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SCHUMACHER AGENCY, INC. EMPLOYEE BENEFIT PLAN 401k Plan overview

Plan NameSCHUMACHER AGENCY, INC. EMPLOYEE BENEFIT PLAN
Plan identification number 001

SCHUMACHER AGENCY, INC. EMPLOYEE BENEFIT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SCHUMACHER AGENCY, INC. has sponsored the creation of one or more 401k plans.

Company Name:SCHUMACHER AGENCY, INC.
Employer identification number (EIN):382216192
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCHUMACHER AGENCY, INC. EMPLOYEE BENEFIT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01JEFF JOHNSTON2017-03-30
0012015-01-01JEFF JOHNSTON2016-06-08
0012014-01-01GLENN H. SMITH2015-06-15
0012013-01-01GLENN H. SMITH2014-06-18
0012012-01-01GLENN H SMITH GLENN H SMITH2013-07-10
0012011-01-01GLENN H SMITH GLENN H SMITH2012-07-25
0012009-01-01GLENN H. SMITH GLENN H. SMITH2010-09-24

Plan Statistics for SCHUMACHER AGENCY, INC. EMPLOYEE BENEFIT PLAN

401k plan membership statisitcs for SCHUMACHER AGENCY, INC. EMPLOYEE BENEFIT PLAN

Measure Date Value
2012: SCHUMACHER AGENCY, INC. EMPLOYEE BENEFIT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0116
Total number of active participants reported on line 7a of the Form 55002012-01-0116
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-0116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0116
Number of participants with account balances2012-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SCHUMACHER AGENCY, INC. EMPLOYEE BENEFIT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0114
Total number of active participants reported on line 7a of the Form 55002011-01-0115
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0115
Number of participants with account balances2011-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SCHUMACHER AGENCY, INC. EMPLOYEE BENEFIT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0114
Total number of active participants reported on line 7a of the Form 55002009-01-0114
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-0114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0114
Number of participants with account balances2009-01-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SCHUMACHER AGENCY, INC. EMPLOYEE BENEFIT PLAN

Measure Date Value
2012 : SCHUMACHER AGENCY, INC. EMPLOYEE BENEFIT PLAN 2012 401k financial data
Total income from all sources2012-12-31$335,565
Expenses. Total of all expenses incurred2012-12-31$745
Total plan assets at end of year2012-12-31$2,196,479
Total plan assets at beginning of year2012-12-31$1,861,659
Value of fidelity bond covering the plan2012-12-31$750,000
Total contributions received or receivable from participants2012-12-31$79,447
Other income received2012-12-31$206,406
Net income (gross income less expenses)2012-12-31$334,820
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,196,479
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,861,659
Assets. Value of participant loans2012-12-31$41,021
Total contributions received or receivable from employer(s)2012-12-31$49,712
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$745
2011 : SCHUMACHER AGENCY, INC. EMPLOYEE BENEFIT PLAN 2011 401k financial data
Total income from all sources2011-12-31$39,521
Expenses. Total of all expenses incurred2011-12-31$77,023
Benefits paid (including direct rollovers)2011-12-31$77,023
Total plan assets at end of year2011-12-31$1,861,659
Total plan assets at beginning of year2011-12-31$1,899,161
Value of fidelity bond covering the plan2011-12-31$750,000
Total contributions received or receivable from participants2011-12-31$74,014
Contributions received from other sources (not participants or employers)2011-12-31$23,683
Other income received2011-12-31$-103,360
Net income (gross income less expenses)2011-12-31$-37,502
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,861,659
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,899,161
Assets. Value of participant loans2011-12-31$22,845
Total contributions received or receivable from employer(s)2011-12-31$45,184
2010 : SCHUMACHER AGENCY, INC. EMPLOYEE BENEFIT PLAN 2010 401k financial data
Total income from all sources2010-12-31$305,516
Expenses. Total of all expenses incurred2010-12-31$8,042
Benefits paid (including direct rollovers)2010-12-31$8,042
Total plan assets at end of year2010-12-31$1,899,161
Total plan assets at beginning of year2010-12-31$1,601,687
Value of fidelity bond covering the plan2010-12-31$100,000
Total contributions received or receivable from participants2010-12-31$75,100
Other income received2010-12-31$186,029
Net income (gross income less expenses)2010-12-31$297,474
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,899,161
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,601,687
Assets. Value of participant loans2010-12-31$52,948
Total contributions received or receivable from employer(s)2010-12-31$44,387

Form 5500 Responses for SCHUMACHER AGENCY, INC. EMPLOYEE BENEFIT PLAN

2012: SCHUMACHER AGENCY, INC. EMPLOYEE BENEFIT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SCHUMACHER AGENCY, INC. EMPLOYEE BENEFIT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SCHUMACHER AGENCY, INC. EMPLOYEE BENEFIT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number310017659,61,63
Policy instance 2
Insurance contract or identification number310017659,61,63
Number of Individuals Covered3
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $3,080
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $3,080
Insurance broker organization code?3
Insurance broker nameJEFFREY B SHULL
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberB2-WN20
Policy instance 1
Insurance contract or identification numberB2-WN20
Number of Individuals Covered16
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $310
Total amount of fees paid to insurance companyUSD $77
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Amount paid for insurance broker fees77
Additional information about fees paid to insurance brokerPER PARTICIPANT ACCOUNTING FEE
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $310
Insurance broker nameSECURITIES AMERICA, INC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberB2-WN20
Policy instance 1
Insurance contract or identification numberB2-WN20
Number of Individuals Covered15
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $202
Total amount of fees paid to insurance companyUSD $51
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number310017659,61,63
Policy instance 2
Insurance contract or identification number310017659,61,63
Number of Individuals Covered3
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $2,222
Total amount of fees paid to insurance companyUSD $0
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberB2-WN20
Policy instance 1
Insurance contract or identification numberB2-WN20
Number of Individuals Covered14
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $230
Total amount of fees paid to insurance companyUSD $57
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Amount paid for insurance broker fees57
Additional information about fees paid to insurance brokerPER PARTICIPANT ACCOUNTING FEE
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $187
Insurance broker nameSECURITIES AMERICA, INC
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number310017659,61,63
Policy instance 2
Insurance contract or identification number310017659,61,63
Number of Individuals Covered3
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $9,766
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $9,766
Insurance broker organization code?3
Insurance broker nameJEFFREY B SHULL

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