401k Plan data: WHEELER UPHAM, P.C. 401K PLAN plan

WHEELER UPHAM, P.C. 401K PLAN 401k Plan overview

Plan Name	WHEELER UPHAM, P.C. 401K PLAN
Plan identification number	003

WHEELER UPHAM, P.C. 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WHEELER UPHAM, P.C. has sponsored the creation of one or more 401k plans.

Company Name: WHEELER UPHAM, P.C.

Employer identification number (EIN): 382416581

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WHEELER UPHAM, P.C. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2022-01-01 JAMES M. SHADE 2023-04-27
003 2021-01-01 JAMES M. SHADE 2022-04-25
003 2020-01-01 JAMES M. SHADE 2021-04-29
003 2018-01-01 JAMES M. SHADE 2019-07-18
003 2017-01-01 JAMES M. SHADE JAMES M. SHADE 2018-10-02
003 2016-01-01 JAMES M. SHADE JAMES M. SHADE 2017-04-17
003 2016-01-01 JAMES M. SHADE 2017-04-13
003 2015-01-01 JAMES M. SHADE JAMES M. SHADE 2016-04-21
003 2015-01-01 JAMES M. SHADE JAMES M. SHADE 2016-04-21
003 2014-01-01 JAMES M. SHADE JAMES M. SHADE 2015-05-18
003 2013-01-01 JAMES M. SHADE
003 2012-02-01 JAMES M. SHADE JAMES M. SHADE 2013-05-13
003 2011-02-01 JAMES M. SHADE JAMES M. SHADE 2012-06-07
003 2010-02-01 JAMES SHADE JAMES SHADE 2011-07-11
003 2009-02-01 JAMES SHADE JAMES SHADE 2010-08-10

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2022-01-01	JAMES M. SHADE	2023-04-27
003	2021-01-01	JAMES M. SHADE	2022-04-25
003	2020-01-01	JAMES M. SHADE	2021-04-29
003	2018-01-01	JAMES M. SHADE	2019-07-18
003	2017-01-01	JAMES M. SHADE		JAMES M. SHADE	2018-10-02
003	2016-01-01	JAMES M. SHADE		JAMES M. SHADE	2017-04-17
003	2016-01-01			JAMES M. SHADE	2017-04-13
003	2015-01-01	JAMES M. SHADE		JAMES M. SHADE	2016-04-21
003	2015-01-01	JAMES M. SHADE		JAMES M. SHADE	2016-04-21
003	2014-01-01	JAMES M. SHADE		JAMES M. SHADE	2015-05-18
003	2013-01-01	JAMES M. SHADE
003	2012-02-01	JAMES M. SHADE		JAMES M. SHADE	2013-05-13
003	2011-02-01	JAMES M. SHADE		JAMES M. SHADE	2012-06-07
003	2010-02-01	JAMES SHADE		JAMES SHADE	2011-07-11
003	2009-02-01	JAMES SHADE		JAMES SHADE	2010-08-10

Plan Statistics for WHEELER UPHAM, P.C. 401K PLAN

401k plan membership statisitcs for WHEELER UPHAM, P.C. 401K PLAN

Measure Date Value
2017: WHEELER UPHAM, P.C. 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 15
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 2
Total of all active and inactive participants 2017-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 17
Number of participants with account balances 2017-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: WHEELER UPHAM, P.C. 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 16
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 2
Total of all active and inactive participants 2016-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 19
Number of participants with account balances 2016-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: WHEELER UPHAM, P.C. 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 14
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 3
Total of all active and inactive participants 2015-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 18
Number of participants with account balances 2015-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: WHEELER UPHAM, P.C. 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 13
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 4
Total of all active and inactive participants 2014-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 18
Number of participants with account balances 2014-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: WHEELER UPHAM, P.C. 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 12
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 5
Total of all active and inactive participants 2013-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 18
Number of participants with account balances 2013-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: WHEELER UPHAM, P.C. 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-02-01 21
Total number of active participants reported on line 7a of the Form 5500 2012-02-01 15
Number of retired or separated participants receiving benefits 2012-02-01 0
Number of other retired or separated participants entitled to future benefits 2012-02-01 5
Total of all active and inactive participants 2012-02-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-02-01 0
Total participants 2012-02-01 20
Number of participants with account balances 2012-02-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-02-01 0
2011: WHEELER UPHAM, P.C. 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-02-01 21
Total number of active participants reported on line 7a of the Form 5500 2011-02-01 16
Number of retired or separated participants receiving benefits 2011-02-01 0
Number of other retired or separated participants entitled to future benefits 2011-02-01 5
Total of all active and inactive participants 2011-02-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-02-01 0
Total participants 2011-02-01 21
Number of participants with account balances 2011-02-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-02-01 0
2010: WHEELER UPHAM, P.C. 401K PLAN 2010 401k membership
Total participants, beginning-of-year 2010-02-01 17
Total number of active participants reported on line 7a of the Form 5500 2010-02-01 18
Number of retired or separated participants receiving benefits 2010-02-01 0
Number of other retired or separated participants entitled to future benefits 2010-02-01 3
Total of all active and inactive participants 2010-02-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-02-01 0
Total participants 2010-02-01 21
Number of participants with account balances 2010-02-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-02-01 0
2009: WHEELER UPHAM, P.C. 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-02-01 19
Total number of active participants reported on line 7a of the Form 5500 2009-02-01 17
Number of retired or separated participants receiving benefits 2009-02-01 0
Number of other retired or separated participants entitled to future benefits 2009-02-01 0
Total of all active and inactive participants 2009-02-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-02-01 0
Total participants 2009-02-01 17
Number of participants with account balances 2009-02-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-02-01 0

Measure	Date	Value
2017: WHEELER UPHAM, P.C. 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	15
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	2
Total of all active and inactive participants	2017-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	17
Number of participants with account balances	2017-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: WHEELER UPHAM, P.C. 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	16
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	2
Total of all active and inactive participants	2016-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	19
Number of participants with account balances	2016-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: WHEELER UPHAM, P.C. 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	14
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	3
Total of all active and inactive participants	2015-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	18
Number of participants with account balances	2015-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: WHEELER UPHAM, P.C. 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	13
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	4
Total of all active and inactive participants	2014-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	18
Number of participants with account balances	2014-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: WHEELER UPHAM, P.C. 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	12
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	5
Total of all active and inactive participants	2013-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	18
Number of participants with account balances	2013-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: WHEELER UPHAM, P.C. 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-02-01	21
Total number of active participants reported on line 7a of the Form 5500	2012-02-01	15
Number of retired or separated participants receiving benefits	2012-02-01	0
Number of other retired or separated participants entitled to future benefits	2012-02-01	5
Total of all active and inactive participants	2012-02-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-02-01	0
Total participants	2012-02-01	20
Number of participants with account balances	2012-02-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-02-01	0
2011: WHEELER UPHAM, P.C. 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-02-01	21
Total number of active participants reported on line 7a of the Form 5500	2011-02-01	16
Number of retired or separated participants receiving benefits	2011-02-01	0
Number of other retired or separated participants entitled to future benefits	2011-02-01	5
Total of all active and inactive participants	2011-02-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-02-01	0
Total participants	2011-02-01	21
Number of participants with account balances	2011-02-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-02-01	0
2010: WHEELER UPHAM, P.C. 401K PLAN 2010 401k membership
Total participants, beginning-of-year	2010-02-01	17
Total number of active participants reported on line 7a of the Form 5500	2010-02-01	18
Number of retired or separated participants receiving benefits	2010-02-01	0
Number of other retired or separated participants entitled to future benefits	2010-02-01	3
Total of all active and inactive participants	2010-02-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-02-01	0
Total participants	2010-02-01	21
Number of participants with account balances	2010-02-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-02-01	0
2009: WHEELER UPHAM, P.C. 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-02-01	19
Total number of active participants reported on line 7a of the Form 5500	2009-02-01	17
Number of retired or separated participants receiving benefits	2009-02-01	0
Number of other retired or separated participants entitled to future benefits	2009-02-01	0
Total of all active and inactive participants	2009-02-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-02-01	0
Total participants	2009-02-01	17
Number of participants with account balances	2009-02-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-02-01	0

Financial Data on WHEELER UPHAM, P.C. 401K PLAN

Measure	Date	Value
2017 : WHEELER UPHAM, P.C. 401K PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$757,242
Expenses. Total of all expenses incurred	2017-12-31	$475,290
Benefits paid (including direct rollovers)	2017-12-31	$463,978
Total plan assets at end of year	2017-12-31	$4,474,589
Total plan assets at beginning of year	2017-12-31	$4,192,637
Total contributions received or receivable from participants	2017-12-31	$129,694
Other income received	2017-12-31	$613,824
Net income (gross income less expenses)	2017-12-31	$281,952
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$4,474,589
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$4,192,637
Total contributions received or receivable from employer(s)	2017-12-31	$13,724
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$11,312
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : WHEELER UPHAM, P.C. 401K PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$510,001
Expenses. Total of all expenses incurred	2016-12-31	$127,550
Benefits paid (including direct rollovers)	2016-12-31	$127,470
Total plan assets at end of year	2016-12-31	$4,192,637
Total plan assets at beginning of year	2016-12-31	$3,810,186
Total contributions received or receivable from participants	2016-12-31	$133,871
Other income received	2016-12-31	$358,326
Net income (gross income less expenses)	2016-12-31	$382,451
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$4,192,637
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$3,810,186
Total contributions received or receivable from employer(s)	2016-12-31	$17,804
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$80
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : WHEELER UPHAM, P.C. 401K PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$66,385
Expenses. Total of all expenses incurred	2015-12-31	$110,446
Benefits paid (including direct rollovers)	2015-12-31	$110,406
Total plan assets at end of year	2015-12-31	$3,810,186
Total plan assets at beginning of year	2015-12-31	$3,854,247
Total contributions received or receivable from participants	2015-12-31	$107,706
Other income received	2015-12-31	$-55,299
Net income (gross income less expenses)	2015-12-31	$-44,061
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$3,810,186
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$3,854,247
Total contributions received or receivable from employer(s)	2015-12-31	$13,978
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$40
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : WHEELER UPHAM, P.C. 401K PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$382,339
Expenses. Total of all expenses incurred	2014-12-31	$1,854,697
Benefits paid (including direct rollovers)	2014-12-31	$1,854,697
Total plan assets at end of year	2014-12-31	$3,854,247
Total plan assets at beginning of year	2014-12-31	$5,326,605
Total contributions received or receivable from participants	2014-12-31	$79,593
Other income received	2014-12-31	$289,066
Net income (gross income less expenses)	2014-12-31	$-1,472,358
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,854,247
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$5,326,605
Total contributions received or receivable from employer(s)	2014-12-31	$13,680
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : WHEELER UPHAM, P.C. 401K PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$806,900
Expenses. Total of all expenses incurred	2013-12-31	$90,000
Benefits paid (including direct rollovers)	2013-12-31	$90,000
Total plan assets at end of year	2013-12-31	$5,326,605
Total plan assets at beginning of year	2013-12-31	$4,609,705
Total contributions received or receivable from participants	2013-12-31	$80,181
Other income received	2013-12-31	$711,480
Net income (gross income less expenses)	2013-12-31	$716,900
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$5,326,605
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$4,609,705
Total contributions received or receivable from employer(s)	2013-12-31	$15,239
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : WHEELER UPHAM, P.C. 401K PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$362,750
Expenses. Total of all expenses incurred	2012-12-31	$67,730
Benefits paid (including direct rollovers)	2012-12-31	$67,730
Total plan assets at end of year	2012-12-31	$4,609,705
Total plan assets at beginning of year	2012-12-31	$4,314,685
Total contributions received or receivable from participants	2012-12-31	$90,941
Other income received	2012-12-31	$270,959
Net income (gross income less expenses)	2012-12-31	$295,020
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$4,609,705
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$4,314,685
Total contributions received or receivable from employer(s)	2012-12-31	$850
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Total income from all sources	2012-01-31	$128,339
Expenses. Total of all expenses incurred	2012-01-31	$156,546
Benefits paid (including direct rollovers)	2012-01-31	$156,546
Total plan assets at end of year	2012-01-31	$4,314,685
Total plan assets at beginning of year	2012-01-31	$4,342,892
Total contributions received or receivable from participants	2012-01-31	$87,537
Other income received	2012-01-31	$28,763
Net income (gross income less expenses)	2012-01-31	$-28,207
Net plan assets at end of year (total assets less liabilities)	2012-01-31	$4,314,685
Net plan assets at beginning of year (total assets less liabilities)	2012-01-31	$4,342,892
Total contributions received or receivable from employer(s)	2012-01-31	$12,039
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-01-31	$0
2011 : WHEELER UPHAM, P.C. 401K PLAN 2011 401k financial data
Total income from all sources	2011-01-31	$570,449
Expenses. Total of all expenses incurred	2011-01-31	$54,382
Benefits paid (including direct rollovers)	2011-01-31	$54,382
Total plan assets at end of year	2011-01-31	$4,342,892
Total plan assets at beginning of year	2011-01-31	$3,826,825
Total contributions received or receivable from participants	2011-01-31	$94,439
Other income received	2011-01-31	$460,431
Net income (gross income less expenses)	2011-01-31	$516,067
Net plan assets at end of year (total assets less liabilities)	2011-01-31	$4,342,892
Net plan assets at beginning of year (total assets less liabilities)	2011-01-31	$3,826,825
Total contributions received or receivable from employer(s)	2011-01-31	$15,579
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-01-31	$0
2010 : WHEELER UPHAM, P.C. 401K PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-01-31	$0

Form 5500 Responses for WHEELER UPHAM, P.C. 401K PLAN

2017: WHEELER UPHAM, P.C. 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: WHEELER UPHAM, P.C. 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: WHEELER UPHAM, P.C. 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: WHEELER UPHAM, P.C. 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: WHEELER UPHAM, P.C. 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: WHEELER UPHAM, P.C. 401K PLAN 2012 form 5500 responses
2012-02-01	Type of plan entity	Single employer plan
2012-02-01	Submission has been amended	No
2012-02-01	This submission is the final filing	No
2012-02-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-02-01	Plan is a collectively bargained plan	No
2012-02-01	Plan funding arrangement – Trust	Yes
2012-02-01	Plan benefit arrangement - Trust	Yes
2011: WHEELER UPHAM, P.C. 401K PLAN 2011 form 5500 responses
2011-02-01	Type of plan entity	Single employer plan
2011-02-01	Submission has been amended	No
2011-02-01	This submission is the final filing	No
2011-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-02-01	Plan is a collectively bargained plan	No
2011-02-01	Plan funding arrangement – Trust	Yes
2011-02-01	Plan benefit arrangement - Trust	Yes
2010: WHEELER UPHAM, P.C. 401K PLAN 2010 form 5500 responses
2010-02-01	Type of plan entity	Single employer plan
2010-02-01	Submission has been amended	No
2010-02-01	This submission is the final filing	No
2010-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-02-01	Plan is a collectively bargained plan	No
2010-02-01	Plan funding arrangement – Insurance	Yes
2010-02-01	Plan funding arrangement – Trust	Yes
2010-02-01	Plan benefit arrangement – Insurance	Yes
2010-02-01	Plan benefit arrangement - Trust	Yes
2009: WHEELER UPHAM, P.C. 401K PLAN 2009 form 5500 responses
2009-02-01	Type of plan entity	Single employer plan
2009-02-01	Submission has been amended	No
2009-02-01	This submission is the final filing	No
2009-02-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-02-01	Plan is a collectively bargained plan	No
2009-02-01	Plan funding arrangement – Insurance	Yes
2009-02-01	Plan funding arrangement – Trust	Yes
2009-02-01	Plan benefit arrangement – Insurance	Yes
2009-02-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

30783

Policy instance

Insurance contract or identification number	30783
Number of Individuals Covered	1
Insurance policy start date	2010-02-01
Insurance policy end date	2011-01-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	WHEELER UPHAM, P.C.
Employer identification number (EIN):	382416581
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers