K&K KERN FARMS LLC has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2021: K&K FARMS HR10 PLAN 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-01-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 4 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 0 |
| Total of all active and inactive participants | 2021-01-01 | 4 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
| Total participants | 2021-01-01 | 4 |
| Number of participants with account balances | 2021-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
| 2020: K&K FARMS HR10 PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-01-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 4 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 0 |
| Total of all active and inactive participants | 2020-01-01 | 4 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
| Total participants | 2020-01-01 | 4 |
| Number of participants with account balances | 2020-01-01 | 4 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
| 2019: K&K FARMS HR10 PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 4 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 0 |
| Total of all active and inactive participants | 2019-01-01 | 4 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 4 |
| Number of participants with account balances | 2019-01-01 | 4 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: K&K FARMS HR10 PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 5 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 0 |
| Total of all active and inactive participants | 2018-01-01 | 5 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 5 |
| Number of participants with account balances | 2018-01-01 | 5 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: K&K FARMS HR10 PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 5 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 0 |
| Total of all active and inactive participants | 2017-01-01 | 5 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 5 |
| Number of participants with account balances | 2017-01-01 | 5 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: K&K FARMS HR10 PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 5 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
| Total of all active and inactive participants | 2016-01-01 | 5 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 5 |
| Number of participants with account balances | 2016-01-01 | 5 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: K&K FARMS HR10 PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 5 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 0 |
| Total of all active and inactive participants | 2015-01-01 | 5 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 5 |
| Number of participants with account balances | 2015-01-01 | 5 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: K&K FARMS HR10 PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 5 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 0 |
| Total of all active and inactive participants | 2014-01-01 | 5 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 5 |
| Number of participants with account balances | 2014-01-01 | 5 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: K&K FARMS HR10 PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 4 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 4 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 0 |
| Total of all active and inactive participants | 2013-01-01 | 4 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 4 |
| Number of participants with account balances | 2013-01-01 | 4 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: K&K FARMS HR10 PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 4 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
| Total of all active and inactive participants | 2012-01-01 | 4 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 4 |
| Number of participants with account balances | 2012-01-01 | 4 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2010: K&K FARMS HR10 PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 3 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 0 |
| Total of all active and inactive participants | 2010-01-01 | 3 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
| Total participants | 2010-01-01 | 3 |
| Number of participants with account balances | 2010-01-01 | 3 |
| 2009: K&K FARMS HR10 PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 3 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 0 |
| Total of all active and inactive participants | 2009-01-01 | 3 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 3 |
| Number of participants with account balances | 2009-01-01 | 3 |
| Measure | Date | Value |
|---|
| 2021 : K&K FARMS HR10 PLAN 2021 401k financial data |
|---|
| Transfers to/from the plan | 2021-12-31 | $-720,735 |
| Total income from all sources | 2021-12-31 | $45,440 |
| Expenses. Total of all expenses incurred | 2021-12-31 | $831 |
| Total plan assets at end of year | 2021-12-31 | $0 |
| Total plan assets at beginning of year | 2021-12-31 | $676,126 |
| Expenses. Other expenses not covered elsewhere | 2021-12-31 | $831 |
| Other income received | 2021-12-31 | $45,440 |
| Net income (gross income less expenses) | 2021-12-31 | $44,609 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $676,126 |
| 2020 : K&K FARMS HR10 PLAN 2020 401k financial data |
|---|
| Total income from all sources | 2020-12-31 | $58,961 |
| Total plan assets at end of year | 2020-12-31 | $676,126 |
| Total plan assets at beginning of year | 2020-12-31 | $617,165 |
| Other income received | 2020-12-31 | $58,961 |
| Net income (gross income less expenses) | 2020-12-31 | $58,961 |
| Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $676,126 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $617,165 |
| 2019 : K&K FARMS HR10 PLAN 2019 401k financial data |
|---|
| Transfers to/from the plan | 2019-12-31 | $-222,405 |
| Total income from all sources | 2019-12-31 | $97,493 |
| Total plan assets at end of year | 2019-12-31 | $617,165 |
| Total plan assets at beginning of year | 2019-12-31 | $742,077 |
| Other income received | 2019-12-31 | $97,493 |
| Net income (gross income less expenses) | 2019-12-31 | $97,493 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $617,165 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $742,077 |
| 2018 : K&K FARMS HR10 PLAN 2018 401k financial data |
|---|
| Transfers to/from the plan | 2018-12-31 | $-70,000 |
| Total income from all sources | 2018-12-31 | $-32,052 |
| Total plan assets at end of year | 2018-12-31 | $742,077 |
| Total plan assets at beginning of year | 2018-12-31 | $844,129 |
| Other income received | 2018-12-31 | $-32,052 |
| Net income (gross income less expenses) | 2018-12-31 | $-32,052 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $742,077 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $844,129 |
| 2017 : K&K FARMS HR10 PLAN 2017 401k financial data |
|---|
| Transfers to/from the plan | 2017-12-31 | $-106,000 |
| Total income from all sources | 2017-12-31 | $92,387 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $30 |
| Total plan assets at end of year | 2017-12-31 | $844,129 |
| Total plan assets at beginning of year | 2017-12-31 | $857,772 |
| Other income received | 2017-12-31 | $92,387 |
| Net income (gross income less expenses) | 2017-12-31 | $92,357 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $844,129 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $857,772 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $30 |
| 2016 : K&K FARMS HR10 PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $49,678 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $30 |
| Total plan assets at end of year | 2016-12-31 | $857,772 |
| Total plan assets at beginning of year | 2016-12-31 | $808,124 |
| Other income received | 2016-12-31 | $49,678 |
| Net income (gross income less expenses) | 2016-12-31 | $49,648 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $857,772 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $808,124 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $30 |
| 2015 : K&K FARMS HR10 PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $15,914 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $30 |
| Total plan assets at end of year | 2015-12-31 | $808,124 |
| Total plan assets at beginning of year | 2015-12-31 | $792,240 |
| Other income received | 2015-12-31 | $-16,690 |
| Net income (gross income less expenses) | 2015-12-31 | $15,884 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $808,124 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $792,240 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $32,604 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $30 |
| 2014 : K&K FARMS HR10 PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $67,844 |
| Total plan assets at end of year | 2014-12-31 | $792,240 |
| Total plan assets at beginning of year | 2014-12-31 | $724,396 |
| Other income received | 2014-12-31 | $26,519 |
| Net income (gross income less expenses) | 2014-12-31 | $67,844 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $792,240 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $724,396 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $41,325 |
| 2013 : K&K FARMS HR10 PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $139,534 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $30 |
| Total plan assets at end of year | 2013-12-31 | $724,396 |
| Total plan assets at beginning of year | 2013-12-31 | $584,892 |
| Other income received | 2013-12-31 | $99,800 |
| Net income (gross income less expenses) | 2013-12-31 | $139,504 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $724,396 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $584,892 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $39,734 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $30 |
| 2012 : K&K FARMS HR10 PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $81,696 |
| Total plan assets at end of year | 2012-12-31 | $584,892 |
| Total plan assets at beginning of year | 2012-12-31 | $503,196 |
| Other income received | 2012-12-31 | $50,355 |
| Net income (gross income less expenses) | 2012-12-31 | $81,696 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $584,892 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $503,196 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $31,341 |
| 2010 : K&K FARMS HR10 PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $45,592 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $8,052 |
| Total plan assets at end of year | 2010-12-31 | $493,331 |
| Total plan assets at beginning of year | 2010-12-31 | $455,791 |
| Other income received | 2010-12-31 | $14,664 |
| Net income (gross income less expenses) | 2010-12-31 | $37,540 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $493,331 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $455,791 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $30,928 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $8,052 |
| 2021: K&K FARMS HR10 PLAN 2021 form 5500 responses |
|---|
| 2021-01-01 | Type of plan entity | Single employer plan |
| 2021-01-01 | This submission is the final filing | Yes |
| 2021-01-01 | Plan funding arrangement – Insurance | Yes |
| 2021-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2020: K&K FARMS HR10 PLAN 2020 form 5500 responses |
|---|
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Plan funding arrangement – Insurance | Yes |
| 2020-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2019: K&K FARMS HR10 PLAN 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018: K&K FARMS HR10 PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017: K&K FARMS HR10 PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016: K&K FARMS HR10 PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015: K&K FARMS HR10 PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014: K&K FARMS HR10 PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013: K&K FARMS HR10 PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012: K&K FARMS HR10 PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2010: K&K FARMS HR10 PLAN 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Submission has been amended | Yes |
| 2010-01-01 | Plan funding arrangement – Insurance | Yes |
| 2010-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009: K&K FARMS HR10 PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 004935-070 |
| Policy instance | 1 |
| Insurance contract or identification number | 004935-070 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2021-01-01 | | Insurance policy end date | 2021-12-31 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 004935-070 |
| Policy instance | 1 |
| Insurance contract or identification number | 004935-070 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2020-01-01 | | Insurance policy end date | 2020-12-31 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 004935-070 |
| Policy instance | 1 |
| Insurance contract or identification number | 004935-070 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 004935-070 |
| Policy instance | 1 |
| Insurance contract or identification number | 004935-070 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 004935-070 |
| Policy instance | 1 |
| Insurance contract or identification number | 004935-070 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 3 | | Insurance broker name | FRANK LIST |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 004935-070 |
| Policy instance | 1 |
| Insurance contract or identification number | 004935-070 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of fees paid to insurance company | USD $882 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 882 | | Insurance broker organization code? | 3 | | Insurance broker name | FRANK LIST |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 004935-070 |
| Policy instance | 1 |
| Insurance contract or identification number | 004935-070 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $1,606 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,606 | | Insurance broker organization code? | 3 | | Insurance broker name | FRANK LIST |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 004935-070 |
| Policy instance | 1 |
| Insurance contract or identification number | 004935-070 | | Number of Individuals Covered | 4 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $1,046 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,046 | | Insurance broker organization code? | 3 | | Insurance broker name | FRANK LIST |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 004935-070 |
| Policy instance | 1 |
| Insurance contract or identification number | 004935-070 | | Number of Individuals Covered | 4 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $1,078 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,078 | | Insurance broker organization code? | 3 | | Insurance broker name | FRANK LIST |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 004935-070 |
| Policy instance | 1 |
| Insurance contract or identification number | 004935-070 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $8,052 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $8,052 | | Insurance broker organization code? | 3 | | Insurance broker name | FRANK LIST |
|
