-01-01	62
Total participants	2010-01-01	62
Number of participants with account balances	2010-01-01	54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	62
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	54
Number of other retired or separated participants entitled to future benefits	2009-01-01	14
Total of all active and inactive participants	2009-01-01	68
Total participants	2009-01-01	68
Number of participants with account balances	2009-01-01	58
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST

Measure	Date	Value
2022 : HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$14,723
Total income from all sources (including contributions)	2022-12-31	$-352,847
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$248,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$225,986
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,723,931
Value of total assets at end of year	2022-12-31	$11,820,723
Value of total assets at beginning of year	2022-12-31	$12,436,860
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$22,581
Total interest from all sources	2022-12-31	$4,688
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$530,863
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$530,863
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$975,696
Participant contributions at end of year	2022-12-31	$125,067
Participant contributions at beginning of year	2022-12-31	$104,569
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$465,133
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$6,117
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$14,723
Other income not declared elsewhere	2022-12-31	$8,231
Administrative expenses (other) incurred	2022-12-31	$22,581
Total non interest bearing cash at end of year	2022-12-31	$6,274
Total non interest bearing cash at beginning of year	2022-12-31	$14,723
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-601,414
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$11,820,723
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$12,422,137
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$11,150,134
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$11,790,982
Interest on participant loans	2022-12-31	$4,688
Value of interest in common/collective trusts at end of year	2022-12-31	$533,131
Value of interest in common/collective trusts at beginning of year	2022-12-31	$526,586
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-2,629,239
Net investment gain or loss from common/collective trusts	2022-12-31	$8,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$283,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$225,986
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN	2022-12-31	840930288
2021 : HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$14,723
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$12,761
Total income from all sources (including contributions)	2021-12-31	$2,593,058
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$249,180
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$229,993
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,108,418
Value of total assets at end of year	2021-12-31	$12,436,860
Value of total assets at beginning of year	2021-12-31	$10,091,020
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$19,187
Total interest from all sources	2021-12-31	$3,517
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$593,078
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$593,078
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$775,373
Participant contributions at end of year	2021-12-31	$104,569
Participant contributions at beginning of year	2021-12-31	$74,183
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$111,366
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$12,401
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$14,723
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$5,486
Other income not declared elsewhere	2021-12-31	$13,683
Administrative expenses (other) incurred	2021-12-31	$19,187
Liabilities. Value of operating payables at beginning of year	2021-12-31	$200
Total non interest bearing cash at end of year	2021-12-31	$14,723
Total non interest bearing cash at beginning of year	2021-12-31	$3,361
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,343,878
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$12,422,137
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$10,078,259
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$11,790,982
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$9,488,169
Interest on participant loans	2021-12-31	$3,517
Value of interest in common/collective trusts at end of year	2021-12-31	$526,586
Value of interest in common/collective trusts at beginning of year	2021-12-31	$508,256
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$866,935
Net investment gain or loss from common/collective trusts	2021-12-31	$7,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$221,679
Employer contributions (assets) at beginning of year	2021-12-31	$4,650
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$229,993
Liabilities. Value of benefit claims payable at beginning of year	2021-12-31	$7,075
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BROCK AND COMPANY CPAS P.C.
Accountancy firm EIN	2021-12-31	840930288
2020 : HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$12,761
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$6,643
Total income from all sources (including contributions)	2020-12-31	$2,739,148
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$786,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$768,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,609,293
Value of total assets at end of year	2020-12-31	$10,091,020
Value of total assets at beginning of year	2020-12-31	$8,132,685
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$18,312
Total interest from all sources	2020-12-31	$3,221
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$296,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$296,038
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$692,806
Participant contributions at end of year	2020-12-31	$74,183
Participant contributions at beginning of year	2020-12-31	$54,546
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$700,028
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$12,401
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$5,486
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$2,666
Other income not declared elsewhere	2020-12-31	$10,228
Administrative expenses (other) incurred	2020-12-31	$18,312
Liabilities. Value of operating payables at end of year	2020-12-31	$200
Liabilities. Value of operating payables at beginning of year	2020-12-31	$3,977
Total non interest bearing cash at end of year	2020-12-31	$3,361
Total non interest bearing cash at beginning of year	2020-12-31	$2,666
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,952,217
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$10,078,259
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$8,126,042
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$9,488,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$7,850,422
Interest on participant loans	2020-12-31	$3,221
Value of interest in common/collective trusts at end of year	2020-12-31	$508,256
Value of interest in common/collective trusts at beginning of year	2020-12-31	$223,645
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$815,732
Net investment gain or loss from common/collective trusts	2020-12-31	$4,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$216,459
Employer contributions (assets) at end of year	2020-12-31	$4,650
Employer contributions (assets) at beginning of year	2020-12-31	$1,406
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$768,619
Liabilities. Value of benefit claims payable at end of year	2020-12-31	$7,075
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	BROCK AND COMPANY CPAS P.C
Accountancy firm EIN	2020-12-31	840930288
2012 : HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2012 401k financial data
Total income from all sources	2012-12-31	$719,251
Expenses. Total of all expenses incurred	2012-12-31	$223,761
Benefits paid (including direct rollovers)	2012-12-31	$208,555
Total plan assets at end of year	2012-12-31	$3,685,389
Total plan assets at beginning of year	2012-12-31	$3,189,899
Value of fidelity bond covering the plan	2012-12-31	$300,000
Total contributions received or receivable from participants	2012-12-31	$240,879
Other income received	2012-12-31	$419,312
Net income (gross income less expenses)	2012-12-31	$495,490
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$3,685,389
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$3,189,899
Assets. Value of participant loans	2012-12-31	$26,683
Total contributions received or receivable from employer(s)	2012-12-31	$59,060
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$15,206
2011 : HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2011 401k financial data
Total income from all sources	2011-12-31	$186,722
Expenses. Total of all expenses incurred	2011-12-31	$159,956
Benefits paid (including direct rollovers)	2011-12-31	$145,141
Total plan assets at end of year	2011-12-31	$3,189,899
Total plan assets at beginning of year	2011-12-31	$3,163,133
Value of fidelity bond covering the plan	2011-12-31	$300,000
Total contributions received or receivable from participants	2011-12-31	$235,831
Other income received	2011-12-31	$-79,287
Net income (gross income less expenses)	2011-12-31	$26,766
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$3,189,899
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$3,163,133
Assets. Value of participant loans	2011-12-31	$30,044
Total contributions received or receivable from employer(s)	2011-12-31	$30,178
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$14,815
2010 : HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2010 401k financial data
Total income from all sources	2010-12-31	$621,066
Expenses. Total of all expenses incurred	2010-12-31	$264,141
Benefits paid (including direct rollovers)	2010-12-31	$250,493
Total plan assets at end of year	2010-12-31	$3,163,133
Total plan assets at beginning of year	2010-12-31	$2,806,208
Value of fidelity bond covering the plan	2010-12-31	$300,000
Total contributions received or receivable from participants	2010-12-31	$209,157
Contributions received from other sources (not participants or employers)	2010-12-31	$4,703
Other income received	2010-12-31	$407,206
Net income (gross income less expenses)	2010-12-31	$356,925
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$3,163,133
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,806,208
Assets. Value of participant loans	2010-12-31	$6,364
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$13,648

Form 5500 Responses for HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST

2022: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2012: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HUNGERFORD NICHOLS INVESTMENT PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

23723

Policy instance

Insurance contract or identification number	23723
Number of Individuals Covered	59
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $10,143
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,143
Insurance broker organization code?	4
Insurance broker name	UNITED PLANNERS FINANCIAL SERV AMER

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

23723

Policy instance

Insurance contract or identification number	23723
Number of Individuals Covered	57
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $9,298
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

23723

Policy instance

Insurance contract or identification number	23723
Number of Individuals Covered	54
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $8,225
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,124
Insurance broker organization code?	4
Insurance broker name	QA3 FINANCIAL CORP

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Company Name:	HUNGERFORD, ALDRIN, NICHOLS & CARTER P.C. DBA HUNGERFORD NICHOLS
Employer identification number (EIN):	382184825
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants